Hedge Fund Database

NIKULSKI FINANCIAL, INC.

Adviser information for NIKULSKI FINANCIAL, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Iowa, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,240 $305.5M
Non-Discretionary 0 $0
Total 1,240 $305.5M

Clients

Type Number RAUM
Individuals 331 $107.6M
HNW Individuals 74 $192.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $3.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $2.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-109933
SEC ERA File Number 801-109933
SEC CIK Numbers 1729847
SEC CRD Numbers 151569
Legal Entity Identifier None

Principal Office

4275 ONTARIO DRIVE
BETTENDORF
IA
United States
Monday - Friday, MON-THURS: 8:00AM-5:30PM. FRI: 8:00AM-3:00PM
Tel: 563-344-0118, Fax: 563-344-0120

Websites

twitter.com/nikulski_ria www.facebook.com/nikulskifinancial www.nikulskifinancial.com/ www.linkedin.com/company/nikulski-financial-inc- www.instagram.com/nikulski_financial/

Chief Compliance Officer

BRIAN NIKULSKI
PRESIDENT
4275 ONTARIO DRIVE
BETTENDORF
IA
United States
Tel: 563-344-0118
Fax: 563-344-0120
(Full email address available in API data)

Regulatory Contact

AMBER NETHERTON
4275 ONTARIO DRIVE
BETTENDORF
IA
United States
Tel: 563-344-0118
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
NIKULSKI, BRIAN, JACOB Individual – PRESIDENT AND CHIEF COMPLIANCE OFFICER 09/2009 > 75%

No. Employees, Historic

10502020202120222023202420254 on 3/16/20204 on 4/16/20204 on 5/13/20204 on 10/27/20204 on 3/30/20217 on 3/31/20227 on 4/12/20227 on 8/19/20227 on 3/31/20237 on 4/17/20239 on 3/26/2024

RAUM, Historic

400M200M0202020212022202320242025186179070 on 3/16/2020186179070 on 4/16/2020186179070 on 5/13/2020186179070 on 10/27/2020233300000 on 3/30/2021288742903 on 3/31/2022288742903 on 4/12/2022288742903 on 8/19/2022252081883 on 3/31/2023252081883 on 4/17/2023305541790 on 3/26/2024

