SLAYTON LEWIS INC
Adviser information for SLAYTON LEWIS INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 376 | $257.7M |
| Non-Discretionary | 7 | $9.0M |
| Total | 383 | $266.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 14 | $10.2M |
| HNW Individuals | 57 | $234.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $21.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-109937 |
|---|---|
| SEC ERA File Number | 801-109937 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114596 |
| Legal Entity Identifier | None |
Principal Office
22 EAST 100 SOUTHTHIRD FLOOR
SALT LAKE CITY
UT
United States
Monday - Friday, 8:00 AM 5:00 PM
Tel: 801-521-2191, Fax: 888-503-3520
Chief Compliance Officer
JOSEPH PATRICK AMPONIN
150 NORTH WACKER DRIVE
SUITE 2250
CHICAGO
IL
United States
Tel:
801-889-1691
P**@***************M
(Full email address available in API data)
Regulatory Contact
WILLIAM CAMPBELL
PRESIDENT
22 EAST 100 SOUTH
THIRD FLOOR
SALT LAKE CITY
UT
United States
Tel:
8015212191
B***@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAMPBELL, WILLIAM, SHAWN | Individual | – | CHIEF EXECUTIVE OFFICER; SHAREHOLDER | 12/2000 | > 75% |
| AMPONIN, JOSEPH PATRICK F | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |