KEELEY-TETON ADVISORS, LLC
Adviser information for KEELEY-TETON ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 454 | $888.8M |
| Non-Discretionary | 0 | $0 |
| Total | 454 | $888.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 71 | $8.0M |
| HNW Individuals | 356 | $230.7M |
| Banking or thrift institutions | 1 | $306,656 |
| Investment companies | 4 | $512.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $59.4M |
| Charitable organizations | 6 | $18.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $59.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 39.3M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MANAGED ACCOUNT CONNECTION/MARKETPLACE | CHARLES SCHWAB |
| CONSULTING AND EVALUATION SERVICES | MORGAN STANLEY |
| PRIVATE ADVISOR NETWORK | WELLS FARGO |
| RAYMOND JAMES CONSULTING SERVICES | RAYMOND JAMES |
| PROAM (PROFESSIONAL ASSET MGT) | NBC SECURITIES |
| PAPAMARKOU | PAPAMARKOU WELLNER & CO., INC. |
Principal Office
141 WEST JACKSON BLVDSUITE 2150
CHICAGO
IL
United States
Monday - Friday, 8:00 A.M. TO 4:00 P.M.
Tel: (312) 786-5000, Fax: 312-786-5001
Websites
Chief Compliance Officer
TIFFANY HAYDEN
CHIEF COMPLIANCE OFFICER
189 MASON STREET
GREENWICH
CT
United States
Tel:
914-457-1077
T******@***********M
(Full email address available in API data)
Regulatory Contact
MARK MAJEWSKI
ASSOCIATE COMPLIANCE OFFICER
141 WEST JACKSON BLVD
SUITE 2150
CHICAGO
IL
United States
Tel:
312-786-5045
M********@**************M
(Full email address available in API data)
Industry Affiliates
| G.DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| G.RESEARCH, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| GABELLI & COMPANY INVESTMENT ADVISERS, INC. | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| GABELLI FUNDS, LLC | Other investment adviser, including financial planners |
| GABELLI SECURITIES INTERNATIONAL (UK) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| GAMCO ASSET MANAGEMENT (UK) LTD | Other investment adviser, including financial planners |
| GAMCO ASSET MANAGEMENT INC. | Other investment adviser, including financial planners |
| TETON ADVISORS, INC | Sponsor, GP, manager of pooled investment vehicles |
| TETON ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TETON ADVISORS, INC. | Domestic Entity | – | SOLE MEMBER | 10/2016 | > 75% |
| GGCP, INC. | Domestic Entity | TETON ADVISORS, INC. | SHAREHOLDER OF CLASS A AND B COMMON STOCK | 03/2009 | 50-75% |
| GABELLI, MARIO, JOSEPH | Individual | GGCP, INC. | CEO, DIRECTOR AND THE MAJORITY SHAREHOLDER OF COMMON STOCK | 11/1976 | > 75% |
