ADP STRATEGIC PLAN SERVICES, LLC
Adviser information for ADP STRATEGIC PLAN SERVICES, LLC last updated from Form ADV on January 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 605 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 68,002 | $15.0B |
| Non-Discretionary | 0 | $0 |
| Total | 68,002 | $15.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 68,002 | $15.0B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 157 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-109013 |
|---|---|
| SEC ERA File Number | 801-109013 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286555 |
| Legal Entity Identifier | None |
Principal Office
1 ADP BOULEVARDROSELAND
NJ
United States
Monday - Friday, 9-5
Tel: (973) 712-2000, Fax: None
Chief Compliance Officer
JUANITA HANLEY
71 HANOVER RD
FLORHAM PARK
NJ
United States
Tel:
973-712-3006
J*************@******M
(Full email address available in API data)
Regulatory Contact
JILL SAVOY
SR COMPLIANCE ANALYST
71 HANOVER RD
FLORHAM PARK
NJ
United States
Tel:
973-712-2023
J*********@******M
(Full email address available in API data)
Industry Affiliates
| ADP BROKER-DEALER, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ADP RETIREMENT TRUST SERVICES LLC | Trust company |
| AUTOMATIC DATA PROCESSING INSURANCE AGENCY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ADP ATLANTIC LLC | Domestic Entity | – | SOLE MEMBER | 12/2016 | > 75% |
| DOSPASSOS-KRIEG, KRISTIN, ANNE | Individual | – | ELECTED MANAGER | 12/2016 | < 5% |
| HANLEY, JUANITA, DAVIDA | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2016 | < 5% |
| BUCCELLA, JAMES, THOMAS | Individual | – | PRESIDENT/ELECTED MANAGER | 12/2016 | < 5% |
| AUTOMATIC DATA PROCESSING INC | Domestic Entity | ADP ATLANTIC LLC | SHAREHOLDER | 12/2016 | > 75% |
| HODGES, JEFFRY, AARON | Individual | – | ELECTED MANAGER | 09/2017 | < 5% |
| MCCUE, TERRANCE | Individual | – | RISK MANAGEMENT OFFICER | 05/2020 | < 5% |
| BARRENECHEA, PATRICIA, MARGOT | Individual | – | CHIEF FINANCIAL OFFICER | 11/2020 | < 5% |
| BLACKORBY, MISSY, RENEE | Individual | – | CORPORATE SECRETARY | 04/2022 | < 5% |