Hedge Fund Database

DB WEALTH MANAGEMENT GROUP, LLC

Adviser information for DB WEALTH MANAGEMENT GROUP, LLC last updated from Form ADV on July 6th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 283 $213.4M
Non-Discretionary 0 $0
Total 283 $213.4M

Clients

Type Number RAUM
Individuals 212 $115.2M
HNW Individuals 71 $98.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-110019
SEC ERA File Number 801-110019
SEC CIK Numbers 1843991
SEC CRD Numbers 135317
Legal Entity Identifier None

Principal Office

1455 FRAZEE ROAD
SUITE 950
SAN DIEGO
CA
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: 619.497.0404, Fax: 619.497.0804

Websites

www.dbwmg.com www.linkedin.com/company/18379987

Chief Compliance Officer

MICHAEL K. DONOHUE
MANAGING DIRECTOR AND OWNER
1455 FRAZEE ROAD - SUITE 950
SAN DIEGO
CA
United States
Tel: 619.497.0404
Fax: 619.497.0804
(Full email address available in API data)

Regulatory Contact

CHARLES BLACK
COMPLIANCE CONSULTANT
6224 TURPIN HILLS DR.
CINCINNATI
OH
United States
Tel: 859-474-2413
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DONOHUE, MICHAEL, KEVIN Individual – MANAGING DIRECTOR & OWNER 02/2012 > 75%
DONOHUE, MICHAEL, KEVIN Individual – CHIEF COMPLIANCE OFFICER 07/2021 > 75%

No. Employees, Historic

10502019202020212022202320243 on 5/13/20193 on 9/13/20193 on 3/27/20203 on 6/29/20203 on 7/17/20203 on 11/23/20203 on 3/30/20213 on 7/12/20213 on 8/18/20213 on 1/31/20225 on 3/30/20235 on 7/6/2023

RAUM, Historic

300M150M0201920202021202220232024139916857 on 5/13/2019139916857 on 9/13/2019164172612 on 3/27/2020164172612 on 6/29/2020164172612 on 7/17/2020164172612 on 11/23/2020182568110 on 3/30/2021182568110 on 7/12/2021182568110 on 8/18/2021220529321 on 1/31/2022213356209 on 3/30/2023213356209 on 7/6/2023

No. Clients, Historic

3001500201920202021202220232024252 on 5/13/2019252 on 9/13/2019264 on 3/27/2020264 on 6/29/2020264 on 7/17/2020264 on 11/23/2020258 on 3/30/2021258 on 7/12/2021258 on 8/18/2021273 on 1/31/2022283 on 3/30/2023283 on 7/6/2023

