Hedge Fund Database

TWELVE POINTS WEALTH MANAGEMENT

TWELVE POINTS WEALTH MANAGEMENT LLC Legal Name

Adviser information for TWELVE POINTS WEALTH MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 10
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,116 $1.2B
Non-Discretionary 271 $20.7M
Total 1,387 $1.2B

Clients

Type Number RAUM
Individuals 395 $176.1M
HNW Individuals 75 $256.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 149 $757.4M
Charitable organizations 8 $8.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 11 $12.9M
Other <5 $2,660
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 432.7M
Portfolio Manager to Program Sponsor
TWELVE POINTS PORTFOLIO PLAN TWELVE POINTS WEALTH MANAGEMENT LLC
TWELVE POINTS WEALTH MANAGEMENT, LLC TWELVE POINTS WEALTH MANAGEMENT

Identifiers

SEC RIA File Number 801-108967
SEC ERA File Number 801-108967
SEC CIK Numbers 1877090
SEC CRD Numbers 171107
Legal Entity Identifier 001130458

Principal Office

9 POND LANE
SUITE 3A
CONCORD
MA
United States
Monday - Friday, 7AM-7PM
Tel: 978-318-9500, Fax: 978-318-9505

Websites

www.linkedin.com/in/jeffreysking/ www.linkedin.com/in/barbara-maietta-cfp%c2%ae-865191/ www.linkedin.com/in/kimberlyvanwinkle/ www.twitter.com/twelvepointswm?lang=en www.twelvepointswealth.com www.instagram.com/twelvepointswealth www.facebook.com/twelvepointswealth/ www.linkedin.com/company/twelve-points-wealth-management/ www.linkedin.com/in/chrisacahill/ www.linkedin.com/in/gregphillipstpra/ www.linkedin.com/in/francescafederico/ www.linkedin.com/in/andrew-mcgill-a35b1451/ www.linkedin.com/in/mannyfrangiadakis/ www.linkedin.com/in/daveclayman/ linkedin.com/in/traceybhartford www.linkedin.com/in/deborah-cartisser-5047268/

Chief Compliance Officer

KIMBERLY VAN WINKLE
9 POND LANE
SUITE 3A
CONCORD
MA
United States
Tel: 9783189500
Fax: 9783189505
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FRANGIADAKIS, EMANUEL, NMN Individual – OWNER 03/2014 10-25%
VAN WINKLE, KIMBERLY, ANN Individual – CHIEF COMPLIANCE OFFICER 11/2015 < 5%
CLAYMAN, DAVID, MATTHEW Individual – CEO & WEALTH ADVISOR 01/2015 25-50%
FEDERICO, FRANCESCA, EILEEN Individual – PRESIDENT AND WEALTH ADVISOR; 01/2020 25-50%

No. Employees, Historic

30150201920202021202220232024202512 on 7/9/201913 on 7/25/201912 on 10/3/201912 on 10/16/201912 on 12/12/201912 on 2/10/202012 on 3/19/202012 on 5/12/202013 on 6/25/202013 on 9/29/202013 on 10/2/202013 on 12/10/202013 on 1/19/202113 on 2/16/202113 on 3/15/202113 on 4/30/202117 on 3/1/202217 on 3/28/202217 on 4/12/202217 on 10/3/202217 on 12/8/202217 on 3/15/202318 on 4/28/202318 on 5/3/202318 on 5/22/202318 on 6/9/202320 on 7/28/202320 on 8/10/202321 on 10/23/202321 on 10/25/202321 on 11/21/202321 on 12/5/202319 on 12/14/202319 on 12/23/202318 on 1/28/202418 on 3/26/202418 on 3/27/2024

