RONDURE GLOBAL ADVISORS, LLC
Adviser information for RONDURE GLOBAL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $196.9M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $196.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $173.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $23.9M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-108903 |
|---|---|
| SEC ERA File Number | 801-108903 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286313 |
| Legal Entity Identifier | 254900DIEHEK6ULR8L09 |
Principal Office
136 S. MAIN STREETSUITE 720
SALT LAKE CITY
UT
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 801-736-8550, Fax: 801-384-0800
Chief Compliance Officer
AMY HONE
136 S. MAIN STREET
SUITE 720
SALT LAKE CITY
UT
United States
Tel:
801-384-0000
Fax:
801-384-0800
A****@***********M
(Full email address available in API data)
Regulatory Contact
JEFF VINCENT
CORPORATE SECRETARY
136 S. MAIN STREET
SUITE 720
SALT LAKE CITY
UT
United States
Tel:
801-384-0007
Fax:
801-384-0800
J*******@***********M
(Full email address available in API data)
Industry Affiliates
| GRANDEUR PEAK GLOBAL ADVISORS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUEFNER, ERIC, WILLIAM | Individual | – | TREASURER | 10/2016 | < 5% |
| GERITZ, LAURA, ELIZABETH | Individual | – | CHIEF EXECUTIVE OFFICER, CHAIRPERSON AND MANAGER | 10/2016 | 25-50% |
| WALKER, BLAKE, HAROLD | Individual | – | MANAGER | 10/2016 | < 5% |
| GRANDEUR PEAK GLOBAL ADVISORS | Domestic Entity | – | MEMBER | 10/2016 | 25-50% |
| WALKER, BLAKE, HAROLD | Individual | GRANDEUR PEAK GLOBAL ADVISORS | CEO AND MANAGER | 07/2011 | |
| HUEFNER, ERIC, WILLIAM | Individual | GRANDEUR PEAK GLOBAL ADVISORS | PRESIDENT, COO, MANAGER | 07/2011 | |
| GARDINER GRANDEUR TALENTS LLC | Domestic Entity | GRANDEUR PEAK GLOBAL HOLDINGS LLC | MEMBER | 06/2012 | 25-50% |
| GARDINER, ROBERT, THATCHER | Individual | GARDINER GRANDEUR TALENTS LLC | MANAGER | 06/2012 | |
| GARDINER, SUSANNE, BARTH | Individual | GARDINER GRANDEUR TALENTS LLC | MANAGER | 06/2012 | |
| THE GARDINER GRANDEUR TRUST | Domestic Entity | GARDINER GRANDEUR TALENTS LLC | MEMBER | 06/2012 | > 75% |
| GARDINER, ROBERT, THATCHER | Individual | GRANDEUR PEAK GLOBAL ADVISORS | CHAIRMAN AND MANAGER | 07/2011 | |
| GARDINER, ROBERT, THATCHER | Individual | THE GARDINER GRANDEUR TRUST | TRUSTEE | 06/2012 | |
| GARDINER, SUSANNE, BARTH | Individual | THE GARDINER GRANDEUR TRUST | TRUSTEE | 06/2012 | |
| Hackett, Susanne, Maria | Individual | THE GARDINER GRANDEUR TRUST | TRUSTEE | 12/2017 | |
| Gardiner, Benjamin, Robert | Individual | THE GARDINER GRANDEUR TRUST | TRUSTEE | 12/2017 | |
| Gardiner, Grace, Thatcher | Individual | THE GARDINER GRANDEUR TRUST | TRUSTEE | 12/2017 | |
| VINCENT, JEFFREY, M | Individual | – | SECRETARY | 01/2023 | < 5% |
| MCCULLOCH-DUNNE, JENNIFER, ANNE | Individual | – | MEMBER, PORTFOLIO MANAGER | 02/2021 | 10-25% |
| HONE, AMY, AHLEEN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| GRANDEUR PEAK GLOBAL HOLDINGS LLC | Domestic Entity | GRANDEUR PEAK GLOBAL ADVISORS | MEMBER | 01/2024 | > 75% |
| WALKER, BLAKE, HAROLD | Individual | GRANDEUR PEAK GLOBAL HOLDINGS LLC | MEMBER | 01/2024 | 25-50% |