AS TRIGON ASSET MANAGEMENT
Adviser information for AS TRIGON ASSET MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Estonia |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $49.1M |
| Total | 1 | $49.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $49.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-108898 |
|---|---|
| SEC ERA File Number | 801-108898 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286092 |
| Legal Entity Identifier | 549300D4SBJ2RUUEX727 |
Principal Office
P�RNU MNT 18TALLINN
Estonia
Monday - Friday, 9AM - 5PM
Tel: 011-372-667-9200, Fax: None
Chief Compliance Officer
KAROLA SISASK
P�RNU MNT 18
TALLINN
Estonia
Tel:
011-372-667-9255
K*******@****************M
(Full email address available in API data)
Regulatory Contact
MEHIS RAUD
HEAD OF STRATEGIES
P�RNU MNT 18
TALLINN
Estonia
Tel:
011-372-523-4565
M*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AS TRIGON CAPITAL | Foreign Entity | – | SHAREHOLDER | 01/2007 | 50-75% |
| Raud, Mehis | Individual | – | MANAGEMENT BOARD MEMBER & HEAD OF STRATEGIES | 10/2016 | < 5% |
| Sisask, Karola | Individual | – | CHIEF COMPLIANCE OFFICER & LEGAL COUNSEL | 07/2016 | < 5% |
| O� FERO INVEST | Foreign Entity | – | SHAREHOLDER | 06/2017 | 25-50% |
| Raud, Mehis | Individual | O� FERO INVEST | SHAREHOLDER | 06/2017 | > 75% |
| Rozenfeld, Jelena | Individual | – | FUND MANAGER/MANAGEMENT BOARD MEMBER | 01/2021 | 5-10% |
| HELENIUS, JOAKIM, JOHAN | Individual | AS TRIGON CAPITAL | SHAREHOLDER | 06/2021 | > 75% |