SKYVIEW INVESTMENT ADVISORS, LLC
Adviser information for SKYVIEW INVESTMENT ADVISORS, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $1.5B |
| Non-Discretionary | 3 | $4.5B |
| Total | 11 | $6.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $134.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $140.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 8 | $1.9B |
| Insurance companies | <5 | $3.8B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $465,930 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 14 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
595 SHREWSBURY AVENUESUITE 203
SHREWSBURY
NJ
United States
Monday - Friday, 9AM-5PM
Tel: 732-936-2880, Fax: 732-212-0620
Chief Compliance Officer
LAWRENCE CHIARELLO
MEMBER
595 SHREWSBURY AVENUE
SUITE 203
SHREWSBURY
NJ
United States
Tel:
732-936-2882
L*********@*************M
(Full email address available in API data)
Regulatory Contact
STEVEN TURI
MANAGING MEMBER
595 SHREWSBURY AVENUE
SUITE 203
SHREWSBURY
NJ
United States
Tel:
732-936-2881
S****@*************M
(Full email address available in API data)
Industry Affiliates
| BLACKPOINT MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLACKPOINT LT PARTNERS LLC | Hedge Fund | $1.6M | $0.0M | 25 |
| BLACKPOINT MULTI-SERIES FUND, LLC | Hedge Fund | $15.6M | $0.5M | 21 |
| BLACKPOINT MULTI-SERIES FUND, LLC - SERIES A | Hedge Fund | $26.5M | $0.5M | 35 |
| BLACKPOINT MULTI-SERIES FUND, LLC - SERIES C | Hedge Fund | $10.6M | $0.5M | 15 |
| BLACKPOINT SELECT ALTERNATIVES FUND, LLC | Hedge Fund | $30.7M | $0.5M | 0 |
| BLACKPOINT SELECT ALTERNATIVES FUND, LLC - SERIES A | Hedge Fund | $51.9M | $0.5M | 41 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TURI, STEVEN, JOSEPH | Individual | – | MANAGING PARTNER | 01/2010 | 25-50% |
| MELNICK, ANDREW, JOSEPH | Individual | – | MANAGING MEMBER | 01/2010 | 25-50% |
| CHIARELLO, LAWRENCE, PHILIP | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 01/2010 | 10-25% |
| Turi, Christopher, Joseph | Individual | – | MEMBER/SENIOR INVESTMENT ANALYST | 02/2020 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 15th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 1/100 BERKSHIRE HTWY A CLASS A | COM | 612 | 100 | – |
| 10X CAPITAL VENTURE AC -CW27 | COM | 7 | 803K | – |
| 10X CAPITAL VENTURE ACQUIS-A | COM | 2K | 200K | – |
| 26 CAPITAL ACQ-A EQUITY | COM | 3 | 15K | – |
| 2SEVENTY BIO INC | COM | 48 | 13K | – |
| 99 ACQUISITION GROUP INC | COM | 130 | 12K | – |
| ACADEMY SPORTS & OUTDOOR | COM | 213 | 4K | – |
| ACCENTURE PLC FCLASS A | COM | 535 | 2K | – |
| ACHARI VENTURES HOLDIN -CW23 | COM | 1 | 50K | – |
