SAMSUNG ASSET MANAGEMENT (HONG KONG) LIMITED
Adviser information for SAMSUNG ASSET MANAGEMENT (HONG KONG) LIMITED last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 22 | $775.5M |
| Non-Discretionary | 0 | $0 |
| Total | 22 | $775.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $533.1M |
| Pension and profit sharing plans | <5 | $98.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 8 | $144.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-108942 |
|---|---|
| SEC ERA File Number | 801-108942 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286182 |
| Legal Entity Identifier | 549300QD7E6QF34IQV08 |
Principal Office
SUITE 301-2, 3RD FLOOR, AGRICULTURAL BANK OF CHINA50 CONNAUGHT ROAD�CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 08.30 TO 17.30
Tel: 852 21158710, Fax: 852 2115 8720
Websites
Chief Compliance Officer
LEUNG MOON TAI
CHIEF COMPLIANCE OFFICER
UNITS 301-2, 3RD FLOOR
50 CONNAUGHT ROAD CENTRAL
HONG KONG
Hong Kong
Tel:
852 2115 8712
Fax:
852 2115 8720
C************@**********M
(Full email address available in API data)
Regulatory Contact
LEE BOYOUNG
CHIEF OPERATING OFFICER
UNITS 301-2, 3RD FLOOR
50 CONNAUGHT ROAD CENTRAL
CENTRAL,
Hong Kong
Tel:
852 6286 0075
Fax:
852 21158720
N***********@**********M
(Full email address available in API data)
Industry Affiliates
| SAMSUNG ASSET MANAGEMENT (LONDON) LTD | Other investment adviser, including financial planners |
| SAMSUNG ASSET MANAGEMENT (NEW YORK), INC. | Other investment adviser, including financial planners |
| SAMSUNG ASSET MANAGEMENT COMPANY, LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SAMSUNG SECURITIES (ASIA) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SAMSUNG ASSET MANAGEMENT COMPANY, LTD. | Foreign Entity | – | SHAREHOLDER | 11/2007 | > 75% |
| SAMSUNG LIFE INSURANCE CO., LTD. | Foreign Entity | SAMSUNG ASSET MANAGEMENT COMPANY, LTD. | SHAREHOLDER | 08/2004 | > 75% |
| PARK, SUNGJIN, NMN | Individual | – | CEO, MANAGING DIRECTOR | 01/2022 | < 5% |
| KIM, MINSEOK, NMN | Individual | – | CFO, DIRECTOR | 11/2019 | < 5% |
| LEUNG, MOON, TAI | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2023 | < 5% |
| LEE, BOYOUNG | Individual | – | CHIEF OPERATING OFFICER | 11/2023 | < 5% |
| YU JIN, WHOAN | Individual | – | DIRECTOR | 01/2024 | < 5% |