| KEELEY, KEVIN, MATTHEW | Individual | – | CHAIRMAN | 03/2023 | < 5% |
| HAYDEN, TIFFANY, RENEE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| HAARS, CASEY, CARL | Individual | – | CHIEF ACCOUNTING OFFICER | 03/2023 | < 5% |
| MAJEWSKI, MARK, CHARLES | Individual | – | ASSOCIATE COMPLIANCE OFFICER | 03/2023 | < 5% |
| RAWANI, ANAND | Individual | – | RISK MANAGEMENT / ESG | 03/2023 | < 5% |
| KALHA, MANJIT, SINGH | Individual | – | EXECUTIVE VICE PRESIDENT FINANCE | 03/2023 | < 5% |
| BONDI, STEPHEN, GERARD | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 1895 BANCORP OF WISCONSIN IN | EQUITY | 213K | 26K | – |
| AAR CORP | EQUITY | 2M | 26K | – |
| ABBVIE INC | EQUITY | 335K | 2K | – |
| ABM INDUSTRIES INC | EQUITY | 7M | 133K | – |
| ABRDN GLOBAL INFRASTRUCTURE | EXCHANGE TRADED | 476K | 26K | – |
| ACCO BRANDS CORP | EQUITY | 1M | 311K | – |
| ADTRAN HOLDINGS INC | EQUITY | 2M | 361K | – |
| ADVANCE AUTO PARTS INC | EQUITY | 447K | 7K | – |
| ADVANCED ENERGY INDUSTRIES | EQUITY | 2M | 18K | – |
| AGILENT TECHNOLOGIES INC | EQUITY | 951K | 7K | – |
| AIR LEASE CORP | EQUITY | 8M | 171K | – |
| ALBANY INTL CORP-CL A | EQUITY | 208K | 2K | – |
| ALERUS FINANCIAL CORP | EQUITY | 2M | 90K | – |
| ALLETE INC | EQUITY | 4M | 68K | – |
| ALLISON TRANSMISSION HOLDING | EQUITY | 3M | 35K | – |
| ALPHABET INC-CL A | EQUITY | 342K | 2K | – |
| ALPINE INCOME PROPERTY TRUST | EQUITY | 5M | 307K | – |
| ALTRIA GROUP INC | EQUITY | 279K | 6K | – |
| A-MARK PRECIOUS METALS INC | EQUITY | 2M | 50K | – |
| AMAZON.COM INC | EQUITY | 649K | 3K | – |
| AMERANT BANCORP INC | EQUITY | 331K | 15K | – |
| AMERICAN EAGLE OUTFITTERS | EQUITY | 2M | 85K | – |
| AMERICAN WOODMARK CORP | EQUITY | 2M | 23K | – |
| AMERIPRISE FINANCIAL INC | EQUITY | 2M | 4K | – |
| AMGEN INC | EQUITY | 336K | 1K | – |
| AMN HEALTHCARE SERVICES INC | EQUITY | 847K | 17K | – |
| APOGEE ENTERPRISES INC | EQUITY | 696K | 11K | – |
| APPLE INC | EQUITY | 796K | 4K | – |
| ARDAGH METAL PACKAGING SA | EQUITY | 6M | 2M | – |
| ARGAN INC | EQUITY | 4M | 51K | – |
| ARTHUR J GALLAGHER & CO | EQUITY | 1M | 4K | – |
| ASHLAND INC | EQUITY | 2M | 16K | – |
| ATLANTA BRAVES HLDS C IN-C | EQUITY | 450K | 11K | – |
| ATLANTIC UNION BANKSHARES CO | EQUITY | 4M | 121K | – |
| ATLANTICA SUSTAINABLE INFRAS | EQUITY | 3M | 116K | – |
| ATLAS ENERGY SOLUTIONS INC | EQUITY | 4M | 190K | – |
| ATN INTERNATIONAL INC | EQUITY | 619K | 27K | – |
| AUTOLIV INC | EQUITY | 2M | 18K | – |
| AVIENT CORP | EQUITY | 554K | 13K | – |
| AXOGEN INC | EQUITY | 613K | 85K | – |
