FLOREK FINANCIAL, LLC
Adviser information for FLOREK FINANCIAL, LLC last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 184 | $105.2M |
| Non-Discretionary | 369 | $306.8M |
| Total | 553 | $412.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 16 | $6.0M |
| HNW Individuals | 81 | $402.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-110016 |
|---|---|
| SEC ERA File Number | 801-110016 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152235 |
| Legal Entity Identifier | None |
Principal Office
46 RAILROAD AVENUESUITE 201
DUXBURY
MA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 781-934-9400, Fax: 781-704-7921
Websites
Chief Compliance Officer
ROBERT C. FLOREK
MANAGING MEMBER
46 RAILROAD AVE
SUITE 201
DUXBURY
MA
United States
Tel:
781-934-9400
Fax:
781-704-7921
R**@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLOREK, ROBERT, COADY | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 11/2009 | > 75% |