AXIUM INFRASTRUCTURE INC.
Adviser information for AXIUM INFRASTRUCTURE INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 78 |
|---|---|
| Investment Advisory/Research | 48 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $7.0B |
| Non-Discretionary | 10 | $1.1B |
| Total | 19 | $8.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 19 | $8.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-108929 |
|---|---|
| SEC ERA File Number | 801-108929 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286454 |
| Legal Entity Identifier | 54930012KXZVRU7QG487 |
Principal Office
2020, BOUL. ROBERT-BOURASSABUREAU 2500
MONTREAL, QUEBEC
Canada
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 514-954-6722, Fax: 514-282-6478
Chief Compliance Officer
JEAN ERIC LAFERRIERE
CHIEF LEGAL AND COMPLIANCE OFFICER
2020 BOUL. ROBERT-BOURASSA
SUITE 2500
MONTREAL, QUEBEC
Canada
Tel:
514-954-6474
J***********@*************M
(Full email address available in API data)
Industry Affiliates
| AXINFRA US III PARTNER INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AXIUM CANADA II (INTL) PARTNER INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AXIUM INFRASTRUCTURE US INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AXIUM NA IV PARTNER INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AXINFRA US III LP | Hedge Fund | $2,905.7M | $5.0M | 13 |
| AXIUM INFRASTRUCTURE CANADA II (INTL) LIMITED PARTNERSHIP | Hedge Fund | $988.5M | $5.0M | 13 |
| AXIUM INFRASTRUCTURE NA IV LP | Hedge Fund | $2,177.6M | $5.0M | 89 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GESTION D'INFRASTRUCTURE AXIUM I INC. | Foreign Entity | – | SHAREHOLDER | 04/2009 | 25-50% |
| ANCTIL, PIERRE | Individual | – | PRESIDENT, CEO & DIRECTOR | 04/2009 | < 5% |
| GERIN, MAXIME-JEAN | Individual | – | DIRECTOR | 07/2008 | 10-25% |
| MAILHOT, STEPHANE | Individual | – | PRESIDENT, COO & DIRECTOR | 03/2010 | < 5% |
| CHALIFOUX, DOMINIC | Individual | – | CHIEF ASSET MANAGEMENT AND VALUATION OFFICER | 04/2022 | 5-10% |
| SIVRET, ANICK | Individual | – | VP FINANCE | 01/2011 | < 5% |
| CACERES, JUAN, FELIPE | Individual | – | VP & SENIOR INVESTMENT DIRECTOR | 02/2009 | 5-10% |
| LAFERRIERE, JEAN ERIC | Individual | – | CHIEF LEGAL AND COMPLIANCE OFFICER & SECRETARY | 01/2021 | < 5% |
| ANCTIL, PIERRE | Individual | GESTION D'INFRASTRUCTURE AXIUM I INC. | SHAREHOLDER | 11/2008 | > 75% |
| CHALIFOUX, DOMINIC | Individual | – | DIRECTOR | 04/2022 | 5-10% |
| SIVRET, ANICK | Individual | – | CHIEF FINANCIAL OFFICER & DIRECTOR | 01/2021 | < 5% |
| CACERES, JUAN, FELIPE | Individual | – | DIRECTOR | 06/2017 | 5-10% |
| VANDAL, THIERRY | Individual | – | DIRECTOR | 06/2017 | < 5% |
| STEMA CAPITAL INC. | Foreign Entity | – | SHAREHOLDER | 03/2020 | 10-25% |
| MAILHOT, STEPHANE | Individual | STEMA CAPITAL INC. | SHAREHOLDER | 03/2020 | > 75% |
| LAFERRIERE, JEAN ERIC | Individual | – | SVP, GENERAL COUNSEL, SECRETARY & CHIEFCOMPLIANCE OFFICER | 05/2016 | < 5% |
| SIVRET, ANICK | Individual | – | DIRECTOR | 06/2017 | < 5% |
| LEBLANC, SUZANNE | Individual | – | SENIOR VP, RESPONSIBLE INVESTMENT | 04/2021 | < 5% |
| LEBLANC, SUZANNE | Individual | – | DIRECTOR | 12/2021 | < 5% |