| BANC OF CALIFORNIA INC | EQUITY | 521K | 41K | – |
| BATH & BODY WORKS INC | EQUITY | 2M | 50K | – |
| BEACON ROOFING SUPPLY INC | EQUITY | 3M | 31K | – |
| BENCHMARK ELECTRONICS INC | EQUITY | 2M | 43K | – |
| BERKSHIRE HATHAWAY INC-CL A | EQUITY | 1M | 2 | – |
| BERKSHIRE HATHAWAY INC-CL B | EQUITY | 1M | 3K | – |
| BLACK HILLS CORP | EQUITY | 4M | 79K | – |
| BLOOMIN' BRANDS INC | EQUITY | 1M | 75K | – |
| BRIGHTSPHERE INVESTMENT GROU | EQUITY | 2M | 87K | – |
| BRIXMOR PROPERTY GROUP INC | EQUITY | 2M | 86K | – |
| BROWN & BROWN INC | EQUITY | 694K | 8K | – |
| BRUNSWICK CORP | EQUITY | 3M | 46K | – |
| BWX TECHNOLOGIES INC | EQUITY | 2M | 18K | – |
| CABOT CORP | EQUITY | 2M | 18K | – |
| CACTUS INC - A | EQUITY | 5M | 93K | – |
| CADENCE BANK | EQUITY | 6M | 210K | – |
| CARETRUST REIT INC | EQUITY | 8M | 337K | – |
| CASS INFORMATION SYSTEMS INC | EQUITY | 4M | 88K | – |
| CAVCO INDUSTRIES INC | EQUITY | 1M | 4K | – |
| CENTURI HOLDINGS INC | EQUITY | 510K | 26K | – |
| CHAMPIONX CORP | EQUITY | 6M | 168K | – |
| CHART INDUSTRIES INC | EQUITY | 584K | 4K | – |
| CHEMED CORP | EQUITY | 3M | 6K | – |
| CHESAPEAKE ENERGY CORP | EQUITY | 2M | 30K | – |
| CHORD ENERGY CORP | EQUITY | 5M | 31K | – |
| CITIGROUP INC | EQUITY | 209K | 3K | – |
| CME GROUP INC | EQUITY | 447K | 2K | – |
| COHU INC | EQUITY | 1M | 36K | – |
| COLUMBIA BANKING SYSTEM INC | EQUITY | 8M | 413K | – |
| COLUMBUS MCKINNON CORP/NY | EQUITY | 2M | 52K | – |
| COMERICA INC | EQUITY | 2M | 33K | – |
| COMPASS DIVERSIFIED HOLDINGS | EQUITY | 626K | 29K | – |
| CONAGRA BRANDS INC | EQUITY | 935K | 33K | – |
| CRANE CO | EQUITY | 3M | 19K | – |
| CRANE NXT CO | EQUITY | 8M | 133K | – |
| CRAWFORD & COMPANY -CL A | EQUITY | 2M | 175K | – |
| DARLING INGREDIENTS INC | EQUITY | 525K | 14K | – |
| DAVE & BUSTER'S ENTERTAINMEN | EQUITY | 1M | 33K | – |
| DIAMONDBACK ENERGY INC | EQUITY | 4M | 19K | – |
| DINE BRANDS GLOBAL INC | EQUITY | 951K | 26K | – |
| DISCOVER FINANCIAL SERVICES | EQUITY | 1M | 8K | – |
| DNP SELECT INCOME FUND INC | EXCHANGE TRADED | 86K | 11K | – |
| DOLBY LABORATORIES INC-CL A | EQUITY | 5M | 59K | – |
| DONEGAL GROUP INC-CL A | EQUITY | 2M | 143K | – |
| DUCKHORN PORTFOLIO INC/THE | EQUITY | 375K | 53K | – |
| DUCOMMUN INC | EQUITY | 2M | 43K | – |
| EASTERN BANKSHARES INC | EQUITY | 699K | 50K | – |
| EASTGROUP PROPERTIES INC | EQUITY | 392K | 2K | – |
| EATON CORP PLC | EQUITY | 226K | 719 | – |
| EATON VANCE T/M BUY-WRIT OPP | EXCHANGE TRADED | 449K | 33K | – |
| EATON VANCE T/M GLBL BUY-WR | EXCHANGE TRADED | 256K | 31K | – |
