WASSERSTEIN DEBT OPPORTUNITIES MANAGEMENT, LP
Adviser information for WASSERSTEIN DEBT OPPORTUNITIES MANAGEMENT, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $621.8M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $621.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $232.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $199.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $189.7M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsENDOWMENT |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-109919 |
|---|---|
| SEC ERA File Number | 801-109919 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286158 |
| Legal Entity Identifier | 549300R3RLQ6KHXRJV96 |
Principal Office
420 LEXINGTON AVENUESUITE 1626
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-702-5602, Fax: None
Chief Compliance Officer
JOSEPH DUTTON
CHIEF FINANCIAL OFFICER
420 LEXINGTON AVENUE
SUITE 1626
NEW YORK
NY
United States
Tel:
212-702-5602
J******@***********M
(Full email address available in API data)
Regulatory Contact
SEAN O'KEEFE
DIRECTOR OF INVESTOR RELATIONS
420 LEXINGTON AVENUE
SUITE 1626
NEW YORK
NY
United States
Tel:
212-702-5602
S*@***********M
(Full email address available in API data)
Industry Affiliates
| WASSERSTEIN & CO., L.P. | Other investment adviser, including financial planners |
| WASSERSTEIN DEBT OPPORTUNITIES GENPAR, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WASSERSTEIN DEBT OPPORTUNITIES MASTER, LP | Hedge Fund | $224.0M | $1.0M | 44 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAGARIA, RAJAY, PRAKASH | Individual | – | MANAGING DIRECTOR | 10/2012 | 50-75% |
| DUTTON, JOSEPH, THOMAS | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 12/2016 | < 5% |
| WASSERSTEIN & CO., L.P. | Domestic Entity | – | LIMITED PARTNER | 02/2013 | 25-50% |
| WASSERSTEIN CAPITAL, L.P. | Domestic Entity | WASSERSTEIN & CO., L.P. | PARTNER | 12/2000 | > 75% |
| WASSERSTEIN INVESTMENTS, LLC | Domestic Entity | WASSERSTEIN & CO., L.P. | GENERAL PARTNER | 12/2000 | |
| WASSERSTEIN HOLDINGS, LLC | Domestic Entity | WASSERSTEIN INVESTMENTS, LLC | SOLE MEMBER | 01/2001 | > 75% |
| WASSERSTEIN FAMILY TRUST, LLC | Domestic Entity | WASSERSTEIN HOLDINGS, LLC | MEMBER | 01/2001 | 25-50% |
| CDLTT LLC | Domestic Entity | WASSERSTEIN HOLDINGS, LLC | MEMBER | 01/2014 | 25-50% |
| WASSERSTEIN FAMILY TRUST, LLC | Domestic Entity | WASSERSTEIN CAPITAL, L.P. | LIMITED PARTNER | 01/2001 | 25-50% |
| WASSERSTEIN INVESTMENTS, LLC | Domestic Entity | WASSERSTEIN CAPITAL, L.P. | GENERAL PARTNER | 01/2001 | |
| WDO MANAGEMENT GP, LLC | Domestic Entity | – | GENERAL PARTNER | 02/2017 | < 5% |
| BAGARIA, RAJAY, PRAKASH | Individual | WDO MANAGEMENT GP, LLC | OWNER | 02/2017 | 50-75% |