Hedge Fund Database

PAULSON WEALTH MANAGEMENT INC.

Adviser information for PAULSON WEALTH MANAGEMENT INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,475 $461.7M
Non-Discretionary 146 $27.7M
Total 1,621 $489.4M

Clients

Type Number RAUM
Individuals 267 $99.6M
HNW Individuals 123 $385.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $4.1M
Charitable organizations <5 $54,451
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)ADVISORY CONSULTING AND ASSET ALLOCATION SERVICES
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 224.7M
Portfolio Manager to Program Sponsor
PAULSON WEALTH MANAGEMENT INC. WRAP FEE PROGRAM PAULSON WEALTH MANAGEMENT INC.

Identifiers

SEC RIA File Number 801-109996
SEC ERA File Number 801-109996
SEC CIK Numbers 1731878
SEC CRD Numbers 150374
Legal Entity Identifier None

Principal Office

207 REBER STREET
SUITE 100
WHEATON
IL
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 630-517-2950, Fax: 630-517-2951

Websites

www.linkedin.com/company/3rd-stream-portfolios/about/ www.linkedin.com/company/paulson-wealth-management/ www.facebook.com/paulsonwealth www.paulsonwealth.com/

Chief Compliance Officer

CRISTA DUMAIS
CHIEF COMPLIANCE OFFICER
207 REBER STREET
SUITE 100
WHEATON
IL
United States
Tel: 630-517-2950
Fax: 630-517-2951
(Full email address available in API data)

Regulatory Contact

NATHAN PAULSON
PRESIDENT
207 REBER STREET
SUITE 100
WHEATON
IL
United States
Tel: 630-517-2950
Fax: 630-517-2951
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PAULSON, NATHAN, ROBERT Individual – PRESIDENT 04/2015 > 75%
Dumais, Crista, Shay Individual – CHIEF COMPLIANCE OFFICER 05/2023 < 5%

No. Employees, Historic

2010020192020202120222023202420256 on 5/7/20197 on 2/7/20207 on 6/30/20207 on 10/15/20207 on 12/8/20205 on 3/30/20215 on 8/3/20215 on 10/29/20217 on 3/25/20227 on 9/21/20228 on 9/26/20228 on 10/4/20228 on 10/27/20228 on 2/28/20238 on 3/1/20238 on 5/10/20238 on 5/15/20238 on 7/18/20238 on 9/12/20238 on 10/12/202311 on 3/26/2024

RAUM, Historic

500M250M02019202020212022202320242025179773937 on 5/7/2019202207075 on 2/7/2020202207075 on 6/30/2020202207075 on 10/15/2020202207075 on 12/8/2020252438093 on 3/30/2021252438093 on 8/3/2021252438093 on 10/29/2021290540926 on 3/25/2022290540926 on 9/21/2022290540926 on 9/26/2022290540926 on 10/4/2022290540926 on 10/27/2022261466480 on 2/28/2023261466480 on 3/1/2023261466480 on 5/10/2023261466480 on 5/15/2023261466480 on 7/18/2023261466480 on 9/12/2023261466480 on 10/12/2023489430333 on 3/26/2024

