APOLLO CAPITAL CREDIT ADVISER, LLC

Adviser information for APOLLO CAPITAL CREDIT ADVISER, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 2909
Investment Advisory/Research 774
Registered Broker-Dealer Representatives 397
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1 $976.9M
Non-Discretionary 0 $0
Total 1 $976.9M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $976.9M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for investment companies
Compensation % of AUM
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-108959
SEC ERA File Number 801-108959
SEC CIK Numbers 1703149
SEC CRD Numbers 286485
Legal Entity Identifier None

Principal Office

9 WEST 57TH STREET
43
NEW YORK
NY
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: (212) 515-3200, Fax: (212) 515-3251

Chief Compliance Officer

YAEL K. LEVY
9 WEST 57TH STREET
7TH FLOOR
NEW YORK
NY
United States
Tel: (212) 822-0537
(Full email address available in API data)

Regulatory Contact

STEFANIE SUNDEL
SENIOR COMPLIANCE OFFICER
3 BRYANT PARK
39TH FLOOR
NEW YORK
NY
United States
Tel: (212) 822-0812
(Full email address available in API data)

Industry Affiliates

APOLLO CAPITAL MANAGEMENT, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
APOLLO CREDIT MANAGEMENT, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
APOLLO GLOBAL SECURITIES, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
APOLLO INVESTMENT MANAGEMENT, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
APOLLO MANAGEMENT, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
APOLLO MANAGER, LLC Other investment adviser, including financial planners
APOLLO REAL ESTATE FUND ADVISER, LLC Other investment adviser, including financial planners
APOLLO S3 RIC MANAGEMENT, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
ARIS MANAGEMENT, LLC Other investment adviser, including financial planners
GRIFFIN CAPITAL SECURITIES, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LEVY, YAEL, KENAN Individual CHIEF COMPLIANCE OFFICER 05/2022 < 5%
APOLLO CAPITAL CREDIT ADVISER HOLDINGS, LLC Domestic Entity SOLE MEMBER 05/2022 > 75%
ROWAN, MARC, JEFFREY Individual CHIEF EXECUTIVE OFFICER OF APOLLO GLOBAL MANAGEMENT, INC. 05/2022 < 5%
SUYDAM, JOHN, JOSEPH Individual CHIEF LEGAL OFFICER 05/2022 < 5%
KELLY, MARTIN, BERNARD Individual CHIEF FINANCIAL OFFICER OF APOLLO GLOBAL MANAGEMENT, INC. 05/2022 < 5%
KLEINMAN, SCOTT, MARTIN Individual CO-PRESIDENT OF APOLLO ASSET MANAGEMENT, INC. 05/2022 < 5%
CIVALE, ANTHONY, MARK Individual CHIEF OPERATING OFFICER OF APOLLO ASSET MANAGEMENT, INC. 05/2022 < 5%
ZELTER, JAMES, CHARLES Individual CO-PRESIDENT OF APOLLO ASSET MANAGEMENT, INC. 05/2022 < 5%
APOLLO CAPITAL MANAGEMENT, L.P. Domestic Entity APOLLO CAPITAL CREDIT ADVISER HOLDINGS, LLC SOLE MEMBER 05/2022 > 75%
APOLLO CAPITAL MANAGEMENT GP, LLC Domestic Entity APOLLO CAPITAL MANAGEMENT, L.P. GENERAL PARTNER 05/2022
APOLLO MANAGEMENT HOLDINGS, L.P. Domestic Entity APOLLO CAPITAL MANAGEMENT, L.P. LIMITED PARTNER 05/2022 > 75%
APOLLO MANAGEMENT HOLDINGS GP, LLC Domestic Entity APOLLO MANAGEMENT HOLDINGS, L.P. GENERAL PARTNER 05/2022
AMH HOLDINGS (CAYMAN), L.P. Foreign Entity APOLLO MANAGEMENT HOLDINGS, L.P. LIMITED PARTNER 05/2022 > 75%
AMH HOLDINGS GP, LTD. Foreign Entity AMH HOLDINGS (CAYMAN), L.P. GENERAL PARTNER 05/2022
APO CORP. Domestic Entity AMH HOLDINGS (CAYMAN), L.P. LIMITED PARTNER 05/2022 50-75%
APOLLO ASSET MANAGEMENT, INC. Domestic Entity APO CORP. SOLE MEMBER 05/2022 > 75%
APOLLO GLOBAL MANAGEMENT, INC. Domestic Entity AMH HOLDINGS (CAYMAN), L.P. LIMITED PARTNER 05/2022 25-50%
APOLLO GLOBAL MANAGEMENT, INC. Domestic Entity APOLLO ASSET MANAGEMENT, INC. SOLE MEMBER 05/2022 > 75%
APO CORP. Domestic Entity APOLLO MANAGEMENT HOLDINGS GP, LLC SOLE MEMBER 05/2022 > 75%
APO CORP. Domestic Entity AMH HOLDINGS GP, LTD. SOLE SHAREHOLDER 05/2022 > 75%
APOLLO MANAGEMENT HOLDINGS, L.P. Domestic Entity APOLLO CAPITAL MANAGEMENT GP, LLC SOLE MEMBER 05/2022

No. Employees, Historic

3,0001,500020202021202220232024202515 on 3/30/202019 on 3/31/202116 on 3/31/20222273 on 5/17/20222273 on 5/19/20222540 on 3/31/20232909 on 3/28/2024

RAUM, Historic

1B500M0202020212022202320242025383417090 on 3/30/2020458642036 on 3/31/2021746769067 on 3/31/2022746769067 on 5/17/2022746769067 on 5/19/2022829633876 on 3/31/2023976930992 on 3/28/2024

No. Clients, Historic

10502020202120222023202420251 on 3/30/20201 on 3/31/20211 on 3/31/20221 on 5/17/20221 on 5/19/20221 on 3/31/20231 on 3/28/2024