O'KEEFE STEVENS ADVISORY, INC.
Adviser information for O'KEEFE STEVENS ADVISORY, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 7 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 755 | $323.1M |
Non-Discretionary | 0 | $0 |
Total | 755 | $323.1M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 204 | $67.5M |
HNW Individuals | 89 | $255.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUMFixed fees |
Principal Office
ONE BAUSCH & LOMB PLACESUITE 920
ROCHESTER
NY
United States
Monday - Friday, 8:30-5:00
Tel: 585-340-6538, Fax: None
Websites
Chief Compliance Officer
CARLY FLANIGAN
CLIENT EXPERIENCE MANAGER
ONE BAUSCH & LOMB PLACE
SUITE 920
ROCHESTER
NY
United States
Tel:
585-340-6835
C****@****************M
(Full email address available in API data)
Regulatory Contact
JUSTIN D. STEVENS
PRESIDENT/SECRETARY
ONE BAUSCH & LOMB PLACE
SUITE 920
ROCHESTER
NY
United States
Tel:
585-340-6835
J*****@****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
O'KEEFE, PETER, SHAW | Individual | – | TREASURER | 11/2016 | 50-75% |
STEVENS, JUSTIN, DEAN | Individual | – | PRESIDENT/SECRETARY | 11/2016 | 50-75% |
FLANIGAN, CARLY, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2017 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AERCAP HOLDINGS NV | SHS | 7M | 76K | 0 |
AIR PRODS & CHEMS INC | COM | 351K | 1K | 0 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 4M | 50K | 0 |
ALPHABET INC | CAP STK CL C | 239K | 1K | 0 |
AMGEN INC | COM | 15M | 48K | 0 |
APA CORPORATION | COM | 882K | 30K | 0 |
APPLE INC | COM | 587K | 3K | 0 |
APPLIED MATLS INC | COM | 800K | 3K | 0 |
ARCOS DORADOS HOLDINGS INC | SHS CLASS -A - | 4M | 494K | 0 |
BANK NEW YORK MELLON CORP | COM | 223K | 4K | 0 |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 11M | 26K | 0 |
BEYOND INC | COM | 152K | 12K | 0 |
BGC GROUP INC | CL A | 13M | 2M | 0 |
BLACKROCK INC | COM | 359K | 456 | 0 |
BROADSTONE NET LEASE INC | COM | 256K | 16K | 0 |
CHEVRON CORP NEW | COM | 224K | 1K | 0 |
COCA COLA CO | COM | 309K | 5K | 0 |
COMCAST CORP NEW | CL A | 452K | 12K | 0 |
CORNING INC | COM | 12M | 307K | 0 |
DISNEY WALT CO | COM | 216K | 2K | 0 |
DONNELLEY FINL SOLUTIONS INC | COM | 13M | 219K | 0 |
DUKE ENERGY CORP NEW | COM NEW | 326K | 3K | 0 |
EDISON INTL | COM | 356K | 5K | 0 |
ENBRIDGE INC | COM | 376K | 11K | 0 |
EXXON MOBIL CORP | COM | 3M | 23K | 0 |
FIVE POINT HOLDINGS LLC | COM CL A | 5M | 2M | 0 |
FRANKLIN COVEY CO | COM | 202K | 5K | 0 |
GENUINE PARTS CO | COM | 278K | 2K | 0 |
GRAFTECH INTL LTD | COM | 2M | 2M | 0 |
HANESBRANDS INC | COM | 57K | 11K | 0 |
ILLINOIS TOOL WKS INC | COM | 223K | 940 | 0 |
JOHNSON & JOHNSON | COM | 512K | 4K | 0 |
JPMORGAN CHASE & CO. | COM | 1M | 6K | 0 |
KIMCO RLTY CORP | COM | 7M | 370K | 0 |
LAZARD INC | COM | 8M | 209K | 0 |
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 184K | 67K | 0 |
LOCKHEED MARTIN CORP | COM | 311K | 665 | 0 |
LOEWS CORP | COM | 12M | 165K | 0 |
M & T BK CORP | COM | 6M | 42K | 0 |
MCDONALDS CORP | COM | 339K | 1K | 0 |
MEDTRONIC PLC | SHS | 299K | 4K | 0 |
MERCK & CO INC | COM | 460K | 4K | 0 |
MICROSOFT CORP | COM | 577K | 1K | 0 |
NVIDIA CORPORATION | COM | 63M | 510K | 0 |
OMNICOM GROUP INC | COM | 287K | 3K | 0 |
ORACLE CORP | COM | 279K | 2K | 0 |
PAYCHEX INC | COM | 1M | 9K | 0 |
PERRIGO CO PLC | SHS | 3M | 133K | 0 |
PFIZER INC | COM | 1M | 52K | 0 |
PHILIP MORRIS INTL INC | COM | 450K | 4K | 0 |
PHILLIPS 66 | COM | 3M | 24K | 0 |
PROCTER AND GAMBLE CO | COM | 844K | 5K | 0 |
QUALCOMM INC | COM | 26M | 132K | 0 |
QUEST DIAGNOSTICS INC | COM | 342K | 3K | 0 |
ROCKWELL AUTOMATION INC | COM | 440K | 2K | 0 |
SPHERE ENTERTAINMENT CO | CL A | 6M | 171K | 0 |
STARBUCKS CORP | COM | 269K | 3K | 0 |
STEPAN CO | COM | 5M | 60K | 0 |
TANGER INC | COM | 10M | 376K | 0 |
TEGNA INC | COM | 223K | 16K | 0 |
TRI POINTE HOMES INC | COM | 9M | 231K | 0 |
TRINITY PL HLDGS INC | COM | 50K | 427K | 0 |
UNION PAC CORP | COM | 3M | 13K | 0 |
UNITED PARCEL SERVICE INC | CL B | 310K | 2K | 0 |
UNITEDHEALTH GROUP INC | COM | 204K | 400 | 0 |
WARNER BROS DISCOVERY INC | COM SER A | 6M | 776K | 0 |
WARRIOR MET COAL INC | COM | 17M | 264K | 0 |
WEYERHAEUSER CO MTN BE | COM NEW | 9M | 315K | 0 |
WILLIAMS COS INC | COM | 314K | 7K | 0 |