RAUM, Historic

2B1B02019202020212022202320242025352040659 on 7/9/2019352040659 on 7/25/2019352040659 on 10/3/2019352040659 on 10/16/2019352040659 on 12/12/2019352040659 on 2/10/2020467562203 on 3/19/2020467562203 on 5/12/2020467562203 on 6/25/2020467562203 on 9/29/2020467562203 on 10/2/2020467562203 on 12/10/2020467562203 on 1/19/2021467562203 on 2/16/2021630147435 on 3/15/2021630147435 on 4/30/2021630147435 on 3/1/2022784699984 on 3/28/2022784699984 on 4/12/2022784699984 on 10/3/2022784699984 on 12/8/2022833663895 on 3/15/2023833663895 on 4/28/2023833663895 on 5/3/2023833663895 on 5/22/2023833663895 on 6/9/2023833663895 on 7/28/2023833663895 on 8/10/2023833663895 on 10/23/2023833663895 on 10/25/2023833663895 on 11/21/2023833663895 on 12/5/2023833663895 on 12/14/2023833663895 on 12/23/2023833663895 on 1/28/20241210783978 on 3/26/20241210783978 on 3/27/2024

No. Clients, Historic

70035002019202020212022202320242025262 on 7/9/2019262 on 7/25/2019262 on 10/3/2019262 on 10/16/2019262 on 12/12/2019262 on 2/10/2020361 on 3/19/2020361 on 5/12/2020361 on 6/25/2020361 on 9/29/2020361 on 10/2/2020361 on 12/10/2020361 on 1/19/2021361 on 2/16/2021341 on 3/15/2021341 on 4/30/2021341 on 3/1/2022435 on 3/28/2022435 on 4/12/2022435 on 10/3/2022435 on 12/8/2022539 on 3/15/2023539 on 4/28/2023539 on 5/3/2023539 on 5/22/2023539 on 6/9/2023539 on 7/28/2023539 on 8/10/2023539 on 10/23/2023539 on 10/25/2023539 on 11/21/2023539 on 12/5/2023539 on 12/14/2023539 on 12/23/2023539 on 1/28/2024638 on 3/26/2024638 on 3/27/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 431K 4K –
ABBOTT LABS COM 537K 5K –
ABBVIE INC COM 965K 6K –
ABRDN LIFE SCIENCES INVESTOR SH BEN INT 161K 11K –
ACUITY BRANDS INC COM 863K 4K –
ADVENT CONV & INCOME FD COM 428K 36K –
ALPHABET INC CAP STK CL C 1M 8K –
ALPHABET INC CAP STK CL A 1M 6K –
AMAZON COM INC COM 996K 5K –
AMERICAN EXPRESS CO COM 1M 5K –
AMGEN INC COM 536K 2K –
ANGEL OAK FINL STRATEGIES IN COM BEN INT 1M 97K –
AON PLC SHS CL A 611K 2K –
APPLE INC COM 4M 19K –
ARTISAN PARTNERS ASSET MGMT CL A 3M 65K –
ASA GOLD AND PRECIOUS MTLS L SHS 9M 528K –
AT&T INC COM 344K 18K –
ATKORE INC COM 2M 14K –
AUTOMATIC DATA PROCESSING IN COM 670K 3K –
AVERY DENNISON CORP COM 796K 4K –
BANK AMERICA CORP COM 336K 8K –
BARCLAYS BANK PLC DJUBS CMDT ETN36 711K 22K –
BELDEN INC COM 2M 21K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 732K 2K –
BLACKSTONE STRATEGIC CRED 20 COM SHS BEN IN 145K 12K –
BOOZ ALLEN HAMILTON HLDG COR CL A 1M 7K –
BORGWARNER INC COM 1M 38K –
C H ROBINSON WORLDWIDE INC COM NEW 1M 13K –
CARRIER GLOBAL CORPORATION COM 337K 5K –
CELANESE CORP DEL COM 477K 4K –
CHEMOURS CO COM 509K 23K –
CISCO SYS INC COM 2M 42K –
CITIGROUP INC COM NEW 626K 10K –
CLEVELAND-CLIFFS INC NEW COM 1M 84K –
