REGENTS PARK FUNDS, LLC
Adviser information for REGENTS PARK FUNDS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $360.9M |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $360.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 11 | $360.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for investment companiesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-108885 |
|---|---|
| SEC ERA File Number | 801-108885 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284684 |
| Legal Entity Identifier | None |
Principal Office
4041 MACARTHUR BOULEVARDSUITE 155
NEWPORT BEACH
CA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 949-891-0600, Fax: 949-891-0600
Websites
Chief Compliance Officer
CYNTHIA ARAGON
4041 MACARTHUR BOULEVARD
SUITE 155
NEWPORT BEACH
CA
United States
Tel:
949-891-0600
Fax:
949-891-0600
C******@*******************M
(Full email address available in API data)
Regulatory Contact
DAVID YOUNG
CHIEF EXECUTIVE OFFICER
4041 MACARTHUR BOULEVARD
SUITE 155
NEWPORT BEACH
CA
United States
Tel:
949-891-0606
Fax:
949-891-0600
D*****@*******************M
(Full email address available in API data)
Industry Affiliates
| ANFIELD CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YOUNG, DAVID, NMN | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2016 | < 5% |
| THE ANFIELD GROUP, LLC | Domestic Entity | – | MEMBER | 05/2016 | > 75% |
| THE DAVID YOUNG AND SANDRA G. GLAIN FAMILY TRUST | Domestic Entity | THE ANFIELD GROUP, LLC | MANAGING MEMBER | 08/2009 | > 75% |
| GLAIN, SANDRA, GRACE | Individual | THE ANFIELD GROUP, LLC | TRUSTEE | 08/2009 | |
| YOUNG, DAVID, NMN | Individual | THE ANFIELD GROUP, LLC | TRUSTEE | 08/2009 | |
| ARAGON, CYNTHIA, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |