Hedge Fund Database

ONE CHARLES PRIVATE WEALTH

ONE CHARLES PRIVATE WEALTH SERVICES, LLC Legal Name

Adviser information for ONE CHARLES PRIVATE WEALTH last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 326 $613.8M
Non-Discretionary 16 $101.3M
Total 342 $715.1M

Clients

Type Number RAUM
Individuals 154 $58.4M
HNW Individuals 151 $529.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 8 $14.5M
Charitable organizations <5 $2.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 14 $11.9M
Other 14 $98.2M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 3
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsCREDIT & CASH MGMT AND INSURANCE SOLUTIONS
Compensation % of AUMHourly chargesFixed feesREV SHARE ON ELIGIBLE CREDIT & CASH SOLUTIONS, FOCUS RISK SOL
Other Business Activities Registered representative of a broker-dealerInsurance broker or agentCREDIT & CASH MGMT SOLUTIONS AND INSURANCE SOLUT.

Identifiers

SEC RIA File Number 801-109973
SEC ERA File Number 801-109973
SEC CIK Numbers 1800938
SEC CRD Numbers 286635
Legal Entity Identifier None

Principal Office

99 DERBY STREET
SUITE 100
HINGHAM
MA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 617-337-4208, Fax: None

Websites

focusfinancialpartners.com www.linkedin.com/company/one-charles-private-wealth/ ocpws.com www.linkedin.com/company/focus-financial-partners twitter.com/focusfinancial

Chief Compliance Officer

PAUL SQUARCIA
99 DERBY STREET
SUITE 100
HINGHAM
MA
United States
Tel: 617-337-4208
(Full email address available in API data)

Regulatory Contact

ANDY WARNING
COMPLIANCE CONSULTANT
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel: 5138325463
(Full email address available in API data)

Industry Affiliates

FOCUS RISK SOLUTIONS Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FOCUS OPERATING, LLC Domestic Entity – MEMBER (MANAGER) 02/2017 > 75%
SQUARCIA, PAUL, ANDREW Individual – FOUNDING PARTNER AND CCO 02/2017 < 5%
WALLIN, ERIK, RANDALL Individual – LEAD ADVISOR 07/2019 < 5%
FOCUS FINANCIAL PARTNERS, LLC Domestic Entity FOCUS OPERATING, LLC MEMBER 01/2007 > 75%
FOCUS FINANCIAL PARTNERS INC. Domestic Entity FOCUS FINANCIAL PARTNERS, LLC MEMBER 07/2018 > 75%
FERDINAND FFP ACQUISITION, LLC Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS B COMMON STOCK 08/2023 > 75%
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Domestic Entity FERDINAND FFP ACQUISITION, LLC MEMBER 08/2023 > 75%
FERDINAND FFP PARENT, INC Domestic Entity FERDINAND FFP INTERMEDIATE HOLDINGS, LLC MEMBER 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Foreign Entity FERDINAND FFP PARENT, INC SHAREHOLDER 08/2023 > 75%
CD&R FERDINAND HOLDINGS, L.P Domestic Entity FERDINAND FFP ULTIMATE HOLDINGS, LP PARTNER 08/2023 50-75%
CD&R FERDINAND CO-INVESTOR, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P PARTNER 08/2023 25-50%
CLAYTON, DUBILIER & RICE FUND XII, L.P Foreign Entity CD&R FERDINAND HOLDINGS, L.P PARTNER 08/2023 50-75%

No. Employees, Historic

20100201920202021202220232024202517 on 7/1/201917 on 7/3/201918 on 8/29/201917 on 3/25/202017 on 6/29/202017 on 8/27/20205 on 10/30/20207 on 3/22/20217 on 3/23/20217 on 4/21/20217 on 5/14/20217 on 6/1/20217 on 1/14/20225 on 3/29/20225 on 8/26/20225 on 10/12/20225 on 3/30/20235 on 3/31/20235 on 5/4/20235 on 5/5/20235 on 9/21/20235 on 9/21/20235 on 9/22/20235 on 9/26/20235 on 9/27/20235 on 2/5/20249 on 3/28/20249 on 3/29/2024

RAUM, Historic

900M450M02019202020212022202320242025290632000 on 7/1/2019290632000 on 7/3/2019818492000 on 8/29/2019860970000 on 3/25/2020860970000 on 6/29/2020860970000 on 8/27/2020446891682 on 10/30/2020515213871 on 3/22/2021515213871 on 3/23/2021515213871 on 4/21/2021515213871 on 5/14/2021515213871 on 6/1/2021515213871 on 1/14/2022675905657 on 3/29/2022675905657 on 8/26/2022675905657 on 10/12/2022621857662 on 3/30/2023621857662 on 3/31/2023621857662 on 5/4/2023621857662 on 5/5/2023621857662 on 9/21/2023621857662 on 9/21/2023621857662 on 9/22/2023621857662 on 9/26/2023621857662 on 9/27/2023621857662 on 2/5/2024715146202 on 3/28/2024715146202 on 3/29/2024