CRANE COMPANY COMMON STOCK 559K 4K –
CROWDSTRIKE HLDGS INC CL A 1M 3K –
CUMMINS INC COM 824K 3K –
DANAHER CORPORATION COM 652K 3K –
DIAGEO PLC SPON ADR NEW 497K 4K –
DISNEY WALT CO COM 410K 4K –
DOUBLELINE OPPORTUNISTIC CR COM 4M 255K –
DXC TECHNOLOGY CO COM 735K 39K –
EAST WEST BANCORP INC COM 411K 6K –
EATON VANCE MUNI INCOME TRUS SH BEN INT 165K 16K –
ELI LILLY & CO COM 734K 811 –
EMERSON ELEC CO COM 959K 9K –
EOG RES INC COM 2M 18K –
EQUITRANS MIDSTREAM CORP COM 142K 11K –
EXCHANGE TRADED CONCEPTS TRU EMQQ EM INTERN 1M 43K –
EXXON MOBIL CORP COM 2M 17K –
FARMERS NATIONAL BANC CORP COM 678K 54K –
FIDELITY NATL INFORMATION SV COM 310K 4K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 6M 361K –
FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 2M 83K –
FIRSTENERGY CORP COM 344K 9K –
FLUTTER ENTMT PLC SHS 363K 2K –
FRANKLIN RESOURCES INC COM 2M 84K –
FREEPORT-MCMORAN INC CL B 2M 37K –
GRAINGER W W INC COM 904K 1K –
GREIF INC CL A 1M 24K –
HARLEY DAVIDSON INC COM 1M 35K –
HF SINCLAIR CORP COM 774K 15K –
HILLENBRAND INC COM 1M 31K –
HOME DEPOT INC COM 289K 839 –
HUNTSMAN CORP COM 1M 53K –
INDEXIQ ETF TR HEDGE MLTI ETF 2M 54K –
INTEL CORP COM 538K 17K –
INTERNATIONAL BUSINESS MACHS COM 2M 11K –
INTUIT COM 233K 355 –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 396K 28K –
INVESCO EXCHANGE TRADED FD T S&P SML600 VAL 1M 15K –
INVESCO EXCHANGE TRADED FD T S&P SML600 GWT 7M 157K –
INVESCO EXCHANGE TRADED FD T S&P MDCP400 VL 1M 12K –
INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 9M 185K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 3M 31K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 5M 148K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2M 13K –
INVESCO QQQ TR UNIT SER 1 692K 1K –
IRON MTN INC DEL COM 4M 43K –
ISHARES GOLD TR ISHARES NEW 5M 107K –
ISHARES INC MSCI GBL MIN VOL 334K 3K –
ISHARES TR CORE S&P500 ETF 623K 1K –
ISHARES TR S&P 500 GRWT ETF 228K 2K –
ISHARES TR RUS 1000 ETF 233K 783 –
ISHARES TR CORE S&P US GWT 607K 5K –
ISHARES TR S&P SML 600 GWT 204K 2K –
ISHARES TR ASIA 50 ETF 939K 14K –
ISHARES TR PFD AND INCM SEC 470K 15K –
ISHARES TR MSCI USA MIN VOL 667K 8K –
ISHARES TR CORE MSCI TOTAL 652K 10K –
ISHARES TR CORE MSCI EAFE 348K 5K –
ISHARES TR U S EQUITY FACTR 583K 10K –
ISHARES TR CORE TOTAL USD 8M 185K –
ISHARES TR CORE DIV GRWTH 3M 55K –
ISHARES TR GLOBAL REIT ETF 548K 24K –
ISHARES TR 0-3 MNTH TREASRY 984K 10K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 360K 7K –
JABIL INC COM 2M 17K –
JETBLUE AWYS CORP COM 74K 12K –
JOHNSON & JOHNSON COM 2M 12K –
JPMORGAN CHASE & CO. COM 3M 16K –
JUNIPER NETWORKS INC COM 1M 29K –
KROGER CO COM 727K 15K –
KRONOS WORLDWIDE INC COM 444K 35K –
LEGGETT & PLATT INC COM 252K 22K –
LEVI STRAUSS & CO NEW CL A COM STK 829K 43K –
