Hedge Fund Database

MSH CAPITAL ADVISORS LLC

Adviser information for MSH CAPITAL ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 29
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 23
Registered State Investment Advisers 18
Licensed Agents of an Insurance Company 7
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,288 $621.9M
Non-Discretionary 632 $414.6M
Total 1,920 $1.0B

Clients

Type Number RAUM
Individuals 1,711 $278.5M
HNW Individuals 134 $425.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $5.3M
Charitable organizations 10 $7.8M
State or municipal gov entities 20 $186.3M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 40 $133.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 472,432
Both for Same 447.4M
Portfolio Manager to Program Sponsor
ORION ECLIPSE COMMUNITIES ORION PORTFOLIO SOLUTIONS, LLC
INSTITUTIONAL INTELLIGENT PORTFOLIOS CHARLES SCHWAB & CO., INC.
MSH CAPITAL ADVISORS LLC MSH CAPITAL ADVISORS LLC

Identifiers

SEC RIA File Number 801-108933
SEC ERA File Number 801-108933
SEC CIK Numbers None
SEC CRD Numbers 157835
Legal Entity Identifier None

Principal Office

23350 N PIMA ROAD
SCOTTSDALE
AZ
United States
Monday - Friday, 8:00 AM - 5:00 PM MST
Tel: 480-563-2021, Fax: 480-563-2001

Websites

thiemaninvestments.com www.linkedin.com/company/buchanan-capital-inc./ www.buchanancapitalinc.com candorwealthadvisors.com/ twitter.com/thiemaninvest www.linkedin.com/company/thiemaninvestments www.facebook.com/thiemaninvestments www.linkedin.com/company/msh-capital-advisors-llc/ www.mshcapitaladvisors.com/ www.swadvisorsllc.com/ www.linkedin.com/company/swadvisorsaz/ www.facebook.com/swadvisorsllc

Chief Compliance Officer

CHRISTOPHER SHANE JORDAN
CCO
23350 N PIMA ROAD
SCOTTSDALE
AZ
United States
Tel: 480-563-2000
Fax: 480-563-2001
(Full email address available in API data)

Regulatory Contact

KATRINA SANTA MARIA
CEO
23350 N. PIMA RD.
SCOTTSDALE
AZ
United States
Tel: (480) 563-2016
Fax: (480) 563-2001
(Full email address available in API data)

Industry Affiliates

M. S. HOWELLS & CO. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
MS INSENTRA LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HOWELLS, MARK, STEPHEN Individual – MANAGING MEMBER 05/2011 > 75%
SANTAMARIA, KATRINA, PATRICIA Individual – CHIEF EXECUTIVE OFFICER 08/2020 < 5%
CRITES, MARCY, ANN Individual – CHIEF FINANCIAL OFFICER 12/2019 < 5%
KREIZENBECK, TARA, LYNN Individual – CHIEF OPERATING OFFICER 08/2020 < 5%
JORDAN, CHRISTOPHER, SHANE Individual – CHIEF COMPLIANCE OFFICER 03/2024 < 5%

No. Employees, Historic

30150201920202021202220232024202514 on 4/1/201914 on 5/7/201914 on 5/7/201914 on 5/9/201914 on 5/9/201916 on 3/30/202016 on 4/1/202016 on 6/30/202016 on 7/2/202016 on 8/5/202016 on 8/5/202016 on 8/13/202016 on 8/17/202016 on 9/17/202016 on 11/6/202016 on 1/22/202126 on 3/25/202126 on 6/10/202126 on 11/29/202127 on 3/30/202227 on 9/30/202227 on 9/30/202227 on 2/1/202326 on 3/30/202326 on 3/31/202326 on 4/21/202326 on 7/12/202326 on 10/25/202329 on 3/27/2024

RAUM, Historic

2B1B02019202020212022202320242025438160857 on 4/1/2019438160857 on 5/7/2019438160857 on 5/7/2019438160857 on 5/9/2019438160857 on 5/9/2019422841605 on 3/30/2020422841605 on 4/1/2020422841605 on 6/30/2020422841605 on 7/2/2020422841605 on 8/5/2020422841605 on 8/5/2020422841605 on 8/13/2020422841605 on 8/17/2020422841605 on 9/17/2020422841605 on 11/6/2020422841605 on 1/22/2021447235917 on 3/25/2021447235917 on 6/10/2021447235917 on 11/29/2021810981301 on 3/30/2022810981301 on 9/30/2022810981301 on 9/30/2022810981301 on 2/1/2023849171465 on 3/30/2023849171465 on 3/31/2023849171465 on 4/21/2023849171465 on 7/12/2023849171465 on 10/25/20231036575400 on 3/27/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025934 on 4/1/2019934 on 5/7/2019934 on 5/7/2019934 on 5/9/2019934 on 5/9/2019982 on 3/30/2020982 on 4/1/2020982 on 6/30/2020982 on 7/2/2020982 on 8/5/2020982 on 8/5/2020982 on 8/13/2020982 on 8/17/2020982 on 9/17/2020982 on 11/6/2020982 on 1/22/2021965 on 3/25/2021965 on 6/10/2021965 on 11/29/20211477 on 3/30/20221477 on 9/30/20221477 on 9/30/20221477 on 2/1/20231729 on 3/30/20231729 on 3/31/20231729 on 4/21/20231729 on 7/12/20231729 on 10/25/20231920 on 3/27/2024