| EL POLLO LOCO HOLDINGS INC | EQUITY | 478K | 42K | – |
| EMBECTA CORP | EQUITY | 4M | 341K | – |
| ENACT HOLDINGS INC | EQUITY | 4M | 132K | – |
| ENCOMPASS HEALTH CORP | EQUITY | 2M | 25K | – |
| ENERPAC TOOL GROUP CORP | EQUITY | 2M | 42K | – |
| ENOVIS CORP | EQUITY | 301K | 7K | – |
| ENPRO INC | EQUITY | 5M | 33K | – |
| ENSIGN GROUP INC/THE | EQUITY | 11M | 89K | – |
| ENTEGRIS INC | EQUITY | 1M | 8K | – |
| EPR PROPERTIES | EQUITY | 2M | 43K | – |
| EQUITABLE HOLDINGS INC | EQUITY | 4M | 93K | – |
| EQUITY LIFESTYLE PROPERTIES | EQUITY | 2M | 28K | – |
| EQUITY RESIDENTIAL | EQUITY | 838K | 12K | – |
| ESAB CORP | EQUITY | 5M | 51K | – |
| ESSENT GROUP LTD | EQUITY | 2M | 33K | – |
| ETHAN ALLEN INTERIORS INC | EQUITY | 2M | 56K | – |
| EVERGY INC | EQUITY | 3M | 50K | – |
| EVERTEC INC | EQUITY | 5M | 140K | – |
| EXELON CORP | EQUITY | 2M | 47K | – |
| EXXON MOBIL CORP | EQUITY | 237K | 2K | – |
| FARO TECHNOLOGIES INC | EQUITY | 368K | 23K | – |
| FEDERATED HERMES INC | EQUITY | 3M | 89K | – |
| FIRST BANCORP/NC | EQUITY | 4M | 134K | – |
| FIRST BUSEY CORP | EQUITY | 1M | 57K | – |
| FIRST INTERSTATE BANCSYS-A | EQUITY | 392K | 14K | – |
| FIRST TRUST NASDAQ ABA CBIF | EXCHANGE TRADED | 1M | 29K | – |
| FIVE STAR BANCORP | EQUITY | 508K | 22K | – |
| FLEXSHARES GLOBAL UPSTREAM N | EXCHANGE TRADED | 943K | 24K | – |
| FLOWSERVE CORP | EQUITY | 4M | 93K | – |
| FORMFACTOR INC | EQUITY | 440K | 7K | – |
| FORTREA HOLDINGS INC | EQUITY | 320K | 14K | – |
| FORTUNE BRANDS INNOVATIONS I | EQUITY | 2M | 29K | – |
| FRANCO-NEVADA CORP | EQUITY | 2M | 21K | – |
| FS KKR CAPITAL CORP | EQUITY | 409K | 21K | – |
| FTAI AVIATION LTD | EQUITY | 258K | 3K | – |
| FTI CONSULTING INC | EQUITY | 991K | 5K | – |
| GAMING AND LEISURE PROPERTIE | EQUITY | 613K | 14K | – |
| GE VERNOVA INC | EQUITY | 2M | 9K | – |
| GEN DIGITAL INC | EQUITY | 3M | 137K | – |
| GLACIER BANCORP INC | EQUITY | 261K | 7K | – |
| GLADSTONE LAND CORP | EQUITY | 718K | 52K | – |
| GLOBAL MEDICAL REIT INC | EQUITY | 4M | 472K | – |
| GRAIL INC | EQUITY | 225K | 15K | – |
| GREENBRIER COMPANIES INC | EQUITY | 868K | 18K | – |
| GRUPO TELEVISA SA-SPON ADR | DEPOSITORY RECEI | 466K | 168K | – |
| GXO LOGISTICS INC | EQUITY | 765K | 15K | – |
| HAEMONETICS CORP/MASS | EQUITY | 526K | 6K | – |
| HARMONIC INC | EQUITY | 922K | 78K | – |
| HASBRO INC | EQUITY | 2M | 41K | – |
| HEARTLAND EXPRESS INC | EQUITY | 2M | 189K | – |
| HEIDRICK & STRUGGLES INTL | EQUITY | 879K | 28K | – |
| HELIOS TECHNOLOGIES INC | EQUITY | 7M | 137K | – |
