IWC ASSET MANAGEMENT LLC
Adviser information for IWC ASSET MANAGEMENT LLC last updated from Form ADV on January 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 158 | $85.2M |
| Non-Discretionary | 2 | $6.8M |
| Total | 160 | $92.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 26 | $9.5M |
| HNW Individuals | 27 | $75.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesINDEPENDENT INVESTMENT OVERSIGHT |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-108944 |
|---|---|
| SEC ERA File Number | 801-108944 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286445 |
| Legal Entity Identifier | None |
Principal Office
8128 CANYON CREEK CIRCLEPLEASANTON
CA
United States
Monday - Friday, BY APPOINTMENT
Tel: 925-257-0785, Fax: None
Websites
Chief Compliance Officer
MICHAEL LAMBRECHT
8128 CANYON CREEK CIRCLE
PLEASANTON
CA
United States
Tel:
925-257-0785
M***@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INTEGRATED WEALTH COUNSEL, INC. | Domestic Entity | – | OWNER | 04/2020 | > 75% |
| LAMBRECHT, MICHAEL, ANTHONY | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 12/2016 | < 5% |
| LAMBRECHT, MICHAEL, ANTHONY | Individual | INTEGRATED WEALTH COUNSEL, INC. | OWNER | 01/2020 | > 75% |