FIDUCIARY WEALTH MANAGEMENT, LLC
Adviser information for FIDUCIARY WEALTH MANAGEMENT, LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 327 | $120.3M |
| Non-Discretionary | 87 | $331.3M |
| Total | 414 | $451.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 285 | $63.1M |
| HNW Individuals | 30 | $41.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 87 | $327.6M |
| Charitable organizations | 5 | $9.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $10.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-108997 |
|---|---|
| SEC ERA File Number | 801-108997 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157290 |
| Legal Entity Identifier | None |
Principal Office
THE ATRIUM, SUITE 1211250 ROGER BACON DRIVE
RESTON
VA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 703-242-1231, Fax: 709-649-6161
Chief Compliance Officer
CHRISTOPHER J. BRODERICK
PRESIDENT
THE ATRIUM, SUITE 12
11250 ROGER BACON DRIVE
RESTON
VA
United States
Tel:
703-242-1231
Fax:
703-649-6161
C*********@***************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER J. BRODERICK
PRESIDENT
THE ATRIUM, SUITE 12
11250 ROGER BACON DRIVE
RESTON
VA
United States
Tel:
703-242-1231
Fax:
703-649-6161
C*********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRODERICK, CHRISTOPHER, JOHN | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 02/2011 | 50-75% |
| ROTH, PATRICK, DANIEL | Individual | – | PARTNER | 08/2011 | 50-75% |