MIRAMONTES CAPITAL, LLC
Adviser information for MIRAMONTES CAPITAL, LLC last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 297 | $75.4M |
| Non-Discretionary | 990 | $184.5M |
| Total | 1,287 | $259.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 468 | $106.3M |
| HNW Individuals | 96 | $153.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 259.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MIRAMONTES CAPITAL WRAP PROGRAM | MIRAMONTES CAPITAL, LLC |
Identifiers
| SEC RIA File Number | 801-110012 |
|---|---|
| SEC ERA File Number | 801-110012 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 264786 |
| Legal Entity Identifier | None |
Principal Office
4701 TELLER AVENEWPORT BEACH
CA
United States
Monday - Friday, 7:30AM - 4:30PM
Tel: 1-800-460-1595, Fax: 949-706-0101
Websites
www.linkedin.com/in/jonpinckney/
www.linkedin.com/in/sidmiramontes/
www.linkedin.com/in/kangjasonlee/
www.facebook.com/miramontescapital/
www.youtube.com/c/miramontescapital
twitter.com/miramontescap
www.linkedin.com/company/miramontes-capital/
www.linkedin.com/in/arianamangum/
www.miramontescapital.com
Chief Compliance Officer
ISIDRO Z. MIRAMONTES
MANAGING MEMBER
4701 TELLER AVE
NEWPORT BEACH
CA
United States
Tel:
949-404-2300
Fax:
714-782-0152
S*************@********************M
(Full email address available in API data)
Regulatory Contact
ARIANA MANGUM
WEALTH PLANNING MANAGER
4701 TELLER AVE
NEWPORT BEACH
CA
United States
Tel:
800-460-1595
Fax:
949-706-0101
A************@********************M
(Full email address available in API data)
Industry Affiliates
| ALL INCLUSIVE INSURANCE | Insurance company or agency |
| APEX TAX & ESTATE PLANNING, LLC | Accountant or accounting firm |
| BALANCED SECURITY PLANNING, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MIRAMONTES, ISIDRO, Z | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER | 07/2015 | 50-75% |
| MANGUM, ARIANA, ANAIS | Individual | – | MEMBER | 08/2016 | 50-75% |