No. Clients, Historic

60030002019202020212022202320242025236 on 7/1/2019236 on 7/3/2019536 on 8/29/2019531 on 3/25/2020531 on 6/29/2020531 on 8/27/2020245 on 10/30/2020256 on 3/22/2021256 on 3/23/2021256 on 4/21/2021256 on 5/14/2021256 on 6/1/2021256 on 1/14/2022302 on 3/29/2022302 on 8/26/2022302 on 10/12/2022318 on 3/30/2023318 on 3/31/2023318 on 5/4/2023318 on 5/5/2023318 on 9/21/2023318 on 9/21/2023318 on 9/22/2023318 on 9/26/2023318 on 9/27/2023318 on 2/5/2024342 on 3/28/2024342 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 392K 4K 0
ABBVIE INC COM 832K 5K 0
ACV AUCTIONS INC COM CL A 21M 1M 0
ADOBE INC COM 434K 781 0
ALPHABET INC CAP STK CL A 1M 7K 0
ALPHABET INC CAP STK CL C 903K 5K 0
AMAZON COM INC COM 2M 11K 0
AMERICAN TOWER CORP NEW COM 492K 3K 0
AMERICAN WTR WKS CO INC NEW COM 3M 24K 0
APPLE INC COM 6M 27K 0
ARK 21SHARES BITCOIN ETF SHS BEN INT 2M 27K 0
ARK ETF TR INNOVATION ETF 5M 118K 0
ASSETMARK FINL HLDGS INC COM 1M 41K 0
AUTOMATIC DATA PROCESSING IN COM 477K 2K 0
BAIN CAP SPECIALTY FIN INC COM STK 165K 10K 0
BANK AMERICA CORP COM 770 1K 0
BANK AMERICA CORP COM 3K 3K 0
BANK AMERICA CORP COM 9K 6K 0
BANK AMERICA CORP COM 2M 51K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 25M 61K 0
BLACKSTONE SECD LENDING FD COMMON STOCK 341K 11K 0
BRISTOL-MYERS SQUIBB CO COM 323K 8K 0
BROADCOM INC COM 392K 244 0
CARRIER GLOBAL CORPORATION COM 207K 3K 0
CATERPILLAR INC COM 280K 841 0
CHEVRON CORP NEW COM 240K 2K 0
CISCO SYS INC COM 248K 5K 0
CONFLUENT INC CLASS A COM 1M 45K 0
COSTCO WHSL CORP NEW COM 864K 1K 0
DIMENSIONAL ETF TRUST INTERNATNAL VAL 421K 12K 0
DISNEY WALT CO COM 215K 2K 0
DNP SELECT INCOME FD INC COM 91K 11K 0
DOVER CORP COM 203K 1K 0
ELI LILLY & CO COM 380K 420 0
ENERGY TRANSFER L P COM UT LTD PTN 324K 20K 0
ENTERPRISE PRODS PARTNERS L COM 1M 50K 0
EXXON MOBIL CORP COM 1M 12K 0
FAIR ISAAC CORP COM 249K 167 0
FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 622K 6K 0
FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 212K 2K 0
FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 382K 12K 0
GE AEROSPACE COM NEW 267K 2K 0
GLOBAL X FDS GLB X MLP ENRG I 778K 15K 0
GLOBAL X FDS RBTCS ARTFL INTE 414K 13K 0
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 16M 301K 0
HARBOR ETF TRUST HARBOR COMMODITY 3M 132K 0
HIGHLAND OPPORTUNITIES HIGHLAND INCOME 108K 17K 0
HOLOGIC INC COM 434K 6K 0
HOME DEPOT INC COM 641K 2K 0
HONEYWELL INTL INC COM 271K 1K 0
INTEL CORP COM 202K 7K 0
INTENSITY THERAPEUTICS INC COM 156K 32K 0
INTERNATIONAL BUSINESS MACHS COM 491K 3K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 270K 9K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 1M 36K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 266K 4K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 314K 7K 0
INVESCO QQQ TR UNIT SER 1 516K 1K 0
IRON MTN INC DEL COM 1M 11K 0
ISHARES GOLD TR ISHARES NEW 208K 5K 0
ISHARES INC CORE MSCI EMKT 306K 6K 0
ISHARES SILVER TR ISHARES 1M 51K 0
ISHARES TR US CONSM STAPLES 309K 5K 0
ISHARES TR U.S. TECH ETF 892K 6K 0
ISHARES TR U.S. FINLS ETF 975K 10K 0
ISHARES TR US INDUSTRIALS 561K 5K 0
ISHARES TR 3 7 YR TREAS BD 2M 17K 0
ISHARES TR GLB CNS DISC ETF 824K 5K 0
ISHARES TR CORE S&P US VLU 884K 10K 0
