WALLACE HART CAPITAL MANAGEMENT
WALLACE HART LLC Legal Name
Adviser information for WALLACE HART CAPITAL MANAGEMENT last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Kentucky, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 2 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 454 | $208.4M |
Non-Discretionary | 181 | $26.0M |
Total | 635 | $234.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 146 | $52.1M |
HNW Individuals | 65 | $160.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 2 | $22.0M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 2 |
No. of Non-U.S. Clients | 1 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Principal Office
1792 ALYSHEBA WAYSUITE 390
LEXINGTON
KY
United States
Monday - Friday, 8:00 AM-5:00 PM
Tel: 859-300-3030, Fax: 859-300-3025
Chief Compliance Officer
JESSICA BEDELL
1792 ALYSHEBA WAY
SUITE 390
LEXINGTON
KY
United States
Tel:
859-300-3030
Fax:
859-300-3025
J******@**************M
(Full email address available in API data)
Industry Affiliates
WALLACE HART CAPITAL PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
WALLACE HART MOMENTUM FUND, LP | Hedge Fund | $22.0M | $0.1M | 33 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
WALLACE, JEREMY, NATHAN | Individual | – | FOUNDER, ELECTED MANAGER & CHIEF INVESTMENT OFFICER | 02/2017 | < 5% |
HART, MICHAEL, ANDREW | Individual | – | FOUNDER, MEMBER & CHIEF PLANNING STRATEGIST | 02/2017 | < 5% |
BOURNE WALLACE, LLC | Domestic Entity | – | OWNER | 07/2019 | 50-75% |
HART CONSULTING, LLC | Domestic Entity | – | OWNER | 07/2019 | 25-50% |
WALLACE, JEREMY, NATHAN | Individual | BOURNE WALLACE, LLC | MANAGER AND MEMBER | 06/2019 | > 75% |
HART, MICHAEL, ANDREW | Individual | HART CONSULTING, LLC | MANAGER AND MEMBER | 06/2019 | > 75% |
BEDELL, JESSICA, LOUISE | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ALPHABET INC | CAP STK CL C | 806K | 4K | – |
AMAZON COM INC | COM | 2M | 8K | – |
APPLE INC | COM | 226K | 1K | – |
APPLIED MATLS INC | COM | 346K | 1K | – |
BOOKING HOLDINGS INC | COM | 333K | 84 | – |
BROADCOM INC | COM | 454K | 283 | – |
COSTCO WHSL CORP NEW | COM | 1M | 2K | – |
CSX CORP | COM | 396K | 12K | – |
DANIMER SCIENTIFIC INC | COM CL A | 33K | 54K | – |
EXXON MOBIL CORP | COM | 442K | 4K | – |
HOME BANCSHARES INC | COM | 592K | 25K | – |
INTUITIVE SURGICAL INC | COM NEW | 1M | 3K | – |
INVESCO QQQ TR | UNIT SER 1 | 58M | 122K | – |
ISHARES TR | 7-10 YR TRSY BD | 67K | 712 | – |
ISHARES TR | IBOXX INV CP ETF | 126K | 1K | – |
ISHARES TR | MSCI EAFE ETF | 3K | 38 | – |
ISHARES TR | RUSSELL 2000 ETF | 13K | 66 | – |
MICRON TECHNOLOGY INC | COM | 331K | 3K | – |
MICROSTRATEGY INC | CL A NEW | 275K | 200 | – |
NVIDIA CORPORATION | COM | 405K | 3K | – |
PDD HOLDINGS INC | SPONSORED ADS | 370K | 3K | – |
PIMCO ETF TR | BROAD US TIPS | 137K | 3K | – |
PIMCO ETF TR | ENHAN SHRT MA AC | 171K | 2K | – |
PIMCO ETF TR | SHTRM MUN BD ACT | 44K | 885 | – |
QUALCOMM INC | COM | 319K | 2K | – |
SPDR S&P 500 ETF TR | TR UNIT | 57M | 104K | – |
T-MOBILE US INC | COM | 647K | 4K | – |
TEXAS INSTRS INC | COM | 318K | 2K | – |
TEXAS PACIFIC LAND CORPORATI | COM | 3M | 4K | – |