| ACI WORLDWIDE INC | COM | 547 | 14K | – |
| ACUSHNET HOLDINGS CORP | COM | 1K | 20K | – |
| ADYEN N V FUNSPONSORED ADR 1 ADR REP 0.01 ORD SHS | COM | 967 | 81K | – |
| AESTHER HC -CW23 EQUITY | COM | 2 | 40K | – |
| AETHERIUM ACQUISITION A -28 | COM | 0 | 113K | – |
| AETHERIUM ACQUISITION CORP-A | COM | 1K | 113K | – |
| AFFILIATED MANAGERS | COM | 887 | 6K | – |
| AGILENT TECHNOLOGIES | COM | 446 | 3K | – |
| AIA GROUP LTD FSPONSORED ADR 1 ADR REPS 4 ORD SHS | COM | 568 | 21K | – |
| ALLIANCE ENTERTAINMENT HOLDI | COM | 5 | 72K | – |
| ALLURION TECHNOLOGIES-28 | COM | 7 | 45K | – |
| ALPHABET INC | COM | 396 | 2K | – |
| ALPHABET INC. CLASS C | COM | 3K | 16K | – |
| ALSET CAP-CW27 EQUITY | COM | 0 | 73K | – |
| ALTA EQUIPMENT GROUP INC | COM | 364 | 45K | – |
| ALTC ACQUISITION CORP-CL A | COM | 2K | 261K | – |
| AMAZON.COM INC | COM | 3K | 16K | – |
| AMERICAN EXPRESS CO | COM | 544 | 2K | – |
| ANALOG DEVICES INC | COM | 715 | 3K | – |
| ANDEAN PRECIOUS METALS CORP | COM | 239 | 350K | – |
| AON PLC FCLASS A | COM | 866 | 3K | – |
| APOLLOMICS IN-27 EQUITY | COM | 1 | 74K | – |
| APPLE INC | COM | 489 | 2K | – |
| APPLIED MATERIALS | COM | 853 | 4K | – |
| ARCH CAPITAL GROUP LTD | COM | 3K | 29K | – |
| ARLO TECHNOLOGIES INC | COM | 551 | 42K | – |
| AROGO CAP -CW23 EQUITY | COM | 3 | 100K | – |
| AROGO CAPITAL -A EQUITY | COM | 1K | 100K | – |
| ASBURY AUTOMOTIVE GP | COM | 471 | 2K | – |
| ASM INTERNTNL N V FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | COM | 1K | 2K | – |
| ASML HOLDING N V FSPONSORED ADR 1 ADR REPS 1 ORD SHS | COM | 1K | 1K | – |
| ASPEN TECHNOLOGY INC NEW | COM | 618 | 3K | – |
| ASTRAZENECA PLC FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | COM | 857 | 11K | – |
| ATHENA TECHNOLOGY ACQUISIT-A | COM | 2K | 134K | – |
| ATLAS COPCO AB FSPONSORED ADR 1 ADR REPS 1 ORD SHS | COM | 614 | 33K | – |
| ATLASCLEAR HOLDINGS INC EXP10/25/2028 | COM | 7 | 220K | – |
| ATLASSIAN CORP CLASS A | COM | 709 | 4K | – |
| AUTOZONE INC | COM | 2K | 579 | – |
| BALL CORP | COM | 543 | 9K | – |
| BANK OF AMERICA CORP | COM | 595 | 15K | – |
| BANK OF NY MELLON CO | COM | 567 | 9K | – |
| BANNIX ACQUISITION CORP | COM | 1K | 97K | – |
| BANNIX ACQUISITION CORP-CW23 | COM | 2 | 97K | – |
| BANNIX ACQUISITION CORP-RTS | COM | 14 | 97K | – |
| BAXTER INTERNTNL | COM | 281 | 8K | – |
| BCGW 15MAR29 11.5 C | COM | 6 | 56K | – |
| BERKSHIRE HATHAWAY INC-CL B | COM | 479 | 1K | – |
| BIGBEAR.AI HOLDINGS -CW28 | COM | 16 | 100K | – |
| BIOCRYST PHARMACEUTICALS INC | COM | 62 | 10K | – |
| BITE ACQUISITION CORP | COM | 2K | 150K | – |
| BLACK HAWK ACQUISITION CORP | COM | 103 | 10K | – |