| HERITAGE FINANCIAL CORP | EQUITY | 303K | 17K | – |
| HEXCEL CORP | EQUITY | 328K | 5K | – |
| HIGHWOODS PROPERTIES INC | EQUITY | 831K | 32K | – |
| HILLENBRAND INC | EQUITY | 4M | 100K | – |
| HILLTOP HOLDINGS INC | EQUITY | 4M | 125K | – |
| HORACE MANN EDUCATORS | EQUITY | 270K | 8K | – |
| HORIZON BANCORP INC/IN | EQUITY | 567K | 46K | – |
| HOWARD HUGHES HOLDINGS INC | EQUITY | 576K | 9K | – |
| IMAX CORP | EQUITY | 1M | 75K | – |
| INDEPENDENT BANK CORP/MA | EQUITY | 354K | 7K | – |
| INFINERA CORP | EQUITY | 934K | 153K | – |
| INTERNATIONAL SEAWAYS INC | EQUITY | 4M | 74K | – |
| INVESCO QQQ TRUST SERIES 1 | EXCHANGE TRADED | 3M | 7K | – |
| ISHARES 1-5Y INV GRADE CORP | EXCHANGE TRADED | 710K | 14K | – |
| ISHARES CORE S&P 500 ETF | EXCHANGE TRADED | 43M | 78K | – |
| ISHARES CORE S&P MIDCAP ETF | EXCHANGE TRADED | 2M | 35K | – |
| ISHARES CORE S&P SMALL-CAP E | EXCHANGE TRADED | 572K | 5K | – |
| ISHARES GLOBAL TECH ETF | EXCHANGE TRADED | 497K | 6K | – |
| ISHARES MSCI EAFE ETF | EXCHANGE TRADED | 2M | 28K | – |
| ISHARES MSCI EMERGING MARKET | EXCHANGE TRADED | 408K | 10K | – |
| ISHARES RUSSELL 2000 ETF | EXCHANGE TRADED | 950K | 5K | – |
| ISHARES RUSSELL 2000 VALUE E | EXCHANGE TRADED | 819K | 5K | – |
| ISHARES S&P SMALL-CAP 600 GR | EXCHANGE TRADED | 212K | 2K | – |
| ISHARES SELECT DIVIDEND ETF | EXCHANGE TRADED | 1M | 11K | – |
| ISHARES US FINANCIALS ETF | EXCHANGE TRADED | 625K | 7K | – |
| ISHARES US UTILITIES ETF | EXCHANGE TRADED | 244K | 3K | – |
| ISHARS RES AND MULTI REALES | EXCHANGE TRADED | 5M | 59K | – |
| ITT INC | EQUITY | 3M | 21K | – |
| JABIL INC | EQUITY | 3M | 27K | – |
| JACK IN THE BOX INC | EQUITY | 3M | 68K | – |
| JAMES RIVER GROUP HOLDINGS L | EQUITY | 818K | 106K | – |
| KAISER ALUMINUM CORP | EQUITY | 4M | 48K | – |
| KB HOME | EQUITY | 7M | 106K | – |
| KELLANOVA | EQUITY | 3M | 49K | – |
| KENNAMETAL INC | EQUITY | 463K | 20K | – |
| KNIFE RIVER CORP | EQUITY | 3M | 36K | – |
| KNOWLES CORP | EQUITY | 2M | 107K | – |
| KONTOOR BRANDS INC | EQUITY | 8M | 127K | – |
| KORN FERRY | EQUITY | 2M | 26K | – |
| KULICKE & SOFFA INDUSTRIES | EQUITY | 1M | 29K | – |
| LABCORP HOLDINGS INC | EQUITY | 320K | 2K | – |
| LAMAR ADVERTISING CO-A | EQUITY | 3M | 28K | – |
| LAMB WESTON HOLDINGS INC | EQUITY | 2M | 21K | – |
| LCI INDUSTRIES | EQUITY | 1M | 11K | – |
| LOCKHEED MARTIN CORP | EQUITY | 294K | 629 | – |
| LUMENTUM HOLDINGS INC | EQUITY | 2M | 32K | – |
| MACATAWA BANK CORP | EQUITY | 4M | 255K | – |
| MAGNOLIA OIL & GAS CORP - A | EQUITY | 1M | 40K | – |
| MANPOWERGROUP INC | EQUITY | 2M | 29K | – |
