ALPINE PRIVATE WEALTH
ALPINE PRIVATE CAPITAL, LLC Legal Name
Adviser information for ALPINE PRIVATE WEALTH last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 268 | $978.5M |
| Non-Discretionary | 0 | $0 |
| Total | 268 | $978.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 47 | $18.5M |
| HNW Individuals | 197 | $907.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $13.4M |
| Charitable organizations | 6 | $17.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $21.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
190 CARONDELET PLAZASUITE 1300
SAINT LOUIS
MO
United States
Monday - Friday, 9-5
Tel: 314-932-1010, Fax: 314-932-1111
Chief Compliance Officer
JOSEPH F. STOWELL III
190 CARONDELET PLAZA
SUITE 1300
SAINT LOUIS
MO
United States
Tel:
314-312-1712
Fax:
314-932-1111
J*******@****************M
(Full email address available in API data)
Regulatory Contact
BRETT RUFKAHR
PRESIDENT
190 CARONDELET PLAZA
SUITE 1300
SAINT LOUIS
MO
United States
Tel:
314-932-1010
Fax:
314-932-1111
B*******@**********************M
(Full email address available in API data)
Industry Affiliates
| ACR ALPINE CAPITAL RESEARCH, LLC | Other investment adviser, including financial planners |
| ACR CV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINE PARTNERS MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUFKAHR, BRETT, ALAN | Individual | – | PRESIDENT | 01/2017 | < 5% |
| TOMPRAS, NICHOLAS, VIRGIL | Individual | NICHOLAS V TOMPRAS LIVING TRUST 9/23/23 AS AMENDED | TRUSTEE | 12/2016 | |
| ALPINE INVESTMENT MANAGEMENT LLC | Domestic Entity | – | MANAGING MEMBER | 01/2017 | > 75% |
| STOWELL III, JOSEPH, FRANCIS | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2018 | < 5% |
| ALPINE HOLDINGS CORP | Domestic Entity | ALPINE INVESTMENT MANAGEMENT LLC | SOLE MEMBER | 07/2022 | > 75% |
| NICHOLAS V TOMPRAS LIVING TRUST 9/23/23 AS AMENDED | Domestic Entity | ALPINE HOLDINGS CORP | SOLE DIRECTOR | 07/2022 | > 75% |
| TOMPRAS, JENNIFER | Individual | NICHOLAS V TOMPRAS LIVING TRUST 9/23/23 AS AMENDED | TRUSTEE | 12/2016 |