Hedge Fund Database

ELWOOD & GOETZ

ELWOOD & GOETZ WEALTH ADVISORY GROUP, LLC Legal Name

Adviser information for ELWOOD & GOETZ last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Georgia, United States

Employees

Total Number of Employees 19
Investment Advisory/Research 18
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 12
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,740 $682.1M
Non-Discretionary 0 $0
Total 2,740 $682.1M

Clients

Type Number RAUM
Individuals 334 $157.6M
HNW Individuals 215 $524.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 3 $521,851
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 12
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-109935
SEC ERA File Number 801-109935
SEC CIK Numbers 1752758
SEC CRD Numbers 154839
Legal Entity Identifier None

Principal Office

687 S MILLEDGE AVE
ATHENS
GA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 706-548-1025, Fax: 706-548-1025

Websites

www.instagram.com/elwoodgoetz/ www.facebook.com/elwoodandgoetz/ www.elwoodgoetz.com www.linkedin.com/company/elwoodgoetz/

Chief Compliance Officer

AYSHA NICOLE BABB BALLIS
CHIEF COMPLIANCE OFFICER
656 ELLIS OAK AVE
SUITE 114
CHARLESTON
SC
United States
Tel: 706-548-1025
Fax: 706-548-1025
(Full email address available in API data)

Regulatory Contact

LINDSAY SHAE ELWOOD
MANAGING MEMBER
687 S MILLEDGE AVE
SUITE 301
ATHENS
GA
United States
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ELWOOD, LINDSAY, SHAE Individual – MANAGING MEMBER 07/2010 25-50%
GOETZ, JOSEPH, WILLIAM Individual – MANAGING MEMBER 07/2010 25-50%
SHMERLING, ALDEN, MERGENTHAL Individual – PARTNER 07/2019 5-10%
BALLIS, AYSHA, NICOLE BABB Individual – CHIEF COMPLIANCE OFFICER 06/2022 < 5%

No. Employees, Historic

30150201920202021202220232024202513 on 6/20/201913 on 9/10/201914 on 3/10/202014 on 3/27/202014 on 4/3/202015 on 5/14/202015 on 6/30/202015 on 8/7/202015 on 9/29/202015 on 3/29/202115 on 9/15/202116 on 10/1/202117 on 12/17/202116 on 3/14/202221 on 3/31/202221 on 9/29/202221 on 3/16/202321 on 12/1/202319 on 3/19/2024

RAUM, Historic

700M350M02019202020212022202320242025224846962 on 6/20/2019224846962 on 9/10/2019224846962 on 3/10/2020270876268 on 3/27/2020270876268 on 4/3/2020270876268 on 5/14/2020270876268 on 6/30/2020270876268 on 8/7/2020270876268 on 9/29/2020419488424 on 3/29/2021419488424 on 9/15/2021419488424 on 10/1/2021419488424 on 12/17/2021419488424 on 3/14/2022558460716 on 3/31/2022558460716 on 9/29/2022564488016 on 3/16/2023564488016 on 12/1/2023682112414 on 3/19/2024