| BLACKROCK US EQY FCTR ROTN ETF | COM | 222 | 5K | – |
| BLUELINX HOLDINGS INC | COM | 830 | 9K | – |
| BLUERIVER ACQUISITION CORP-A | COM | 615 | 56K | – |
| BREEZE HOLDINGS ACQUISITION CORP | COM | 0 | 38K | – |
| BROWN & BROWN INC | COM | 705 | 8K | – |
| BUILD-A-BEAR WORKSHOP INC | COM | 782 | 31K | – |
| BULL HORN HOLDINGS CORP-CW25 | COM | 1 | 55K | – |
| BURNING ROCK BIOTECH LTD-ADR | COM | 64 | 10K | – |
| BURTECH ACQUISITION -CW23 | COM | 25 | 100K | – |
| C H ROBINSON WORLDWD | COM | 560 | 6K | – |
| C S L LIMITED FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | COM | 795 | 8K | – |
| CANADIAN NATL RAILWY F | COM | 5K | 38K | – |
| CANADIAN PACIFIC KANSA F | COM | 6K | 72K | – |
| CANNA-GLOBAL ACQUISITIO-CL A | COM | 741 | 71K | – |
| CAVCO INDUSTRIES INC | COM | 609 | 2K | – |
| CENOVUS ENERGY INC F | COM | 816 | 42K | – |
| CETUS CAPITAL ACQUISITION CORP. CMN | COM | 449 | 42K | – |
| CHARDAN NEXTECH ACQUISI-CW27 | COM | 1 | 31K | – |
| CISCO SYSTEMS INC | COM | 463 | 10K | – |
| CITIGROUP INC. VAR 26DUE 02/20/26 | COM | 193 | 200K | – |
| CLARIVATE PLC F | COM | 887 | 156K | – |
| COGENT BIOSCIENCES INC | COM | 105 | 13K | – |
| COMCAST CORP CLASS A | COM | 463 | 12K | – |
| COMMUNICAT SVS SLCT SEC SPDR ETF | COM | 3K | 32K | – |
| COOTW 21MAR29 11.5 C | COM | 2 | 103K | – |
| CORE & MAIN INC-CLASS A | COM | 220 | 5K | – |
| CORVEL CORP | COM | 1K | 4K | – |
| COTTONWOOD COMMUNITIES INC CLASS I | COM | 2K | 132K | – |
| CRITEO S A FSPONSORED ADR 1 ADR REPS 1 ORD SHS | COM | 561 | 15K | – |
| CRITICAL METALS CORP 11.5000EXP06/06/2028 | COM | 4 | 13K | – |
| CROCS INC | COM | 568 | 4K | – |
| CUMMINS INC | COM | 1K | 5K | – |
| CUTERA INC | COM | 61 | 40K | – |
| D R HORTON CO | COM | 742 | 5K | – |
| DATA KNIGH-CW28 | COM | 5 | 144K | – |
| DATADOG INC CLASS A | COM | 2K | 13K | – |
| DEERE & CO | COM | 385 | 1K | – |
| DESPEGAR COM CORP 0050 F | COM | 3K | 243K | – |
| DISTOKEN ACQU-28 EQUITY | COM | 1 | 75K | – |
| DISTOKEN ACQUISITION CORP (U.S.) RIGHTS | COM | 8 | 75K | – |
| DOMINOS PIZZA INC | COM | 1K | 3K | – |
| DRILLING TOOLS INTERNATIONAL | COM | 444 | 79K | – |
| DSV A/S FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | COM | 649 | 8K | – |
| DUET ACQUISITION CORP (U.S.) | COM | 2 | 150K | – |
| DYCOM INDUSTRIES INC | COM | 312 | 2K | – |
| EHEALTH INC | COM | 106 | 23K | – |
| EMCOR GROUP INC | COM | 3K | 7K | – |
| ENERGIZER HOLDINGS INC N | COM | 527 | 18K | – |
| ENERPAC TOOL GROUP CORP CLASS A | COM | 639 | 17K | – |
| ENERSYS | COM | 244 | 2K | – |
| EPAM SYSTEMS INC | COM | 375 | 2K | – |
| EQUITRANS MIDSTREAM CORP | COM | 894 | 40K | – |
