NARA CAPITAL, LP
Adviser information for NARA CAPITAL, LP last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $419.1M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $419.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $419.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-109981 |
|---|---|
| SEC ERA File Number | 801-109981 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287577 |
| Legal Entity Identifier | None |
Principal Office
165 PASSAIC AVESUITE 205
FAIRFIELD
NJ
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: (212) 256-8470, Fax: (212) 256-8472
Chief Compliance Officer
LAMIAA DUKAJ
165 PASSAIC AVE
SUITE 205
FAIRFIELD
NJ
United States
Tel:
(212) 256-8470
Fax:
(212) 256-8472
L*****@**************M
(Full email address available in API data)
Industry Affiliates
| NARA CAPITAL FUND GENPAR, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NARA CAPITAL MASTER FUND, LTD. | Hedge Fund | $419.1M | $1.0M | 36 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NARA CAPITAL, LLC | Domestic Entity | – | MANAGING PARTNER | 08/2016 | 25-50% |
| SMART, CHARLES, LEONARD | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | 08/2016 | < 5% |
| SMART, CHARLES, LEONARD | Individual | NARA CAPITAL, LLC | MANAGING MEMBER | 08/2016 | > 75% |
| DUKAJ, LAMIAA | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2019 | < 5% |
| Degregorio, Joseph, John | Individual | – | LIMITED PARTNER | 02/2020 | 25-50% |
| Yang, Qian | Individual | – | LIMITED PARTNER | 02/2020 | 10-25% |