| MDU RESOURCES GROUP INC | EQUITY | 3M | 135K | – |
| MERCER INTERNATIONAL INC | EQUITY | 4M | 474K | – |
| MERCURY GENERAL CORP | EQUITY | 856K | 16K | – |
| MESA LABORATORIES INC | EQUITY | 2M | 24K | – |
| MICROSOFT CORP | EQUITY | 629K | 1K | – |
| MID-AMERICA APARTMENT COMM | EQUITY | 1M | 7K | – |
| MINERALS TECHNOLOGIES INC | EQUITY | 3M | 32K | – |
| MKS INSTRUMENTS INC | EQUITY | 966K | 7K | – |
| MOLSON COORS BEVERAGE CO - B | EQUITY | 2M | 46K | – |
| MUELLER WATER PRODUCTS INC-A | EQUITY | 1M | 83K | – |
| MYR GROUP INC/DELAWARE | EQUITY | 1M | 8K | – |
| N-ABLE INC | EQUITY | 539K | 35K | – |
| NATIONAL BANK HOLD-CL A | EQUITY | 2M | 47K | – |
| NATIONAL STORAGE AFFILIATES | EQUITY | 5M | 114K | – |
| NCR ATLEOS CORP | EQUITY | 5M | 177K | – |
| NCR VOYIX CORP | EQUITY | 372K | 30K | – |
| NETSCOUT SYSTEMS INC | EQUITY | 2M | 106K | – |
| NEXSTAR MEDIA GROUP INC | EQUITY | 7M | 41K | – |
| NLIGHT INC | EQUITY | 850K | 78K | – |
| NORTHEAST COMMUNITY BANCORP | EQUITY | 855K | 48K | – |
| NOV INC | EQUITY | 1M | 64K | – |
| NRG ENERGY INC | EQUITY | 4M | 56K | – |
| NVENT ELECTRIC PLC | EQUITY | 3M | 39K | – |
| NVIDIA CORP | EQUITY | 610K | 5K | – |
| OCEANEERING INTL INC | EQUITY | 778K | 33K | – |
| OCEANFIRST FINANCIAL CORP | EQUITY | 2M | 118K | – |
| OLD NATIONAL BANCORP | EQUITY | 2M | 142K | – |
| OLIN CORP | EQUITY | 5M | 112K | – |
| OMNICELL INC | EQUITY | 593K | 22K | – |
| OMNICOM GROUP | EQUITY | 2M | 19K | – |
| ONTO INNOVATION INC | EQUITY | 664K | 3K | – |
| OPENLANE INC | EQUITY | 2M | 113K | – |
| ORGANON & CO | EQUITY | 1M | 56K | – |
| ORION SA | EQUITY | 2M | 85K | – |
| ORTHOFIX MEDICAL INC | EQUITY | 942K | 71K | – |
| OSHKOSH CORP | EQUITY | 2M | 21K | – |
| OSI SYSTEMS INC | EQUITY | 2M | 18K | – |
| OSISKO GOLD ROYALTIES LTD | EQUITY | 3M | 164K | – |
| OUTFRONT MEDIA INC | EQUITY | 5M | 359K | – |
| PACIFIC PREMIER BANCORP INC | EQUITY | 4M | 169K | – |
| PATTERSON COS INC | EQUITY | 2M | 83K | – |
| PATTERSON-UTI ENERGY INC | EQUITY | 556K | 54K | – |
| PENNANT GROUP INC/THE | EQUITY | 952K | 41K | – |
| PENSKE AUTOMOTIVE GROUP INC | EQUITY | 2M | 16K | – |
| PERMA-PIPE INTERNATIONAL HOL | EQUITY | 99K | 11K | – |
| PERRIGO CO PLC | EQUITY | 6M | 238K | – |
| PFIZER INC | EQUITY | 539K | 19K | – |
| PIONEER BANCORP INC/NY | EQUITY | 150K | 15K | – |
| PJT PARTNERS INC - A | EQUITY | 2M | 16K | – |
| PLYMOUTH INDUSTRIAL REIT INC | EQUITY | 3M | 157K | – |
| PONCE FINANCIAL GROUP INC | EQUITY | 354K | 39K | – |
| POPULAR INC | EQUITY | 3M | 31K | – |
