MOS CAPITAL, INC.
MOS CAPITAL, INC Legal Name
Adviser information for MOS CAPITAL, INC. last updated from Form ADV on February 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 309 | $181.5M |
| Non-Discretionary | 23 | $2.0M |
| Total | 332 | $183.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 69 | $17.0M |
| HNW Individuals | 53 | $166.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $445,034 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-108978 |
|---|---|
| SEC ERA File Number | 801-108978 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109612 |
| Legal Entity Identifier | None |
Principal Office
1102 A1A NORTHSUITE 202
PONTE VEDRA BEACH
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 757-222-3710, Fax: 757-222-3720
Websites
Chief Compliance Officer
WILLIAM F. MOORE, JR.
PRESIDENT
1102 A1A NORTH
SUITE 202
PONTE VEDRA BEACH
FL
United States
Tel:
7572223710
Fax:
7572223720
B*****@*************M
(Full email address available in API data)
Regulatory Contact
WILLIAM F. MOORE, JR
PRESIDENT
1102 A1A NORTH
SUITE 202
PONTE VEDRA BEACH
FL
United States
Tel:
757-222-3710
Fax:
757-222-3720
B*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOORE, WILLIAM, FRANKLIN | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, CHIEF OPERATIONS OFF | 07/2000 | > 75% |