Holdings

From latest 13F, filed January 9th, 2024 for period ending December 31st, 2023
Name Class Value $USD # Shares Private Fund
ABBOTT LABORATORIES Common Stock 22K 204 –
ABBVIE INC Common Stock 61K 396 –
AES CORP Common Stock 15K 787 –
AGILENT TECHNOLOGIES Common Stock 21K 152 –
ALBEMARLE CORP Common Stock 11K 77 –
ALLETE INC Common Stock 673 11 –
ALPHABET INC Common Stock 85K 600 –
ALPHABET INC Common Stock 103K 740 –
ALPS SECTOR ETF 455K 9K –
ALTRIA GROUP Common Stock 6K 152 –
AMAZON COM Common Stock 732K 5K –
AMEREN CORP Common Stock 10K 142 –
AMERICAN ELECTRIC Common Stock 5K 65 –
AMERICAN EXPRESS Common Stock 15K 78 –
AMGEN INC Common Stock 72K 250 –
APPLE INC Common Stock 2M 13K –
ASTRAZENECA PLC Common Stock 27K 397 –
AT&T INC Common Stock 5K 296 –
AUTOMATIC DATA Common Stock 315K 1K –
AXIS CAPITAL Common Stock 3K 52 –
BAIDU INC Common Stock 4K 30 –
BAKER HUGHES Common Stock 32K 946 –
BANK AMERICA Common Stock 8K 230 –
BERKSHIRE HATHAWAY Common Stock 1M 4K –
BLACKROCK INC Common Stock 61K 75 –
BLACKSTONE INC Common Stock 380K 3K –
BOEING COMPANY Common Stock 99K 380 –
BRIGHTHOUSE FINANCIAL Common Stock 265 5 –
BROOKFIELD INFRASTRUCTRE Oil & Gas, Real Estate and REIT 20K 628 –
CAPITAL GROUP ETF 10M 340K –
CARNIVAL CORP Common Stock 2K 105 –
CATERPILLAR INC Common Stock 129K 435 –
CHARTER COMMUNICATIONS Common Stock 2K 5 –
CHENIERE ENERGY Oil & Gas, Real Estate and REIT 22K 445 –
CHEVRON CORP Common Stock 6K 38 –
CHIPOTLE MEXICAN Common Stock 48K 21 –
CISCO SYSTEMS Common Stock 15K 300 –
CITIGROUP INC Common Stock 4K 73 –
COCA COLA COMPANY Common Stock 67K 1K –
COMCAST CORP Common Stock 60K 1K –
COMMERCIAL METALS Common Stock 15K 294 –
CONOCOPHILLIPS Common Stock 101K 871 –
CONSTELLATION ENERGY Common Stock 10K 82 –
CORTEVA INC Common Stock 11K 234 –
COSTAMARE INC Common Stock 6K 613 –
COSTCO WHOLESALE Common Stock 343K 519 –
DANAHER CORP Common Stock 3K 14 –
DEERE & CO Common Stock 3K 8 –
DELTA AIRLINES Common Stock 7K 170 –
DISCOVER FINANCIAL Common Stock 13K 114 –
DOW INC Common Stock 3K 51 –
DOXIMITY INC Common Stock 4K 141 –
DUPONT DE Common Stock 4K 51 –
DXC TECHNOLOGY Common Stock 2K 68 –
ELEVANCE HEALTH Common Stock 143K 303 –
ELI LILLY Common Stock 117K 200 –
ENERGY TRANSFER Oil & Gas, Real Estate and REIT 14K 1K –
EQUITABLE HOLDINGS Common Stock 28K 845 –
ETF MANAGERS ETF 12K 204 –
ETF SER ETF 5K 280 –
EXELON CORP Common Stock 9K 246 –
EXXON MOBIL Common Stock 55K 547 –
FIRST TRUST ETF 2K 56 –
FIRST TRUST ETF 10K 65 –
FIRST TRUST ETF 209K 1K –
FIRST TRUST ETF 970K 6K –
FIRST TRUST ETF 228K 6K –
FIRST TRUST ETF 649 11 –
FIRST TRUST ETF 188K 3K –
FIRST TRUST ETF 1M 26K –
FIRST TRUST ETF 562K 5K –
FIRST TRUST ETF 986K 15K –
FIRST TRUST ETF 1M 16K –
FIRST TRUST ETF 131K 4K –
FIRST TRUST ETF 30K 345 –
FIRST TRUST ETF 111K 1K –
FIRST TRUST ETF 29K 2K –
FIRST TRUST ETF 5K 103 –
FIRST TRUST ETF 68K 4K –
FIRST TRUST ETF 5M 90K –
FIRST TRUST ETF 53K 919 –
FIRST TRUST ETF 55K 2K –
FIRST TRUST ETF 159K 7K –
