COMPLETE FINANCIAL PLANNING,INC.
Adviser information for COMPLETE FINANCIAL PLANNING,INC. last updated from Form ADV on January 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 77 | $35.2M |
| Non-Discretionary | 6 | $173,882 |
| Total | 83 | $35.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19 | $5.1M |
| HNW Individuals | 17 | $30.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-108975 |
|---|---|
| SEC ERA File Number | 801-108975 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 124888 |
| Legal Entity Identifier | None |
Principal Office
4 PIPPEN PLACENEW CITY
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 845-638-6505, Fax: 845-638-6508
Websites
Chief Compliance Officer
KEITH KOLINSKY
PRESIDENT
4 PIPPEN PLACE
NEW CITY
NY
United States
Tel:
845-638-6505
Fax:
845-638-6508
I***@***************************M
(Full email address available in API data)
Industry Affiliates
| CARYN LIEBLICH-KOLINSKY CPA PC | Accountant or accounting firm |
| KEITH KOLINSKY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOLINSKY, KEITH, J. | Individual | – | CCO AND PRESIDENT | 06/1987 | > 75% |
| KOLINSKY, CARYN, L. | Individual | – | SECRETARY | 06/1987 | 10-25% |