| EQUITY UNCOVERED AMERICAN CALL | COM | 1 | 52K | – |
| ESTABLISHMENT LABS HOLDINGS | COM | 418 | 9K | – |
| EURONET WORLDWIDE INC | COM | 692 | 7K | – |
| EVERGREEN -CW27 EQUITY | COM | 11 | 225K | – |
| EVOLUTION AB FSPONSORED ADR 1 ADR REPS 1 ORD SHS | COM | 742 | 7K | – |
| EXCELFIN A -CW23 EQUITY | COM | 1 | 37K | – |
| EXCELFIN ACQUI-A EQUITY | COM | 1K | 100K | – |
| EXPEDITORS INTL WASH CLASS A | COM | 642 | 5K | – |
| EXPERIAN PLC FSPONSORED ADR 1 ADR REPS 1 ORD SHS | COM | 810 | 17K | – |
| EXTREME NETWORKS INC | COM | 1K | 93K | – |
| EYENOVIA INC | COM | 87 | 146K | – |
| F T I CONSULTING INC | COM | 2K | 8K | – |
| FACTSET RESEARCH SYS | COM | 704 | 2K | – |
| FASTENAL CO | COM | 245 | 4K | – |
| FEDEX CORP | COM | 539 | 2K | – |
| FERGUSON PLC NEW F | COM | 631 | 3K | – |
| FERRARI N V F | COM | 1K | 3K | – |
| FINTECH ECOSYSTEM DEVELOPM-A | COM | 1K | 99K | – |
| FIRST CITIZENS BKSH CLASS A | COM | 1K | 711 | – |
| FIRST HAWAIIAN INCORPORA | COM | 779 | 38K | – |
| FIRST REPUBLIC BANK | COM | 0 | 15K | – |
| FISERV INC | COM | 753 | 5K | – |
| FORTUNE RI -CW23 EQUITY | COM | 0 | 20K | – |
| FORTUNE RISE ACQUISITION CORP CLASS A (U.S.) | COM | 934 | 83K | – |
| FOUR LEAF ACQUISITION CORPORATION CMN | COM | 383 | 35K | – |
| FRANKLIN RESOURCES | COM | 422 | 19K | – |
| FRONTIER GROUP HOLDINGS INC | COM | 2K | 325K | – |
| GE AEROSPACE | COM | 2K | 12K | – |
| GE VERNOVA INC | COM | 411 | 2K | – |
| GEN RESTAURANT GROUP INC | COM | 154 | 17K | – |
| GILEAD SCIENCES INC | COM | 552 | 8K | – |
| GLOBAL BLK-CW27 EQUITY | COM | 2 | 125K | – |
| GLOBAL BLOCKC-RT EQUITY | COM | 8 | 125K | – |
| GLOBAL PAYMENTS INC | COM | 487 | 5K | – |
| GLOBAL STAR ACQUISITION-CL A | COM | 3K | 238K | – |
| GLOBALINK INVESTMENT -CW23 | COM | 4 | 100K | – |
| GLOBALINK INVESTMENT INC | COM | 844 | 75K | – |
| GLOBALINK INVESTMENT INC-RTS | COM | 16 | 100K | – |
| GOLDMAN SACHS ACTVBETA US LRG ETF | COM | 80K | 748K | – |
| GOLDMAN SACHS ACTVBT INTEREQY ETF | COM | 29K | 875K | – |
| GOLDMAN SACHS GROUP | COM | 1K | 3K | – |
| GOLDMAN SACHS JUST US LRG CP EQ ETF | COM | 892 | 11K | – |
| GORILLA TECHNOLOGY GROUP-CW | COM | 1 | 24K | – |
| GRACO INC | COM | 861 | 11K | – |
| GRAYSCALE BITCOIN TRUST BTC | COM | 1K | 20K | – |
| GREENROSE HOLDING CO INC/THE | COM | 0 | 12K | – |
| GRIFFON CORP | COM | 2K | 34K | – |
| HAYMAKER ACQUISITION CORP 4 | COM | 110 | 10K | – |
| HILLENBRAND INC | COM | 784 | 20K | – |
| IB ACQUISITION CORP | COM | 748 | 75K | – |
| ICICI BANK LTD FSPONSORED ADR 1 ADR REPS 2 ORD SHS | COM | 824 | 29K | – |
| ICON PLC F | COM | 957 | 3K | – |
| ICU 26JAN26 287.5 C | COM | 3 | 65K | – |
