FINANCIAL HORIZONS, INC.

Adviser information for FINANCIAL HORIZONS, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	25	$161.3M
Non-Discretionary	0	$0
Total	25	$161.3M

Clients

Type	Number	RAUM
Individuals	9	$14.9M
HNW Individuals	7	$114.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$31.9M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-10905
SEC ERA File Number	801-10905
SEC CIK Numbers	None
SEC CRD Numbers	110741
Legal Entity Identifier	None

Principal Office

4415 FORMAN AVENUE
TOLUCA LAKE
CA
United States

Monday - Friday, BY APPOINTMENT

Tel: 818 505-9313, Fax: 818 505-0399

Chief Compliance Officer

JAMES T. ADAMS

PRESIDENT, CCO

4415 FORMAN AVENUE

TOLUCA LAKE

United States

Tel: 818 505-9313

Fax: 818 505-0399

J**********@*************M

(Full email address available in API data)

Regulatory Contact