No. Clients, Historic

40020002019202020212022202320242025181 on 5/7/2019193 on 2/7/2020193 on 6/30/2020193 on 10/15/2020193 on 12/8/2020218 on 3/30/2021218 on 8/3/2021218 on 10/29/2021232 on 3/25/2022232 on 9/21/2022232 on 9/26/2022232 on 10/4/2022232 on 10/27/2022258 on 2/28/2023258 on 3/1/2023258 on 5/10/2023258 on 5/15/2023258 on 7/18/2023258 on 9/12/2023258 on 10/12/2023393 on 3/26/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 305K 3K –
ABBOTT LABS COM 234K 2K –
ABBVIE INC COM 1M 7K –
ADOBE INC COM 414K 746 –
ADVANCED MICRO DEVICES INC COM 258K 2K –
ALPHABET INC CAP STK CL C 561K 3K –
ALPHABET INC CAP STK CL A 918K 5K –
AMAZON COM INC COM 817K 4K –
AMERICAN CENTY ETF TR QUALITY PREFER 3M 91K –
AMGEN INC COM 596K 2K –
APPLE INC COM 23M 108K –
ARROW ELECTRS INC COM 226K 2K –
ASML HOLDING N V N Y REGISTRY SHS 277K 271 –
AT&T INC COM 233K 12K –
AUTOMATIC DATA PROCESSING IN COM 475K 2K –
AVNET INC COM 253K 5K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 615K 2K –
BROADCOM INC COM 1M 815 –
CACI INTL INC CL A 213K 495 –
CATERPILLAR INC COM 701K 2K –
CHEVRON CORP NEW COM 754K 5K –
CISCO SYS INC COM 806K 17K –
CITIGROUP INC COM NEW 307K 5K –
COCA COLA CO COM 397K 6K –
COLGATE PALMOLIVE CO COM 361K 4K –
COMCAST CORP NEW CL A 437K 11K –
COMMERCIAL METALS CO COM 239K 4K –
COSTCO WHSL CORP NEW COM 1M 1K –
CROWDSTRIKE HLDGS INC CL A 246K 643 –
DICKS SPORTING GOODS INC COM 373K 2K –
DIREXION SHS ETF TR NAS100 EQL WGT 371K 4K –
DISNEY WALT CO COM 734K 7K –
ELI LILLY & CO COM 950K 1K –
EMCOR GROUP INC COM 238K 653 –
EMERSON ELEC CO COM 295K 3K –
EXXON MOBIL CORP COM 927K 8K –
GENWORTH FINL INC COM SHS 149K 25K –
GILEAD SCIENCES INC COM 355K 5K –
GLOBAL X FDS RATE PREFERRED 494K 21K –
GROUP 1 AUTOMOTIVE INC COM 379K 1K –
HOME DEPOT INC COM 1M 4K –
INDEXIQ ACTIVE ETF TR IQ MACKAY INSRED 2M 80K –
INSIGHT ENTERPRISES INC COM 228K 1K –
INTERNATIONAL BUSINESS MACHS COM 347K 2K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 MUNI 858K 35K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 MUNI 815K 35K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 MUNI 845K 35K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 MUNI 792K 34K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2028 MUNI 264K 11K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 506K 3K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 715K 19K –
INVESCO QQQ TR UNIT SER 1 7M 14K –
ISHARES TR RUSSELL 2000 ETF 21M 104K –
ISHARES TR 3 7 YR TREAS BD 7M 63K –
ISHARES TR NATIONAL MUN ETF 3M 27K –
ISHARES TR CORE S&P500 ETF 3M 5K –
ISHARES TR SHORT TREAS BD 10M 91K –
ISHARES TR RUS 1000 VAL ETF 37M 215K –
ISHARES TR MSCI EAFE ETF 34M 440K –
ISHARES TR CORE S&P SCP ETF 460K 4K –
ISHARES TR MSCI USA QLT FCT 721K 4K –
ISHARES TR RUS 2000 VAL ETF 413K 3K –
ISHARES TR SELECT DIVID ETF 956K 8K –
ISHARES TR S&P 100 ETF 578K 2K –
ISHARES TR CORE S&P MCP ETF 446K 8K –
ISHARES TR ESG AW MSCI EAFE 266K 3K –