| PREMIER INC-CLASS A | EQUITY | 3M | 155K | – |
| PRIMO WATER CORP | EQUITY | 3M | 160K | – |
| PRIMORIS SERVICES CORP | EQUITY | 8M | 169K | – |
| PROG HOLDINGS INC | EQUITY | 2M | 49K | – |
| PROGRESS SOFTWARE CORP | EQUITY | 5M | 93K | – |
| PROSPERITY BANCSHARES INC | EQUITY | 1M | 23K | – |
| PVH CORP | EQUITY | 3M | 27K | – |
| REGAL REXNORD CORP | EQUITY | 2M | 14K | – |
| REINSURANCE GROUP OF AMERICA | EQUITY | 3M | 15K | – |
| RICHMOND MUTUAL BANCORPORATI | EQUITY | 1M | 112K | – |
| RILEY EXPLORATION PERMIAN IN | EQUITY | 389K | 14K | – |
| RPM INTERNATIONAL INC | EQUITY | 2M | 15K | – |
| RUSH ENTERPRISES INC-CL A | EQUITY | 1M | 27K | – |
| RXO INC | EQUITY | 576K | 22K | – |
| RYDER SYSTEM INC | EQUITY | 2M | 16K | – |
| SABLE OFFSHORE CORP | EQUITY | 327K | 22K | – |
| SANMINA CORP | EQUITY | 2M | 29K | – |
| SHOE CARNIVAL INC | EQUITY | 4M | 111K | – |
| SHYFT GROUP INC/THE | EQUITY | 1M | 123K | – |
| SILICON MOTION TECHNOL-ADR | DEPOSITORY RECEI | 2M | 23K | – |
| SILVERCREST ASSET MANAGEME-A | EQUITY | 4M | 228K | – |
| SKYLINE CHAMPION CORP | EQUITY | 1M | 16K | – |
| SKYWORKS SOLUTIONS INC | EQUITY | 2M | 18K | – |
| SOLVENTUM CORP | EQUITY | 607K | 11K | – |
| SONOS INC | EQUITY | 176K | 12K | – |
| SOUTH PLAINS FINANCIAL INC | EQUITY | 5M | 170K | – |
| SOUTHSTATE CORP | EQUITY | 8M | 105K | – |
| SOUTHWEST GAS HOLDINGS INC | EQUITY | 7M | 99K | – |
| SPDR DJIA TRUST | EXCHANGE TRADED | 352K | 900 | – |
| SPDR PORTFOLIO S&P 500 GROWT | EXCHANGE TRADED | 300K | 4K | – |
| SPDR S&P 400 MID CAPGROWTH E | EXCHANGE TRADED | 3M | 38K | – |
| SPDR S&P 500 ETF TRUST | EXCHANGE TRADED | 9M | 16K | – |
| SPDR S&P MIDCAP 400 ETF TRST | EXCHANGE TRADED | 3M | 6K | – |
| SPECTRUM BRANDS HOLDINGS INC | EQUITY | 8M | 90K | – |
| SPIRIT AEROSYSTEMS HOLD-CL A | EQUITY | 3M | 106K | – |
| STAG INDUSTRIAL INC | EQUITY | 7M | 187K | – |
| STANDARD MOTOR PRODS | EQUITY | 3M | 107K | – |
| STEWART INFORMATION SERVICES | EQUITY | 2M | 40K | – |
| STIFEL FINANCIAL CORP | EQUITY | 563K | 7K | – |
| SUMMIT MATERIALS INC -CL A | EQUITY | 668K | 18K | – |
| SUNOCO LP | EQUITY UNIT | 283K | 5K | – |
| SUPERNUS PHARMACEUTICALS INC | EQUITY | 423K | 16K | – |
| SYNOVUS FINANCIAL CORP | EQUITY | 6M | 148K | – |
| TD SYNNEX CORP | EQUITY | 2M | 21K | – |
| TECHNIPFMC PLC | EQUITY | 11M | 409K | – |
| TERADATA CORP | EQUITY | 700K | 20K | – |
| TEXAS CAPITAL BANCSHARES INC | EQUITY | 2M | 29K | – |
| TIMBERLAND BANCORP INC | EQUITY | 4M | 135K | – |
| TIMKEN CO | EQUITY | 2M | 23K | – |
| TRI POINTE HOMES INC | EQUITY | 793K | 21K | – |