| INCEPTION GR -23 EQUITY | COM | 2 | 38K | – |
| INCEPTION GROWTH ACQ LTD -RT | COM | 12 | 75K | – |
| INNOVIZ TECHNOLOGIES LTD | COM | 371 | 400K | – |
| INSPIRED ENTERTAINMENT I | COM | 242 | 27K | – |
| INT MEDIA -CW28 EQUITY | COM | 1 | 79K | – |
| INTEGRATED RAIL AND RE -CW23 | COM | 9 | 176K | – |
| INTERACTIVE BROKERS GRO-CL A | COM | 4K | 37K | – |
| INTERNTNL MONEY EXPRE005 | COM | 409 | 20K | – |
| INTL MEDIA A-RTS EQUITY | COM | 4 | 79K | – |
| INVESCO FTSE RAFI US 1000 ETF | COM | 737 | 19K | – |
| INVESCO S&P 500 EQUAL WEIGHT | COM | 2K | 10K | – |
| INVSC QQQ TRUST SRS 1 ETF IV | COM | 209 | 436 | – |
| INVSC S P 500 PURE GROWTH ETF | COM | 682 | 18K | – |
| IRON HORSE ACQUISITIONS CORP | COM | 162 | 15K | – |
| ISHARES 1-3 YEAR TREASURY BO | COM | 2K | 22K | – |
| ISHARES CORE MSCI EAFE ETF | COM | 4K | 49K | – |
| ISHARES CORE S&P 500 ETF | COM | 43K | 79K | – |
| ISHARES ESG AWARE MSCI EAFE ETF | COM | 346 | 4K | – |
| ISHARES ESG MSCI USA LEADERS ETF | COM | 488 | 5K | – |
| ISHARES GOLD ETF | COM | 21K | 485K | – |
| ISHARES IBONDS DEC 2027 TERM | COM | 1K | 55K | – |
| ISHARES MBS ETF | COM | 41K | 436K | – |
| ISHARES MSCI BRAZIL ETF | COM | 601 | 22K | – |
| ISHARES MSCI EAFE ETF | COM | 340 | 4K | – |
| ISHARES MSCI EAFE VALUE ETF | COM | 3K | 49K | – |
| ISHARES MSCI JAPAN ETF | COM | 5K | 76K | – |
| ISHARES MSCI USA QLTY FACT ETF | COM | 236 | 1K | – |
| ISHARES RUSSELL 1000 GROWTH ETF | COM | 2K | 5K | – |
| ISHARES RUSSELL 1000 VALUE ETF | COM | 1K | 6K | – |
| iShares Russell 2000 ETF | COM | 507 | 3K | – |
| ISHARES SILVER TRUST | COM | 664 | 25K | – |
| IX ACQUIS -CW26 EQUITY | COM | 1 | 15K | – |
| IX ACQUISITION CORP CLASS A (U.S.) | COM | 121 | 11K | – |
| JANUS HENDERSON AAA CLO ETF | COM | 3K | 64K | – |
| JANUS INTERNATIONAL GROUP IN | COM | 126 | 10K | – |
| JONES LANG LASALLE INCOME PROPERTY TRUST INC CLASS M I | COM | 366 | 31K | – |
| JPMORGAN ULTRA SHORT INCOME ETF | COM | 318 | 6K | – |
| JVSPAC ACQUISITION CORP | COM | 1K | 100K | – |
| KEEN VISION ACQUISITION CORP | COM | 3K | 255K | – |
| KLX ENERGY SERVICES HOLDING | COM | 62 | 13K | – |
| L C I INDUSTRIE | COM | 509 | 5K | – |
| LANDSTAR SYS INC | COM | 1K | 6K | – |
| LASERTEC CORP FUNSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | COM | 684 | 15K | – |
| LI NING CO LTD FSPONSORED ADR 1 ADR REPS 25 ORD SHS | COM | 216 | 4K | – |
| LIBERTY RE -CW22 EQUITY | COM | 0 | 50K | – |
| LIBERTY RES-CL A EQUITY | COM | 554 | 50K | – |
| LIGHTNING EMOTORS INC | COM | 0 | 14K | – |
| LINDE PLC F | COM | 619 | 1K | – |
| LIQUIDIA CORP | COM | 828 | 69K | – |
