SUPREME ALLIANCE LLC
Adviser information for SUPREME ALLIANCE LLC last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 10 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 40 | $6.4M |
| Non-Discretionary | 42 | $3.8M |
| Total | 82 | $10.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 82 | $10.2M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissionsFLAT-FEE CAN BE NEGOTIATED FOR SPECIFIC ENGAGEMENTS |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-108980 |
|---|---|
| SEC ERA File Number | 801-108980 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 45348 |
| Legal Entity Identifier | 45348 |
Principal Office
14804 RESOLVES LANECHARLOTTE
NC
United States
Monday - Friday, 8:00 AM -5:00 PM
Tel: 561-460-2870, Fax: None
Websites
Chief Compliance Officer
MICHAEL JONES
CEO, CCO
14804 RESOLVES LANE
CHARLOTTE
NC
United States
Tel:
561-460-2870
M******@*********************M
(Full email address available in API data)
Regulatory Contact
ROGER HUSBANDS
MEMBER, MANAGER, FINOP, COO
14804 RESOLVES LANE
CHARLOTTE
NC
United States
Tel:
704 962 1774
M******@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CORSI, JEROME ROBERT | Individual | – | VICE PRESIDENT-INSURANCE, COMPLIANCE PRINCIPAL | 03/2014 | < 5% |
| JONES, MICHAEL WASHINGTON | Individual | – | FINOP / CEO / CCO | 05/2012 | < 5% |
| JONES, MICHAEL WASHINGTON | Individual | INSURANCE DISTRIBUTION CONSULTING LLC | OWNER | 05/2003 | > 75% |
| INSURANCE DISTRIBUTION CONSULTING LLC | Domestic Entity | – | OWNER | 02/2012 | > 75% |
| HUSBANDS, ROGER BRENT | Individual | – | COMPLIANCE PRINCIPAL | 07/2019 | < 5% |