| TRIUMPH GROUP INC | EQUITY | 2M | 134K | – |
| TTM TECHNOLOGIES | EQUITY | 4M | 201K | – |
| UGI CORP | EQUITY | 3M | 111K | – |
| ULTRA CLEAN HOLDINGS INC | EQUITY | 619K | 13K | – |
| UMB FINANCIAL CORP | EQUITY | 2M | 20K | – |
| UNILEVER PLC-SPONSORED ADR | DEPOSITORY RECEI | 247K | 5K | – |
| UNIVERSAL HEALTH SERVICES-B | EQUITY | 2M | 11K | – |
| UNIVEST FINANCIAL CORP | EQUITY | 402K | 18K | – |
| URBAN OUTFITTERS INC | EQUITY | 833K | 20K | – |
| USCB FINANCIAL HOLDINGS INC | EQUITY | 370K | 29K | – |
| VALERO ENERGY CORP | EQUITY | 1M | 8K | – |
| VALLEY NATIONAL BANCORP | EQUITY | 361K | 52K | – |
| VALVOLINE INC | EQUITY | 473K | 11K | – |
| VANGUARD DIVIDEND APPREC ETF | EXCHANGE TRADED | 878K | 5K | – |
| VANGUARD FINANCIALS ETF | EXCHANGE TRADED | 6M | 59K | – |
| VANGUARD FTSE EMERGING MARKE | EXCHANGE TRADED | 2M | 44K | – |
| VANGUARD FTSE EUROPE ETF | EXCHANGE TRADED | 254K | 4K | – |
| VANGUARD INT-TERM CORPORATE | EXCHANGE TRADED | 507K | 6K | – |
| VANGUARD MID-CAP ETF | EXCHANGE TRADED | 762K | 3K | – |
| VANGUARD RUSSELL 1000 GROWTH | EXCHANGE TRADED | 2M | 18K | – |
| VANGUARD S&P 500 ETF | EXCHANGE TRADED | 205K | 410 | – |
| VANGUARD SMALL-CAP ETF | EXCHANGE TRADED | 4M | 18K | – |
| VANGUARD TOTAL STOCK MKT ETF | EXCHANGE TRADED | 14M | 52K | – |
| VENTAS INC | EQUITY | 770K | 15K | – |
| VERALTO CORP | EQUITY | 1M | 14K | – |
| VERITEX HOLDINGS INC | EQUITY | 1M | 56K | – |
| VESTIS CORP | EQUITY | 338K | 28K | – |
| VICI PROPERTIES INC | EQUITY | 2M | 76K | – |
| VICTORIA'S SECRET & CO | EQUITY | 824K | 47K | – |
| VICTORY CAPITAL HOLDING - A | EQUITY | 6M | 134K | – |
| VIMEO INC | EQUITY | 677K | 182K | – |
| VIRTU FINANCIAL INC-CLASS A | EQUITY | 7M | 321K | – |
| VONTIER CORP | EQUITY | 713K | 19K | – |
| VOYA FINANCIAL INC | EQUITY | 2M | 32K | – |
| VSE CORP | EQUITY | 5M | 53K | – |
| VULCAN MATERIALS CO | EQUITY | 2M | 6K | – |
| WAFD INC | EQUITY | 574K | 20K | – |
| WALT DISNEY CO/THE | EQUITY | 600K | 6K | – |
| WASHINGTON TRUST BANCORP | EQUITY | 301K | 11K | – |
| WATERSTONE FINANCIAL INC | EQUITY | 128K | 10K | – |
| WESCO INTERNATIONAL INC | EQUITY | 2M | 13K | – |
| WEX INC | EQUITY | 679K | 4K | – |
| WEYERHAEUSER CO | EQUITY | 286K | 10K | – |
| WINNEBAGO INDUSTRIES | EQUITY | 1M | 19K | – |
| WINTRUST FINANCIAL CORP | EQUITY | 5M | 51K | – |
| WK KELLOGG CO | EQUITY | 5M | 304K | – |
| WSFS FINANCIAL CORP | EQUITY | 1M | 31K | – |
| WYNDHAM HOTELS & RESORTS INC | EQUITY | 2M | 25K | – |
| ZIFF DAVIS INC | EQUITY | 475K | 9K | – |
| ZIMVIE INC | EQUITY | 607K | 33K | – |