TRITON FINANCIAL GROUP, INC.
Adviser information for TRITON FINANCIAL GROUP, INC. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,080 | $232.6M |
| Non-Discretionary | 4 | $4.5M |
| Total | 1,084 | $237.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 215 | $50.7M |
| HNW Individuals | 109 | $181.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $43,471 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-110006 |
|---|---|
| SEC ERA File Number | 801-110006 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153048 |
| Legal Entity Identifier | None |
Principal Office
61 FLORENCE STREETMARLBOROUGH
MA
United States
Monday - Friday, 9AM TO 5PM
Tel: 508-480-8383, Fax: 508-485-8161
Chief Compliance Officer
ROBERT K. GUSTAFSON
PRESIDENT
61 FLORENCE STREET
MARLBOROUGH
MA
United States
Tel:
508-480-8383
Fax:
508-485-8161
B**@***********************M
(Full email address available in API data)
Regulatory Contact
KAREN GUSTAFSON
CFO/FINANCIAL ANALYST
61 FLORENCE STREET
MARLBOROUGH
MA
United States
Tel:
508-480-8383
K****@***********************M
(Full email address available in API data)
Industry Affiliates
| ADVISORS CHOICE INSURANCE AGENCY, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUSTAFSON, ROBERT, KEENAN | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 02/2008 | > 75% |