| LONZA GROUP AG FSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | COM | 442 | 8K | – |
| LOWES COMPANIES INC | COM | 436 | 2K | – |
| LPL FINL HLDGS | COM | 1K | 5K | – |
| LUNA INNOVATIONS INC | COM | 60 | 19K | – |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | COM | 760 | 5K | – |
| MANHATTAN ASSOCIATES | COM | 1K | 5K | – |
| MARKETWISE INC | COM | 231 | 199K | – |
| MASTEC INC | COM | 214 | 2K | – |
| MASTERCARD INC - A | COM | 2K | 5K | – |
| MEDICINE MAN TECHNOLOGIE | COM | 4 | 10K | – |
| MEIRAGTX HOLDINGS PLC | COM | 126 | 30K | – |
| MERCK & CO. INC. | COM | 1K | 10K | – |
| META PLATFORMS INC-CLASS A | COM | 6K | 11K | – |
| METTLER TOLEDO INTL | COM | 660 | 472 | – |
| MICRON TECHNOLOGY | COM | 849 | 6K | – |
| MICROSOFT CORP | COM | 5K | 11K | – |
| MIMEDX GROUP INC | COM | 69 | 10K | – |
| MOELIS & CO CLASS A | COM | 788 | 14K | – |
| MOLSON COORS BEVERAGE CLCLASS B | COM | 768 | 15K | – |
| MONEYLION INC. | COM | 490 | 7K | – |
| MOODYS CORP | COM | 3K | 6K | – |
| MSP RECOVERY -27 EQUITY | COM | 55 | 13M | – |
| MSP RECOVERY -CW26 | COM | 4 | 58K | – |
| MUROHY CAN-CW27 EQUITY | COM | 5 | 150K | – |
| N V R INC | COM | 531 | 70 | – |
| NESTLE S A FSPONSORED ADR 1 ADR REPS 1 ORD SHS | COM | 609 | 6K | – |
| NEW HORIZON AIRCRAFT LTD 11.5000EXP04/03/2028 | COM | 1 | 45K | – |
| NOBLE CORP PLC | COM | 201 | 5K | – |
| NORTH AMERICAN CONSTRU F | COM | 563 | 58K | – |
| NORTHERN LIGHTS ACQUIS -CW22 | COM | 3 | 54K | – |
| NORTHERN REVIVAL ACQUISITION | COM | 1K | 100K | – |
| NORTHVIEW ACQUISITION -23 | COM | 6 | 100K | – |
| NORTHVIEW ACQUISITION CORP | COM | 3K | 271K | – |
| NORTHVIEW ACQUISITION CO-RTS | COM | 20 | 200K | – |
| NOVA VISION ACQUISIT -CW28 | COM | 1 | 35K | – |
| NOVA VISION ACQUISITION CORP (U.S.) | COM | 423 | 35K | – |
| NOVA VISION-RTS EQUITY | COM | 6 | 35K | – |
| NOVO-NORDISK AS VORMAL FSPONSORED ADR 1 ADR REPS 1 ORD SHS | COM | 2K | 14K | – |
| NUVO GROUP LTD 11.5000EXP10/23/2028 | COM | 3 | 156K | – |
| NVDA US 09/20/24 C84 | COM | 618 | 150 | – |
| NVIDIA CORP | COM | 16K | 130K | – |
| O REILLY AUTOMOTIVE | COM | 896 | 848 | – |
| OAK WOODS ACQUISITION CORP | COM | 459 | 40K | – |
| OPEN LENDING CORP | COM | 112 | 20K | – |
| OPORTUN FINANCIAL CORP | COM | 196 | 68K | – |
| ORACLE CORP | COM | 732 | 5K | – |
| ORASURE TECHNOLOGIES INC | COM | 102 | 24K | – |
| ORCHESTRA BIOMED HOLDINGS IN | COM | 163 | 20K | – |
| PARTNERS GROUP PRIVATE EQUITY MASTER FUND LLC CLASS I | COM | 10K | 1M | – |
| PATRIA LATIN AMERICAN-CW27 | COM | 3 | 46K | – |
| PERNOD RICARD FIN S A FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | COM | 410 | 15K | – |