No. Clients, Historic

60030002019202020212022202320242025291 on 6/20/2019291 on 9/10/2019291 on 3/10/2020349 on 3/27/2020349 on 4/3/2020349 on 5/14/2020349 on 6/30/2020349 on 8/7/2020349 on 9/29/2020402 on 3/29/2021402 on 9/15/2021402 on 10/1/2021402 on 12/17/2021402 on 3/14/2022497 on 3/31/2022497 on 9/29/2022558 on 3/16/2023558 on 12/1/2023552 on 3/19/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 231K 2K –
ACCENTURE PLC IRELAND SHS CLASS A 263K 866 –
ALPHABET INC CAP STK CL A 315K 2K –
AMAZON COM INC COM 825K 4K –
AMERICAN CENTY ETF TR AVANTIS US SMALL 25M 505K –
APPLE INC COM 2M 9K –
AT&T INC COM 512K 27K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 849K 2K –
BLACKROCK ETF TRUST II AAA CLO ETF 1M 22K –
CATERPILLAR INC COM 638K 2K –
COCA COLA CO COM 437K 7K –
COMCAST CORP NEW CL A 224K 6K –
CSX CORP COM 248K 7K –
DIMENSIONAL ETF TRUST INTL SMALL CAP E 583K 24K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 374K 12K –
DIMENSIONAL ETF TRUST US REAL ESTATE E 42M 2M –
ELI LILLY & CO COM 483K 534 –
ETFIS SER TR I VIRTUS NEWFLEET 6M 252K –
EXXON MOBIL CORP COM 245K 2K –
FIRST TR EXCHANGE-TRADED FD GBL WND ENRG ETF 171K 11K –
GARTNER INC COM 770K 2K –
GE AEROSPACE COM NEW 239K 2K –
HOME DEPOT INC COM 635K 2K –
ISHARES INC ESG AWR MSCI EM 222K 7K –
ISHARES INC MSCI GBL ETF NEW 543K 13K –
ISHARES TR CORE S&P MCP ETF 1M 23K –
ISHARES TR CORE S&P SCP ETF 6M 57K –
ISHARES TR CORE S&P TTL STK 483K 4K –
ISHARES TR CORE S&P500 ETF 1M 2K –
ISHARES TR CORE US AGGBD ET 309K 3K –
ISHARES TR ESG AW MSCI EAFE 1M 15K –
ISHARES TR ESG AWARE MSCI 272K 7K –
ISHARES TR ESG SCRND S&P500 243K 6K –
ISHARES TR IBOXX HI YD ETF 2M 21K –
ISHARES TR MSCI EAFE ETF 394K 5K –
ISHARES TR S&P MC 400VL ETF 690K 6K –
ISHARES TR U.S. TECH ETF 2M 14K –
JOHNSON & JOHNSON COM 269K 2K –
JPMORGAN CHASE & CO. COM 408K 2K –
LOCKHEED MARTIN CORP COM 817K 2K –
LOWES COS INC COM 370K 2K –
MASTERCARD INCORPORATED CL A 213K 482 –
MCDONALDS CORP COM 260K 1K –
MERCK & CO INC COM 421K 3K –
MICROSOFT CORP COM 3M 6K –
NEXTERA ENERGY INC COM 605K 9K –
NVIDIA CORPORATION COM 317K 3K –
PIMCO ETF TR ACTIVE BD ETF 342K 4K –
PIMCO ETF TR ENHNCD LW DUR AC 252K 3K –
PROCTER AND GAMBLE CO COM 345K 2K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 471K 18K –
SCHWAB STRATEGIC TR INTL EQTY ETF 7M 178K –
SCHWAB STRATEGIC TR US BRD MKT ETF 1M 20K –
SCHWAB STRATEGIC TR US MID-CAP ETF 25M 324K –
SCHWAB STRATEGIC TR US REIT ETF 205K 10K –
SCHWAB STRATEGIC TR US SML CAP ETF 4M 81K –
SELECT SECTOR SPDR TR SBI CONS STPLS 241K 3K –
SELECT SECTOR SPDR TR TECHNOLOGY 777K 3K –
SOUTHERN CO COM 493K 6K –
SPDR GOLD TR GOLD SHS 240K 1K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 2M 51K –
SPDR S&P 500 ETF TR TR UNIT 1M 2K –
SPDR SER TR PORTFOLIO SHORT 235K 8K –
SPDR SER TR PRTFLO S&P500 HI 415K 10K –
TESLA INC COM 313K 2K –
VANGUARD INDEX FDS GROWTH ETF 675K 2K –
VANGUARD INDEX FDS MID CAP ETF 7M 27K –
VANGUARD INDEX FDS REAL ESTATE ETF 3M 41K –
VANGUARD INDEX FDS S&P 500 ETF SHS 62M 124K –
VANGUARD INDEX FDS SMALL CP ETF 2M 10K –
VANGUARD INDEX FDS TOTAL STK MKT 15M 55K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 205K 4K –
VANGUARD STAR FDS VG TL INTL STK F 6M 100K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 54M 1M –
VANGUARD WORLD FD CONSUM STP ETF 603K 3K –
VANGUARD WORLD FD ESG INTL STK ETF 212K 4K –
VANGUARD WORLD FD INF TECH ETF 31M 53K –
VANGUARD WORLD FD UTILITIES ETF 255K 2K –
VERIZON COMMUNICATIONS INC COM 269K 7K –
WISDOMTREE TR EM EX ST-OWNED 15M 499K –
WISDOMTREE TR EMER MKT HIGH FD 241K 6K –
WISDOMTREE TR INTL SMCAP DIV 4M 58K –