No. Clients, Historic

5002500202020212022202320242025286 on 3/16/2020286 on 4/16/2020286 on 5/13/2020286 on 10/27/2020342 on 3/30/2021377 on 3/31/2022377 on 4/12/2022377 on 8/19/2022383 on 3/31/2023383 on 4/17/2023410 on 3/26/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 1M 10K –
ALLSTATE CORP COM 3M 17K –
AMAZON COM INC COM 14M 71K –
AMGEN INC COM 860K 3K –
APPLE INC COM 17M 80K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 7K –
COLGATE PALMOLIVE CO COM 339K 3K –
DEERE & CO COM 3M 8K –
DIGITAL RLTY TR INC COM 2M 12K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 9M 88K –
HOME DEPOT INC COM 3M 8K –
ILLINOIS TOOL WKS INC COM 253K 1K –
ISHARES TR SELECT DIVID ETF 5M 39K –
ISHARES TR US TRSPRTION 1M 21K –
ISHARES TR MSCI EAFE ETF 215K 3K –
ISHARES TR CORE S&P MCP ETF 2M 41K –
ISHARES TR EXPANDED TECH 1M 16K –
ISHARES TR ISHARES SEMICDTR 2M 7K –
ISHARES TR EXPND TEC SC ETF 2M 17K –
ISHARES TR RUS 1000 GRW ETF 9M 26K –
ISHARES TR CORE S&P US VLU 366K 4K –
ISHARES TR CORE S&P US GWT 1M 11K –
ISHARES TR S&P MC 400VL ETF 3M 30K –
ISHARES TR U.S. TECH ETF 2M 11K –
ISHARES TR US INDUSTRIALS 1M 12K –
ISHARES TR U.S. FINLS ETF 2M 16K –
ISHARES TR CORE S&P SCP ETF 8M 79K –
ISHARES TR SP SMCP600VL ETF 730K 8K –
JOHNSON & JOHNSON COM 257K 2K –
KLA CORP COM NEW 403K 489 –
LAM RESEARCH CORP COM 5M 5K –
ELI LILLY & CO COM 2M 2K –
LOCKHEED MARTIN CORP COM 1M 2K –
LOWES COS INC COM 465K 2K –
MCDONALDS CORP COM 3M 12K –
MICROSOFT CORP COM 9M 20K –
MICRON TECHNOLOGY INC COM 424K 3K –
PALO ALTO NETWORKS INC COM 7M 21K –
PAYCHEX INC COM 213K 2K –
PEPSICO INC COM 401K 2K –
PFIZER INC COM 356K 13K –
PROCTER AND GAMBLE CO COM 371K 2K –
QUALCOMM INC COM 345K 2K –
SCHWAB STRATEGIC TR US SML CAP ETF 4M 87K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 212K 8K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 3M 41K –
SHERWIN WILLIAMS CO COM 1M 4K –
TJX COS INC NEW COM 1M 13K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 348K 2K –
UNITED STATES STL CORP NEW COM 262K 7K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 20M 107K –
VANGUARD STAR FDS VG TL INTL STK F 3M 46K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 523K 7K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 27K –
VANGUARD WHITEHALL FDS INTL DVD ETF 4M 45K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 1M 9K –
VANGUARD INDEX FDS MCAP VL IDXVIP 346K 2K –
VANGUARD INDEX FDS REAL ESTATE ETF 440K 5K –
VANGUARD INDEX FDS SM CP VAL ETF 3M 14K –
VANGUARD INDEX FDS MID CAP ETF 7M 29K –
VANGUARD INDEX FDS GROWTH ETF 324K 866 –
VANGUARD INDEX FDS VALUE ETF 5M 33K –
VANGUARD INDEX FDS SMALL CP ETF 533K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 13K –
WALMART INC COM 2M 32K –
INVESCO QQQ TR UNIT SER 1 9M 19K –
ABBVIE INC COM 6M 38K –
ADOBE INC COM 477K 859 –
ALPHABET INC CAP STK CL A 10M 57K –
BLACKROCK INC COM 209K 266 –
BROADCOM INC COM 3M 2K –
CONSTELLATION BRANDS INC CL A 367K 1K –
CONSTELLATION ENERGY CORP COM 234K 1K –
COSTCO WHSL CORP NEW COM 10M 12K –
DOMINOS PIZZA INC COM 369K 715 –
META PLATFORMS INC CL A 1M 2K –
FEDEX CORP COM 291K 970 –
GOLDMAN SACHS GROUP INC COM 2M 3K –
HP INC COM 209K 6K –
INNOVATOR ETFS TRUST GRWT100 PWR BF 243K 5K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 241K 6K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 2M 59K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 208K 6K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 214K 6K –
INNOVATOR ETFS TRUST US EQTY PWR BF 275K 8K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 475K 13K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 478K 12K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 519K 13K –
INNOVATOR ETFS TRUST US EQT PWR BUF 4M 115K –
INNOVATOR ETFS TRUST PREMIUM INCM 15 651K 26K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 10M 152K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 2M 27K –
INVESCO EXCH TRADED FD TR II SR LN ETF 911K 43K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 202K 10K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 706K 35K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 2M 73K –
ISHARES TR MSCI INDIA ETF 315K 6K –
ISHARES TR MSCI EAFE MIN VL 1M 18K –
ISHARES U S ETF TR BLACKROCK SH DUR 2M 36K –
ISHARES TR MSCI USA QLT FCT 1M 7K –
ISHARES TR MSCI USA VALUE 205K 2K –
JPMORGAN CHASE & CO. COM 7M 33K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 3M 57K –
MASTERCARD INCORPORATED CL A 2M 4K –
NETFLIX INC COM 275K 408 –
NVIDIA CORPORATION COM 7M 55K –
PROSHARES TR S&P 500 DV ARIST 2M 17K –
SPDR S&P 500 ETF TR TR UNIT 5M 8K –
SPDR GOLD TR GOLD SHS 293K 1K –
SPDR SER TR PORTFOLI S&P1500 953K 14K –
SPDR SER TR PORTFOLIO S&P500 956K 15K –
SPDR DOW JONES INDL AVERAGE UT SER 1 216K 552 –
SPDR SER TR PORTFLI HIGH YLD 2M 79K –
SPDR SER TR PORTFOLIO S&P600 1M 34K –
SALESFORCE INC COM 2M 9K –
SELECT SECTOR SPDR TR SBI CONS STPLS 907K 12K –
SELECT SECTOR SPDR TR ENERGY 368K 4K –
SELECT SECTOR SPDR TR TECHNOLOGY 304K 1K –
TESLA INC COM 227K 1K –
ULTA BEAUTY INC COM 681K 2K –
UNITEDHEALTH GROUP INC COM 6M 11K –
VANECK ETF TRUST HIGH YLD MUNIETF 759K 15K –
VERIZON COMMUNICATIONS INC COM 220K 5K –
VISA INC COM CL A 4M 14K –
WASTE MGMT INC DEL COM 2M 11K –
WISDOMTREE TR US QTLY DIV GRT 3M 40K –
SEAGATE TECHNOLOGY HLDNGS PL ORD SHS 241K 2K –
NXP SEMICONDUCTORS N V COM 1M 4K –