FIRST TRUST ETF 195K 12K –
FIRST TRUST ETF 2K 46 –
FIRST TRUST ETF 544K 9K –
FMC CORP Common Stock 17K 270 –
FORD MOTOR Common Stock 3K 247 –
FRANKLIN SENIOR ETF 4K 170 –
FRANKLIN US ETF 78K 2K –
FS KKR Common Stock 51K 3K –
GENERAL MOTORS Common Stock 718 20 –
GILEAD SCIENCES Common Stock 3K 39 –
GLOBAL X ETF 2M 69K –
GRACO INC Common Stock 39K 455 –
H WORLD Common Stock 15K 460 –
HARTFORD FINANCIAL Common Stock 68K 852 –
HEALTHCARE REALTY Common Stock 27K 2K –
HEWLETT PACKARD Common Stock 14K 800 –
HILTON WORLDWIDE Common Stock 7K 39 –
HOME DEPOT Common Stock 20K 57 –
HONEYWELL INTL Common Stock 11K 54 –
HP INC Common Stock 24K 800 –
IDACORP INC Common Stock 97K 989 –
ILLINOIS TOOL Common Stock 17K 66 –
INARI MEDICAL Common Stock 39K 600 –
INTL BUSINESS Common Stock 16K 100 –
INVESCO BUYBACK ETF 561K 6K –
INVESCO DORSEY ETF 6K 67 –
INVESCO DORSEY ETF 576 7 –
INVESCO DORSEY ETF 180K 2K –
INVESCO DORSEY ETF 168K 1K –
INVESCO DORSEY ETF 510K 6K –
INVESCO EXCHANGE ETF 220K 4K –
INVESCO EXCHANGE ETF 101K 2K –
INVESCO EXCHANGE ETF 1M 22K –
INVESCO EXCHANGE ETF 80K 2K –
INVESCO FOOD ETF 12K 251 –
INVESCO LEISURE ETF 43K 1K –
INVESCO MSCI ETF 61K 1K –
INVESCO PFD ETF 33K 3K –
INVESCO QQQ ETF 4M 10K –
INVESCO S&P ETF 19K 173 –
INVESCO S&P ETF 429K 4K –
INVESCO S&P ETF 25K 308 –
INVESCO S&P ETF 4M 23K –
INVESCO S&P ETF 22K 453 –
INVESCO S&P ETF 56K 623 –
INVESCO S&P ETF 7K 141 –
INVESCO S&P ETF 18K 414 –
INVESCO SEMICONDUCTORS ETF 4K 84 –
INVESCO WATER ETF 10K 164 –
INVESCO ZACKS ETF 13K 143 –
ISHARES ETF 1M 23K –
ISHARES ETF 3M 60K –
ISHARES 0-5 ETF 4K 40 –
ISHARES 10-20YR ETF 54K 503 –
ISHARES 5-10 YEAR ETF 1K 28 –
ISHARES AEROSPACE ETF 211K 2K –
ISHARES CONV ETF 21K 261 –
ISHARES CORE ETF 2M 17K –
ISHARES CORE ETF 8M 28K –
ISHARES CORE ETF 3M 26K –
ISHARES CORE ETF 2M 21K –
ISHARES ESG ETF 13K 120 –
ISHARES ESG ETF 166K 2K –
ISHARES ESG ETF 54K 642 –
ISHARES ESG ETF 33K 875 –
ISHARES EUROPE ETF 80K 2K –
ISHARES IBOXX ETF 12K 111 –
ISHARES IBOXX ETF 22K 289 –
ISHARES MBS ETF 411K 4K –
ISHARES MORNINGSTAR ETF 7M 102K –
ISHARES MORNINGSTAR ETF 19K 266 –
ISHARES MORNINGSTAR ETF 608K 9K –
ISHARES MORNINGSTAR ETF 412K 6K –
ISHARES MORNINGSTAR ETF 73K 1K –
ISHARES MSCI ETF 51K 510 –
ISHARES MSCI ETF 14K 252 –
ISHARES MSCI ETF 59K 864 –
ISHARES MSCI ETF 11M 140K –
ISHARES MSCI ETF 62K 1K –
ISHARES MSCI ETF 15K 166 –
ISHARES MSCI ETF 36K 356 –
ISHARES MSCI ETF 57K 828 –
ISHARES MSCI ETF 315K 4K –
ISHARES MSCI ETF 1M 7K –
ISHARES MSCI ETF 48K 303 –
ISHARES MSCI ETF 7K 114 –
ISHARES MSCI ETF 19K 116 –
ISHARES MSCI ETF 253K 7K –
ISHARES RUSS ETF 83K 716 –
ISHARES RUSSELL ETF 111K 1K –
ISHARES RUSSELL ETF 147K 2K –
ISHARES RUSSELL ETF 1M 7K –
ISHARES RUSSELL ETF 394K 1K –
ISHARES RUSSELL ETF 30K 193 –
ISHARES RUSSELL ETF 130K 516 –
ISHARES RUSSELL ETF 44K 220 –
ISHARES S&P ETF 16K 219 –
ISHARES S&P ETF 70K 400 –
ISHARES S&P ETF 5K 44 –
ISHARES S&P ETF 53K 422 –
ISHARES SELECT ETF 117K 1K –
ISHARES SHORT ETF 3M 28K –
ISHARES TREASURY ETF 210K 4K –
