EMPEIRIA CAPITAL MANAGEMENT, LLC
Adviser information for EMPEIRIA CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 17 | $306.5M |
| Total | 17 | $306.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 8 | $158,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $306.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPRIVATE EQUITY INVESTMENT OPPORTUNITIES |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-109916 |
|---|---|
| SEC ERA File Number | 801-109916 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285463 |
| Legal Entity Identifier | None |
Principal Office
8044 MONTGOMERY ROADSUITE 700
CINCINNATI
OH
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 212-887-1126, Fax: None
Chief Compliance Officer
JOSEPH J. SCAVETTI JR.
3 CANAL PLAZA
3RD FLOOR
PORTLAND
ME
United States
Tel:
484-588-2116
J**************@************M
(Full email address available in API data)
Regulatory Contact
ALAN MENKES
MANAGING DIRECTOR; CO-CEO
379 WEST BROADWAY
OFFICE 433
NEW YORK
NY
United States
Tel:
212-887-1126
A******@**********M
(Full email address available in API data)
Industry Affiliates
| ORCHARD INVESTMENT MANAGEMENT II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ORCHARD INVESTMENT MANAGEMENT III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ORCHARD INVESTMENT MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OBIP, LP | Private Equity Fund | $18.5M | $0.0M | 3 |
| OLG INVESTMENT PARTNERS, LP | Private Equity Fund | $0.1M | $0.0M | 4 |
| ORCHARD HOLDINGS I, L.P. | Private Equity Fund | $23.5M | $0.0M | 7 |
| ORCHARD HOLDINGS II, L.P. | Private Equity Fund | $90.3M | $0.0M | 5 |
| ORCHARD HOLDINGS III, L.P. | Private Equity Fund | $121.1M | $0.0M | 9 |
| ORCHARD TOSCA INVESTMENT PARTNERS, LP | Private Equity Fund | $15.3M | $0.0M | 5 |
| OTAIP, LP | Private Equity Fund | $14.9M | $0.0M | 3 |
| OVIP, L.P. | Private Equity Fund | $9.9M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ORCHARD SEED INVESTORS, LLC | Domestic Entity | – | MANAGING MEMBER | 12/2015 | 50-75% |
| ORCHARD TRUST | Domestic Entity | ORCHARD SEED INVESTORS, LLC | OWNER | 12/2015 | 25-50% |
| COLETTI, ROBERT, EDWARD | Individual | ORCHARD TRUST | TRUSTEE | 11/2015 | |
| SCAVETTI, JOSEPH, JULIAN | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2022 | < 5% |
| OSTER, KEITH, ERIC | Individual | – | MANAGING DIRECTOR; CO-CEO | 01/2023 | < 5% |
| MENKES, ALAN, BERNARD | Individual | – | MANAGING DIRECTOR; CO-CEO | 01/2023 | < 5% |