LIGHT & WONDER INC COM 393K 4K –
LITMAN GREGORY FDS TR IMGP DBI MANAGED 1M 40K –
LYONDELLBASELL INDUSTRIES N SHS - A - 2M 19K –
MACERICH CO COM 295K 19K –
MAGNA INTL INC COM 771K 18K –
MCDONALDS CORP COM 690K 3K –
MERCADOLIBRE INC COM 465K 283 –
MERCHANTS BANCORP IND COM 1M 33K –
MERCK & CO INC COM 1M 12K –
META PLATFORMS INC CL A 240K 475 –
MICROCHIP TECHNOLOGY INC. COM 1M 13K –
MICROSOFT CORP COM 2M 5K –
MONDELEZ INTL INC CL A 260K 4K –
MSC INDL DIRECT INC CL A 604K 8K –
NEW YORK CMNTY BANCORP INC COM 121K 38K –
NUVEEN S&P 500 BUY-WRITE INC COM 3M 240K –
NVIDIA CORPORATION COM 513K 4K –
ONEOK INC NEW COM 2M 25K –
PACCAR INC COM 1M 11K –
PARAMOUNT GLOBAL CLASS B COM 323K 31K –
PELOTON INTERACTIVE INC CL A COM 37K 11K –
PEPSICO INC COM 1M 9K –
PFIZER INC COM 422K 15K –
PHINIA INC COMMON STOCK 200K 5K –
PPL CORP COM 311K 11K –
PRICE T ROWE GROUP INC COM 572K 5K –
QUALCOMM INC COM 3M 13K –
RIVERNORTH CAP AND INCM FD I COM 208K 14K –
RIVERNORTH MANAGED DUR MUN I COM 214K 14K –
RIVERNORTH OPPORTUNISTIC MUN COM 162K 10K –
RTX CORPORATION COM 491K 5K –
SANFILIPPO JOHN B & SON INC COM 369K 4K –
SCHWAB STRATEGIC TR US BRD MKT ETF 1M 17K –
SCHWAB STRATEGIC TR US LCAP GR ETF 704K 7K –
SCHWAB STRATEGIC TR INTL EQTY ETF 278K 7K –
SERA PROGNOSTICS INC CLASS A COM 257K 43K –
SKYWORKS SOLUTIONS INC COM 2M 15K –
SNAP ON INC COM 732K 3K –
SONY GROUP CORP SPONSORED ADR 414K 5K –
SPDR GOLD TR GOLD SHS 4M 18K –
SPDR INDEX SHS FDS S&P GBLINF ETF 201K 4K –
SPDR S&P 500 ETF TR TR UNIT 258K 473 –
SPDR SER TR S&P 600 SMCP GRW 2M 18K –
SPDR SER TR ICE PFD SEC ETF 2M 71K –
SPDR SER TR PORTFOLIO LN COR 10M 443K –
SPDR SER TR PRTFLO S&P500 GW 1M 13K –
SPDR SER TR PRTFLO S&P500 VL 419K 9K –
SPDR SER TR PORTFOLI S&P1500 607K 9K –
SPDR SER TR S&P 400 MDCP GRW 1M 16K –
SPDR SER TR BLOOMBERG 1-3 MO 57M 620K –
SSGA ACTIVE ETF TR MULT ASS RLRTN 1M 44K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 2M 56K –
TESLA INC COM 234K 1K –
TEXAS INSTRS INC COM 2M 13K –
TRINITY INDS INC COM 1M 35K –
UNILEVER PLC SPON ADR NEW 463K 8K –
UNITEDHEALTH GROUP INC COM 556K 1K –
VANECK ETF TRUST PHARMACEUTCL ETF 4M 44K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 436K 6K –
VANGUARD INDEX FDS S&P 500 ETF SHS 362K 724 –
VANGUARD INDEX FDS TOTAL STK MKT 1M 4K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 252K 6K –
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 490K 2K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 938K 19K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 354K 3K –
VANGUARD WORLD FD ENERGY ETF 223K 2K –
VERIZON COMMUNICATIONS INC COM 286K 7K –
VIRTUS CONVERTIBLE & INC FD COM 624K 214K –
VISA INC COM CL A 1M 5K –
WALGREENS BOOTS ALLIANCE INC COM 164K 14K –
WISDOMTREE TR FUTRE STRAT FD 1M 35K –