| PHP VENTURES ACQUISITI -CW22 | COM | 0 | 35K | – |
| PHP VENTURES ACQUISITION -A | COM | 775 | 70K | – |
| PHP VENTURES ACQUISITION-RTS | COM | 0 | 70K | – |
| PLAYA HOTELS & RES F | COM | 470 | 56K | – |
| PMV CONSUMER ACQUISIT -CW27 | COM | 0 | 54K | – |
| PONCE FINANCIAL GROUP INC | COM | 147 | 16K | – |
| PONO CAP -CW22 EQUITY | COM | 0 | 45K | – |
| POOL CORP | COM | 308 | 1K | – |
| POST HOLDINGS INC | COM | 755 | 7K | – |
| PRESTO AUTOMATION INC (U.S.) | COM | 2 | 57K | – |
| PRIMERICA INC | COM | 1K | 6K | – |
| PROGRESSIVE CO OHIO | COM | 2K | 8K | – |
| QUETTA ACQUISITION CORP | COM | 160 | 15K | – |
| R B C BEARINGS INC | COM | 961 | 4K | – |
| R L I CORP | COM | 625 | 4K | – |
| R1 RCM INC | COM | 228 | 18K | – |
| RELATIVITY -CW27 EQUITY | COM | 0 | 250K | – |
| RESMED INC | COM | 490 | 3K | – |
| RIGHTMOVE PLC | COM | 930 | 68K | – |
| ROSS STORES INC | COM | 2K | 17K | – |
| ROTH CH ACQUISITION V CO | COM | 1K | 134K | – |
| ROYALTY MANAGEMENT HOLDING C | COM | 1 | 50K | – |
| RTS/BELLEVUE LIFE SCNCS AQSTN CORP | COM | 4 | 30K | – |
| RTS/CETUS CAP ACQUISITION CORP EXP02/03/2033 | COM | 10 | 42K | – |
| RTS/IB ACQUISITION CORP EXP12/31/2099 | COM | 6 | 75K | – |
| S&P GLOBAL INC | COM | 2K | 5K | – |
| SCHLUMBERGER LTD F | COM | 756 | 16K | – |
| SCHNEIDER ELECTRIC SA FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | COM | 1K | 23K | – |
| SCHWAB US LARGE CAP GROWTH ETF | COM | 217 | 2K | – |
| SELECT STR FINANCIAL SELECT SPDR ETF | COM | 3K | 66K | – |
| SELECT WATER SOLUTIONS ICLASS A | COM | 642 | 60K | – |
| SEMRUSH HOLDINGS INC-A | COM | 3K | 216K | – |
| SIKA AG FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | COM | 695 | 24K | – |
| SIMON PPTY GROUP REIT | COM | 553 | 4K | – |
| SIMPSON MANUFACTRG | COM | 2K | 9K | – |
| SKYLINE CORP | COM | 414 | 6K | – |
| SPDR BLOOMBERG 1-3 MONTH T-B | COM | 505 | 6K | – |
| SPDR FUND CONSUMER DISCRE SELECT ETF | COM | 3K | 14K | – |
| SPDR FUND CONSUMER STAPLES ETF | COM | 2K | 33K | – |
| SPDR GOLD TRUST | COM | 602 | 3K | – |
| SPDR PORTFOLIO S&P 500 ETF | COM | 432 | 7K | – |
| SPDR S&P 500 ETF | COM | 3K | 6K | – |
| SPECIAL OPPORTUNITIES CLOSED FUND | COM | 391 | 30K | – |
| SPIRIT AIRLINES | COM | 534 | 146K | – |
| SPORTSMANS WHSE HLDG | COM | 422 | 175K | – |
| SS&C TECHNOLOGS HLDG | COM | 393 | 6K | – |
| STELLANTIS NV | COM | 3K | 172K | – |
| STERICYCLE INC | COM | 943 | 16K | – |
| STERIS PLC F | COM | 681 | 3K | – |
| STRATEGIC ED INC | COM | 945 | 9K | – |
| SUNCAR TECHNOLOGY EQUITY 28 | COM | 5 | 27K | – |
| SWK HOLDINGS CORP | COM | 529 | 31K | – |
| SYNTEC OPTICS HOLDINGS INC 11.5000EXP11/08/2026 | COM | 12 | 78K | – |