ISHARES TR RUSSELL 3000 ETF 247K 801 0
ISHARES TR CORE S&P US GWT 761K 6K 0
ISHARES TR US CONSUM DISCRE 396K 5K 0
ISHARES TR RUS 1000 ETF 252K 848 0
ISHARES TR US BR DEL SE ETF 255K 2K 0
ISHARES TR CORE S&P500 ETF 254K 465 0
ISHARES TR 20 YR TR BD ETF 1M 15K 0
ISHARES TR RUS 1000 GRW ETF 356K 977 0
ISHARES TR TIPS BD ETF 250K 2K 0
ISHARES TR 7-10 YR TRSY BD 1M 13K 0
ISHARES TR GBL COMM SVC ETF 339K 4K 0
ISHARES TR S&P 500 VAL ETF 414K 2K 0
ISHARES TR CORE MSCI EURO 247K 4K 0
JANUS DETROIT STR TR HENDRSON AAA CL 339K 7K 0
JOHNSON & JOHNSON COM 470K 3K 0
JPMORGAN CHASE & CO. COM 2M 12K 0
LAM RESEARCH CORP COM 464K 436 0
LISTED FD TR HORZN KINTCS BL 241K 10K 0
LISTED FD TR HORIZON KINETICS 13M 396K 0
LOWES COS INC COM 234K 1K 0
MCDONALDS CORP COM 494K 2K 0
MERCK & CO INC COM 422K 3K 0
MESABI TR CTF BEN INT 314K 18K 0
META PLATFORMS INC CL A 1M 3K 0
MICROSOFT CORP COM 3M 6K 0
NORFOLK SOUTHN CORP COM 291K 1K 0
NORTHROP GRUMMAN CORP COM 265K 607 0
NVIDIA CORPORATION COM 2M 18K 0
ORACLE CORP COM 517K 4K 0
PAYCHEX INC COM 320K 3K 0
PEPSICO INC COM 337K 2K 0
PFIZER INC COM 238K 9K 0
PGIM ETF TR AAA CLO ETF 250K 5K 0
PROCTER AND GAMBLE CO COM 667K 4K 0
QUALCOMM INC COM 537K 3K 0
RTX CORPORATION COM 1M 15K 0
SCHWAB STRATEGIC TR US LCAP VA ETF 277K 4K 0
SELECT SECTOR SPDR TR SBI CONS DISCR 2M 11K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 5M 32K 0
SELECT SECTOR SPDR TR FINANCIAL 2M 56K 0
SELECT SECTOR SPDR TR SBI CONS STPLS 981K 13K 0
SELECT SECTOR SPDR TR INDL 664K 5K 0
SELECT SECTOR SPDR TR TECHNOLOGY 9M 39K 0
SELECT SECTOR SPDR TR COMMUNICATION 3M 31K 0
SELECT SECTOR SPDR TR ENERGY 584K 6K 0
SELECT SECTOR SPDR TR SBI MATERIALS 215K 2K 0
SELECT SECTOR SPDR TR SBI INT-UTILS 519K 8K 0
SPDR GOLD TR GOLD SHS 447K 2K 0
SPDR S&P 500 ETF TR TR UNIT 1M 2K 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 202K 377 0
SPDR SER TR PRTFLO S&P500 GW 731K 9K 0
STARBUCKS CORP COM 216K 3K 0
TEXAS INSTRS INC COM 266K 1K 0
TEXAS PACIFIC LAND CORPORATI COM 17M 24K 0
THE TRADE DESK INC COM CL A 598K 6K 0
THERMO FISHER SCIENTIFIC INC COM 265K 479 0
UNION PAC CORP COM 335K 1K 0
UNITEDHEALTH GROUP INC COM 301K 592 0
VANGUARD INDEX FDS TOTAL STK MKT 3M 10K 0
VANGUARD INDEX FDS SML CP GRW ETF 1M 5K 0
VANGUARD INDEX FDS SM CP VAL ETF 2M 9K 0
VANGUARD INDEX FDS GROWTH ETF 7M 20K 0
VANGUARD INDEX FDS VALUE ETF 10M 65K 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 2M 29K 0
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 1M 19K 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 624K 8K 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 902K 11K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 855K 5K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 208K 4K 0
VANGUARD WORLD FD INF TECH ETF 2M 4K 0
VANGUARD WORLD FD INDUSTRIAL ETF 1M 5K 0
VANGUARD WORLD FD CONSUM DIS ETF 730K 2K 0
VANGUARD WORLD FD UTILITIES ETF 229K 2K 0
VANGUARD WORLD FD COMM SRVC ETF 1M 8K 0
VANGUARD WORLD FD MATERIALS ETF 451K 2K 0
VANGUARD WORLD FD ENERGY ETF 368K 3K 0
VANGUARD WORLD FD CONSUM STP ETF 1M 7K 0
VANGUARD WORLD FD HEALTH CAR ETF 985K 4K 0
VANGUARD WORLD FD FINANCIALS ETF 1M 12K 0
VISA INC COM CL A 231K 881 0
WALMART INC COM 640K 9K 0
WORLD GOLD TR SPDR GLD MINIS 2M 42K 0