AVESTAR CAPITAL, LLC
Adviser information for AVESTAR CAPITAL, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 178 | $1.1B |
| Non-Discretionary | 4 | $892,350 |
| Total | 182 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 58 | $99.1M |
| HNW Individuals | 109 | $971.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $14.3M |
| Pension and profit sharing plans | <5 | $238,070 |
| Charitable organizations | <5 | $15.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $43.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 10 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
400 MADISON AVENUESUITE 10B
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 6:00 AM
Tel: 212-706-4140, Fax: 917-795-8588
Chief Compliance Officer
STACEY GILLESPIE
140 E. 45TH STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
6103315408
S***************@************M
(Full email address available in API data)
Regulatory Contact
SHILPA KONDURI
PRESIDENT
400 MADISON AVENUE
SUITE 11D
NEW YORK
NY
United States
Tel:
212-706-4140
Fax:
917-795-8588
S*******@*****************M
(Full email address available in API data)
Industry Affiliates
| AVESTAR ADVISORY | Other investment adviser, including financial planners |
| AVESTAR GLOBAL OPPORTUNITIES SPC | Sponsor, GP, manager of pooled investment vehicles |
| AVESTAR STRUCTURED NOTE SPV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 3ALPHA WPGG 14 SPV, LP | SPV | $5.5M | $0.3M | 30 |
| AVESTAR GLOBAL GROWTH STRATEGY SP | Hedge Fund | $3.3M | $0.1M | 8 |
| AVESTAR STRUCTURED NOTE SPV, LP | SPECIAL PURPOSE VEHICLE | $10.8M | $0.1M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ATASH HOLDINGS LLC | Domestic Entity | – | OWNER | 01/2019 | > 75% |
| GILLESPIE, STACEY, JEAN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2020 | < 5% |
| MULLAN, SHILPA, KONDURI | Individual | – | PRESIDENT | 09/2019 | 50-75% |
| MULLAN, SHILPA, KONDURI | Individual | ATASH HOLDINGS LLC | PRESIDENT | 11/2020 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 259K | 3K | – |
| ABBOTT LABS | COM | 818K | 8K | – |
| ABBVIE INC | COM | 2M | 11K | – |
| ACADEMY SPORTS & OUTDOORS IN | COM | 209K | 4K | – |
| ACADEMY SPORTS & OUTDOORS IN | COM | 160K | 3K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 774K | 3K | – |
| ADOBE INC | COM | 2M | 3K | – |
| ADOBE INC | COM | 7M | 12K | – |
| ADOBE INC | COM | 500K | 900 | – |
| ADVANCED MICRO DEVICES INC | COM | 2M | 10K | – |
| ADVANCED MICRO DEVICES INC | COM | 276K | 2K | – |
| AFLAC INC | COM | 225K | 3K | – |
| AGENUS INC | COM NEW | 694K | 41K | – |
| AGF INVTS TR | US MARKET NETRL | 3M | 177K | – |
| AGILON HEALTH INC | COM | 94K | 14K | – |
| AIR PRODS & CHEMS INC | COM | 255K | 989 | – |
| AIRBNB INC | COM CL A | 1M | 8K | – |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 162K | 16K | – |
| ALPHABET INC | CAP STK CL C | 2M | 10K | – |
| ALPHABET INC | CAP STK CL C | 65M | 357K | – |
| ALPHABET INC | CAP STK CL A | 13M | 74K | – |
| ALPHABET INC | CAP STK CL C | 2M | 9K | – |
| ALTRIA GROUP INC | COM | 407K | 9K | – |
| AMAZON COM INC | COM | 25M | 130K | – |
| AMAZON COM INC | COM | 715K | 4K | – |
| AMERICAN CENTY ETF TR | QUALITY CONVER | 1M | 25K | – |
| AMERICAN CENTY ETF TR | US EQT ETF | 803K | 9K | – |
| AMERICAN ELEC PWR CO INC | COM | 400K | 5K | – |
| AMERICAN EXPRESS CO | COM | 1M | 5K | – |
| AMERICAN INTL GROUP INC | COM NEW | 242K | 3K | – |
| AMERICAN TOWER CORP NEW | COM | 587K | 3K | – |
| AMGEN INC | COM | 1M | 4K | – |
| AMPHENOL CORP NEW | CL A | 388K | 6K | – |
| ANALOG DEVICES INC | COM | 799K | 4K | – |
| APPLE INC | COM | 421K | 2K | – |
| APPLE INC | COM | 59M | 279K | – |
| APPLIED MATLS INC | COM | 2M | 8K | – |
