MUSSETT WEALTH MANAGEMENT, LLC
Adviser information for MUSSETT WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 334 | $92.0M |
| Non-Discretionary | 0 | $0 |
| Total | 334 | $92.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 66 | $18.0M |
| HNW Individuals | 31 | $45.0M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $27.7M |
| Charitable organizations | <5 | $1.4M |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-109015 |
|---|---|
| SEC ERA File Number | 801-109015 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158463 |
| Legal Entity Identifier | None |
Principal Office
579 NORTH GREENBUSH ROADRENSSELAER
NY
United States
Monday - Friday, 9AM-4PM
Tel: 518-328-8104, Fax: 518-930-4640
Chief Compliance Officer
OLIVIA MUSSETT
PRESIDENT
579 NORTH GREENBUSH ROAD
RENSSELAER
NY
United States
Tel:
5183288104
Fax:
518-930-4640
O*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MUSSETT, OLIVIA, ANNE | Individual | – | PRESIDENT, CCO | 06/2011 | > 75% |