ISHARES U S ETF 26K 135 –
ISHARES U S ETF 1M 36K –
ISHARES U S ETF 601K 6K –
ITT INC Common Stock 78K 652 –
JOBY AVIATION Common Stock 665 100 –
JOHNSON & JOHNSON Common Stock 70K 444 –
JP MORGAN ETF 29K 472 –
JPMORGAN CHASE Common Stock 245K 1K –
JUNIPER NETWORKS Common Stock 1K 46 –
KEYSIGHT TECHNOLOGIES Common Stock 12K 76 –
KYNDRYL HOLDINGS Common Stock 416 20 –
L3HARRIS TECHNOLOGIES Common Stock 36K 171 –
LAM RESEARCH CORPORATION Common Stock 56K 72 –
LEIDOS HOLDINGS Common Stock 34K 310 –
LINDE PLC Common Stock 83K 202 –
LOCKHEED MARTIN Common Stock 4K 8 –
LOWES COMPANIES Common Stock 43K 193 –
MANPOWERGROUP INC Common Stock 1K 13 –
MARATHON PETROLEUM Common Stock 56K 375 –
MARRIOTT INTL Common Stock 173K 768 –
MARRIOTT VACATIONS Common Stock 5K 62 –
MARSH & MCLENNAN Common Stock 18K 96 –
MARVELL TECHNOLOGY Common Stock 29K 476 –
MASTERCARD INC Common Stock 71K 167 –
MATTEL INC Common Stock 19K 1K –
MCDONALDS CORP Common Stock 38K 129 –
MCGRATH RENTCORP Common Stock 37K 308 –
MERITAGE HOMES Common Stock 52K 299 –
METLIFE INC Common Stock 4K 57 –
MGM RESORTS Common Stock 22K 500 –
MICRON TECHNOLOGY INC Common Stock 34K 400 –
MICROSOFT CORP Common Stock 773K 2K –
MOLSON COORS Common Stock 42K 681 –
MONDELEZ INTERNATIONAL Common Stock 18K 245 –
NETFLIX INC Common Stock 34K 70 –
NEXTERA ENERGY Common Stock 12K 203 –
NIKE INC Common Stock 23K 211 –
NORFOLK SOUTHERN Common Stock 13K 57 –
NRG ENERGY Common Stock 1K 24 –
NUTRIEN LTD Common Stock 2K 27 –
NUVEEN CA ETF 5K 477 –
NUVEEN ESG ETF 61K 2K –
NUVEEN ESG ETF 22K 513 –
NUVEEN ESG ETF 20K 503 –
NVIDIA CORP Common Stock 396K 800 –
ORACLE CORP Common Stock 13K 125 –
PACER U S ETF 297K 6K –
PACIFIC BIOSCIENCES Common Stock 5K 503 –
PALANTIR TECHNOLOGIES Common Stock 2K 100 –
PDD HOLDINGS Common Stock 92K 626 –
PEPSICO INC Common Stock 257K 2K –
PFIZER INC Common Stock 61K 2K –
PHILLIPS 66 Common Stock 58K 435 –
PIMCO 0-5 ETF 27K 290 –
PIMCO ACTIVE ETF 13K 139 –
PIMCO EHNANCED ETF 415K 4K –
PIMCO ENHANCED ETF 33K 351 –
PNC FINANCIAL Common Stock 9K 55 –
PPG INDUSTRIES Common Stock 83K 557 –
PRINCIPAL FINANCIAL Common Stock 30K 377 –
PROCTER & GAMBLE Common Stock 131K 896 –
PROSHARES RUSSELL ETF 17K 258 –
PROSHARES S&P ETF 396K 5K –
PRUDENTIAL FINANCIAL Common Stock 4K 34 –
PUBLIC STORAGE Common Stock 18K 60 –
QUALCOMM INC Common Stock 547K 4K –
RAYONIER INC Common Stock 3K 98 –
REALTY INCOME Common Stock 152K 3K –
RESMED INC Common Stock 170K 987 –
REVVITY INC Common Stock 79K 721 –
ROKU INC Common Stock 6K 60 –
RTX CORP Common Stock 9K 105 –
S&P GLOBAL Common Stock 4K 9 –
SCHWAB US ETF 14K 253 –
SCHWAB US ETF 2M 20K –
SCHWAB US ETF 2M 40K –
SCHWAB US ETF 151K 2K –
SCHWAB US ETF 2K 78 –
SCIENCE APPLICATIONS Common Stock 23K 188 –
SECTOR CONSUMER ETF 56K 783 –
SECTOR ENERGY ETF 5K 64 –
SECTOR FINANCIAL ETF 15K 396 –
SECTOR HEALTHCARE ETF 30K 223 –
SECTOR INDUSTRIAL ETF 148K 1K –
SECTOR MATERIALS ETF 22K 262 –
SECTOR TECHNOLOGY ETF 85K 440 –
SELECT SECTOR ETF 50K 690 –
