UNISON INVESTMENT MANAGEMENT, LLC
Adviser information for UNISON INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-109979 |
|---|---|
| SEC ERA File Number | 801-109979 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150893 |
| Legal Entity Identifier | None |
Principal Office
650 CALIFORNIA STREETSUITE 1800
SAN FRANCISCO
CA
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: (415) 992-4200, Fax: None
Chief Compliance Officer
BRIAN CASIDO
CHIEF COMPLIANCE OFFICER AND CORPORATE COUNSEL
650 CALIFORNIA ST.
SUITE 1800
SAN FRANCISCO
CA
United States
Tel:
(415) 992-4200
B***********@*********M
(Full email address available in API data)
Industry Affiliates
| ODIN MIDGARD FUND GENERAL PARTNER LLC | Sponsor, GP, manager of pooled investment vehicles |
| ODIN NEW HORIZON GENERAL PARTNER LLC | Sponsor, GP, manager of pooled investment vehicles |
| ODIN REAL ESTATE CAPITAL LLC | Sponsor, GP, manager of pooled investment vehicles |
| ODIN US RESIDENTIAL REAL ESTATE CAPITAL I LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| UNISON AGREEMENT AO CORP. | Real estate broker or dealer |
| UNISON AGREEMENT CORP. | Real estate broker or dealer |
| UNISON COINVESTMENT INC. | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ODIN NEW HORIZON REAL ESTATE FUND LP | Real Estate Fund | $723.2M | $0.0M | 2 |
| ODIN RESIDENTIAL REAL ESTATE FUND LP | Real Estate Fund | $22.3M | $0.0M | 2 |
| UNISON MIDGARD FUND LP | Real Estate Fund | $893.9M | $5.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REAL ESTATE EQUITY EXCHANGE, INC. | Domestic Entity | – | SOLE MEMBER | 06/2009 | > 75% |
| SPONHOLTZ, THOMAS, SUTTER | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2020 | < 5% |
| SPONHOLTZ, THOMAS, SUTTER | Individual | REAL ESTATE EQUITY EXCHANGE, INC. | SHAREHOLDER (COMMON AND SPECIAL VOTING) | 01/2009 | 25-50% |
| O'HARA, MATTHEW | Individual | – | CHIEF INVESTMENT OFFICER | 11/2022 | < 5% |
| CASIDO, BRIAN, MENDOZA | Individual | – | CHIEF COMPLIANCE OFFICER AND CORPORATE COUNSEL | 12/2023 | < 5% |