ISHARES TR S&P 500 GRWT ETF 296K 3K –
ISHARES TR RUS 1000 GRW ETF 45M 124K –
JABIL INC COM 280K 3K –
JOHNSON & JOHNSON COM 905K 6K –
JPMORGAN CHASE & CO. COM 2M 10K –
LAZARD INC COM 2M 49K –
LOCKHEED MARTIN CORP COM 630K 1K –
LOWES COS INC COM 390K 2K –
MASTERCARD INCORPORATED CL A 424K 961 –
MCDONALDS CORP COM 506K 2K –
MERCK & CO INC COM 793K 6K –
META PLATFORMS INC CL A 475K 942 –
MICROSOFT CORP COM 3M 6K –
MORGAN STANLEY COM NEW 265K 3K –
NEXTERA ENERGY INC COM 498K 7K –
NOVO-NORDISK A S ADR 257K 2K –
NUSHARES ETF TR NUVEEN ESG LRGVL 218K 6K –
NUSHARES ETF TR NUVEEN ESG LRGCP 236K 3K –
NVIDIA CORPORATION COM 925K 7K –
ORACLE CORP COM 419K 3K –
OWENS CORNING NEW COM 219K 1K –
PEPSICO INC COM 483K 3K –
PFIZER INC COM 271K 10K –
PHILLIPS 66 COM 221K 2K –
PIMCO ETF TR MUNI INCOME OPP 4M 85K –
PRICE T ROWE GROUP INC COM 234K 2K –
PROCTER AND GAMBLE CO COM 897K 5K –
QUALCOMM INC COM 544K 3K –
REINSURANCE GRP OF AMERICA I COM NEW 301K 1K –
RELIANCE INC COM 372K 1K –
S&P GLOBAL INC COM 511K 1K –
SANMINA CORPORATION COM 214K 3K –
SCHWAB STRATEGIC TR INTL EQTY ETF 707K 18K –
SCHWAB STRATEGIC TR US MID-CAP ETF 1M 16K –
SCHWAB STRATEGIC TR US LRG CAP ETF 7M 102K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 2M 23K –
SCHWAB STRATEGIC TR US BRD MKT ETF 503K 8K –
SCHWAB STRATEGIC TR US SML CAP ETF 1M 29K –
SELECT SECTOR SPDR TR TECHNOLOGY 401K 2K –
SPDR DOW JONES INDL AVERAGE UT SER 1 2M 6K –
SPDR S&P 500 ETF TR TR UNIT 11M 20K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 3M 6K –
SPDR SER TR NUVEEN BLMBRG SH 4M 79K –
SPDR SER TR PORTFOLIO S&P600 5M 109K –
SPDR SER TR PORTFOLI S&P1500 506K 8K –
SPDR SER TR BBG CONV SEC ETF 10M 134K –
SPDR SER TR BLOOMBERG 1-3 MO 4M 47K –
SUNCOKE ENERGY INC COM 132K 14K –
TAYLOR MORRISON HOME CORP COM 219K 4K –
TD SYNNEX CORPORATION COM 207K 2K –
TEXAS INSTRS INC COM 1M 7K –
THE CIGNA GROUP COM 594K 2K –
UNITED PARCEL SERVICE INC CL B 382K 3K –
UNITED STATES STL CORP NEW COM 330K 9K –
UNITEDHEALTH GROUP INC COM 2M 4K –
UNUM GROUP COM 269K 5K –
US BANCORP DEL COM NEW 367K 9K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 311K 4K –
VANGUARD INDEX FDS SMALL CP ETF 3M 14K –
VANGUARD INDEX FDS MCAP GR IDXVIP 2M 8K –
VANGUARD INDEX FDS S&P 500 ETF SHS 1M 3K –
VANGUARD INDEX FDS MCAP VL IDXVIP 685K 5K –
VANGUARD INDEX FDS REAL ESTATE ETF 299K 4K –
VANGUARD INDEX FDS MID CAP ETF 628K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 7K –
VANGUARD INDEX FDS SM CP VAL ETF 2M 12K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 256K 6K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 13M 174K –
VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 455K 2K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 369K 2K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 8M 162K –
VERIZON COMMUNICATIONS INC COM 375K 9K –
VISA INC COM CL A 1M 4K –
WALMART INC COM 423K 6K –
WILLIAMS SONOMA INC COM 242K 858 –
WINTRUST FINL CORP COM 239K 2K –