SELECT UTILITIES ETF 5K 84 –
SEMPRA Common Stock 292K 4K –
SIMON PROPERTY Common Stock 14K 100 –
SOUTHERN COMPANY Common Stock 4K 50 –
SOUTHWEST AIRLINES Common Stock 59K 2K –
SPDR BLACKSTONE ETF 3M 71K –
SPDR BLOOMBERG ETF 1M 19K –
SPDR BLOOMBERG ETF 3M 27K –
SPDR BLOOMBERG ETF 835K 9K –
SPDR DOUBLELINE ETF 542K 13K –
SPDR DOW ETF 2M 4K –
SPDR MSCI ETF 487 18 –
SPDR PORTFOLIO ETF 131 4 –
SPDR PORTFOLIO ETF 102K 2K –
SPDR PORTFOLIO ETF 3K 78 –
SPDR S&P ETF 27M 56K –
SPDR S&P ETF 2M 14K –
SPDR S&P ETF 699K 7K –
SPDR SER ETF 292 2 –
SPDR SERIES ETF 454K 4K –
SPDR SERIES ETF 281K 1K –
SPDR SERIES ETF 4K 41 –
SPDR SERIES ETF 8K 83 –
SPDR SSGA ETF 24K 215 –
STAG INDUSTRIAL Common Stock 20K 508 –
STARBUCKS CORP Common Stock 96 1 –
TAIWAN SEMICONDUCTOR Common Stock 11K 106 –
TECK RESOURCES Common Stock 93K 2K –
TESLA INC Common Stock 323K 1K –
THERMO FISHER Common Stock 27K 51 –
U S BANCORP DE Common Stock 556K 13K –
UNION PACIFIC CORP Common Stock 44K 178 –
UNITEDHEALTH GROUP Common Stock 23K 44 –
V2X INC Common Stock 3K 72 –
VALERO ENERGY Common Stock 35K 268 –
VANECK ENVIRONMENTAL ETF 21K 140 –
VANECK OIL ETF 24K 695 –
VANGUARD DIVIDEND ETF 1M 7K –
VANGUARD ENERGY ETF 17K 145 –
VANGUARD FSTE ETF 8K 189 –
VANGUARD FTSE ETF 101K 2K –
VANGUARD FTSE ETF 4K 77 –
VANGUARD GROWTH ETF 3M 8K –
VANGUARD HEALTH ETF 118K 472 –
VANGUARD HIGH ETF 1M 9K –
VANGUARD INFORMATION ETF 792K 2K –
VANGUARD INTERMEDIATE ETF 505K 6K –
VANGUARD MEGA ETF 1M 5K –
VANGUARD MEGA ETF 727K 7K –
VANGUARD MEGA ETF 526K 3K –
VANGUARD MID ETF 16K 113 –
VANGUARD MID ETF 349K 2K –
VANGUARD MID ETF 691K 3K –
VANGUARD S&P ETF 9K 86 –
VANGUARD S&P ETF 32K 322 –
VANGUARD S&P ETF 16K 36 –
VANGUARD SHORT ETF 42K 546 –
VANGUARD SHORT ETF 4K 74 –
VANGUARD SHORT ETF 11K 141 –
VANGUARD SMALL ETF 61K 251 –
VANGUARD SMALL ETF 68K 377 –
VANGUARD SMALL ETF 378K 2K –
VANGUARD TOTAL ETF 54K 926 –
VANGUARD TOTAL ETF 23K 315 –
VANGUARD TOTAL ETF 9M 37K –
VANGUARD VALUE ETF 29K 196 –
VERALTO CORP Common Stock 329 4 –
VERTEX PHARMACEUTICALS Common Stock 36K 89 –
VIATRIS INC Common Stock 108 10 –
VISA INC Common Stock 100K 383 –
VISHAY INTERTECHNOLOGY 2 Debt 6K – –
VOYA FINANCIAL Common Stock 25K 347 –
WALMART INC Common Stock 7K 47 –
WALT DISNEY Common Stock 153K 2K –
WARNER BROS Common Stock 797 70 –
WD 40 Common Stock 10K 40 –
WELLS FARGO Common Stock 119K 2K –
WILLIAMS SONOMA Common Stock 55K 275 –
WISDOMTREE CYBERSECURITY ETF 38K 2K –
WISDOMTREE DEFA ETF 5M 92K –
WISDOMTREE FLOATING ETF 2M 45K –
WISDOMTREE INTL ETF 4K 121 –
WISDOMTREE JAPAN ETF 158K 2K –
WISDOMTREE TRUST ETF 262K 4K –
WISDOMTREE U S ETF 3M 69K –
WISDOMTREE U S ETF 25K 358 –
WISDOMTREE U S ETF 402 7 –
WISDOMTREE U S ETF 3M 81K –
WISDOMTREE U S ETF 16K 334 –
WISDOMTREE YIELD ETF 17K 363 –
WOLFSPEED INC Common Stock 78K 2K –
WW INTL Common Stock 2K 179 –
XCEL ENERGY Common Stock 19K 304 –
XYLEM INC Common Stock 153K 1K –
YUM BRANDS INC Common Stock 45K 342 –
YUM CHINA Common Stock 16K 378 –
ZILLOW GROUP Common Stock 57 1 –