| SYSCO CORP | COM | 576 | 8K | – |
| TECHNOLOGY & TEL EQUITY | COM | 1K | 125K | – |
| TECHNOLOGY & TELECOMMUNI -27 | COM | 3 | 100K | – |
| TECHNOLOGY SELECT SECTORSPDR ETF | COM | 2K | 8K | – |
| TECK RESOURCES LTD FCLASS B | COM | 684 | 14K | – |
| TELEDYNE TECHNOLOGIE | COM | 695 | 2K | – |
| TESLA INC | COM | 840 | 4K | – |
| THOMSON REUTERS CORP F | COM | 703 | 4K | – |
| TIDEWATER INC NEW | COM | 1K | 11K | – |
| TJX COMPANIES INC | COM | 1K | 11K | – |
| TLGY ACQUISI -23 EQUITY | COM | 3 | 50K | – |
| TORO CO | COM | 923 | 10K | – |
| TORTOISEECOFIN ACQUISITION-A | COM | 1K | 100K | – |
| TRADEUP ACQUI-CW EQUITY | COM | 4 | 63K | – |
| TRUECAR INC | COM | 627 | 200K | – |
| TRUGOLF INC CMN | COM | 11 | 10K | – |
| UBER TECHNOLOGIES INC | COM | 2K | 29K | – |
| UPWORK INC | COM | 2K | 199K | – |
| US FOODS HOLDING CORP | COM | 985 | 19K | – |
| VAHANNA TCH-CW24 EQUITY | COM | 2 | 50K | – |
| VALARIS LTD | COM | 224 | 3K | – |
| VANGUARD DIVIDEND APPRECIATION ETF | COM | 4K | 21K | – |
| VANGUARD TOTAL STOCK MARKET ETF | COM | 231 | 862 | – |
| VERDE CLEAN FUELS INC 11.5EXP12/31/27 | COM | 36 | 201K | – |
| VERIZON COMMUNICATN | COM | 640 | 16K | – |
| VERMILION ENERGY INC | COM | 165 | 15K | – |
| VIAD CORP | COM | 581 | 17K | – |
| VISA INC-CLASS A SHARES | COM | 5K | 21K | – |
| VISION SEN -CW23 EQUITY | COM | 1 | 19K | – |
| VISION SENSING-A EQUITY | COM | 289 | 25K | – |
| VITAL ENERGY INC | COM | 927 | 21K | – |
| VIVEON HEALTH ACQUISITION CO | COM | 570 | 57K | – |
| VIVEON HEALTH ACQUISITION CORP | COM | 0 | 72K | – |
| VIVEON HEALTH ACQUISIT-RTS | COM | 20 | 389K | – |
| WASTE CONNECTIONSINC F | COM | 562 | 3K | – |
| WATTS WATER TECH INC CLASS A | COM | 965 | 5K | – |
| WESTERN ASSET INTERMEDIATE | COM | 150 | 19K | – |
| WIDEOPENWEST INC | COM | 446 | 83K | – |
| WILLIAMS SONOMA | COM | 714 | 3K | – |
| WILLIS TOWERS WATSON P F | COM | 657 | 3K | – |
| WINVEST ACQUISITION CORP (U.S.) | COM | 378 | 32K | – |
| WINVEST ACQUISITION -CW23 | COM | 1 | 50K | – |
| WINVEST ACQU-RTS EQUITY | COM | 4 | 50K | – |
| WISDOMTREE FLOATING RATETREASRY ETF | COM | 4K | 87K | – |
| WISDOMTREE US QLT DIV GRW ETF IV | COM | 38K | 489K | – |
| WTS/BELLEVUE LIFE SCNCS AQSTN CORP | COM | 1 | 30K | – |
| WTS/CETUS CAP ACQUISITION CORP EXP12/31/2099 | COM | 1 | 42K | – |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | COM | 2 | 35K | – |
| WTS/PSYENCE BIOMEDIC LTD EXP 01/25/2029 | COM | 0 | 18K | – |
| XPONENTIAL FITNESS INC-A | COM | 234 | 15K | – |
| YS BIOPHARMA LAKESHORE BIOPHARMA CO LTD | COM | 1 | 12K | – |
| ZAPP ELECTRIC VEHICLES GROUP LTD (U.S.) | COM | 0 | 13K | – |