| ARISTA NETWORKS INC | COM | 18M | 51K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 245K | 2K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 327K | 2K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 57K | 350 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 771K | 754 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 976K | 13K | – |
| AT&T INC | COM | 637K | 33K | – |
| ATLASSIAN CORPORATION | CL A | 311K | 2K | – |
| AUTODESK INC | COM | 553K | 2K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 470K | 2K | – |
| AUTOZONE INC | COM | 1M | 441 | – |
| BANK AMERICA CORP | COM | 2M | 40K | – |
| BANK NEW YORK MELLON CORP | COM | 334K | 6K | – |
| BECTON DICKINSON & CO | COM | 282K | 1K | – |
| BERKLEY W R CORP | COM | 223K | 3K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 6M | 16K | – |
| BIOGEN INC | COM | 577K | 2K | – |
| BLACKROCK INC | COM | 591K | 751 | – |
| BLACKROCK MUNIYIELD N Y QUAL | COM | 115K | 11K | – |
| BLACKSTONE INC | COM | 593K | 5K | – |
| BLOCK INC | CL A | 230K | 4K | – |
| BOEING CO | COM | 434K | 2K | – |
| BOOKING HOLDINGS INC | COM | 792K | 200 | – |
| BOSTON SCIENTIFIC CORP | COM | 866K | 11K | – |
| BP PLC | SPONSORED ADR | 206K | 6K | – |
| BRILLIANT EARTH GROUP INC | CL A COM | 56K | 25K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 292K | 7K | – |
| BROADCOM INC | COM | 321K | 2K | – |
| BROADCOM INC | COM | 5M | 3K | – |
| BROADCOM INC | COM | 931K | 6K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 236K | 1K | – |
| CADENCE DESIGN SYSTEM INC | COM | 546K | 2K | – |
| CAPITAL ONE FINL CORP | COM | 1M | 7K | – |
| CARDIFF ONCOLOGY INC | COM | 312K | 140K | – |
| CARDINAL HEALTH INC | COM | 203K | 2K | – |
| CARRIER GLOBAL CORPORATION | COM | 726K | 12K | – |
| CASEYS GEN STORES INC | COM | 204K | 534 | – |
| CATERPILLAR INC | COM | 996K | 3K | – |
| CBOE GLOBAL MKTS INC | COM | 358K | 2K | – |
| CBRE GROUP INC | CL A | 221K | 2K | – |
| CELESTICA INC | COM | 57K | 1K | – |
| CELESTICA INC | COM | 115K | 2K | – |
| CELESTICA INC | COM | 355K | 6K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 226K | 755 | – |
| CHESAPEAKE ENERGY CORP | COM | 202K | 2K | – |
| CHEVRON CORP NEW | COM | 2M | 10K | – |
| CHEVRON CORP NEW | COM | 2M | 10K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 383K | 6K | – |
| CHUBB LIMITED | COM | 682K | 3K | – |
| CINTAS CORP | COM | 421K | 601 | – |
| CISCO SYS INC | COM | 877K | 18K | – |
| CITIGROUP INC | COM NEW | 708K | 11K | – |
| CME GROUP INC | COM | 378K | 2K | – |
| COCA COLA CO | COM | 2M | 29K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 398K | 6K | – |
| COLGATE PALMOLIVE CO | COM | 398K | 4K | – |
| COMCAST CORP NEW | CL A | 1M | 32K | – |
| CONFLUENT INC | CLASS A COM | 380K | 13K | – |
| CONOCOPHILLIPS | COM | 1M | 10K | – |
| CONSTELLATION ENERGY CORP | COM | 373K | 2K | – |
| COPART INC | COM | 1M | 23K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 4K | – |
| CROWDSTRIKE HLDGS INC | CL A | 895K | 2K | – |
| CROWDSTRIKE HLDGS INC | CL A | 460K | 1K | – |
| CROWN CASTLE INC | COM | 237K | 2K | – |
| CSX CORP | COM | 333K | 10K | – |
| CUMMINS INC | COM | 250K | 903 | – |
| DANAHER CORPORATION | COM | 894K | 4K | – |
| DEERE & CO | COM | 2M | 6K | – |
| DEERE & CO | COM | 575K | 2K | – |
| DEERE & CO | COM | 448K | 1K | – |
| DELTA AIR LINES INC DEL | COM NEW | 202K | 4K | – |
| DEXCOM INC | COM | 314K | 3K | – |
| DIAGEO PLC | SPON ADR NEW | 219K | 2K | – |
| DIAMONDBACK ENERGY INC | COM | 458K | 2K | – |
| DIGITAL RLTY TR INC | COM | 213K | 1K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 3M | 44K | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 360K | 9K | – |
| DIREXION SHS ETF TR | NAS100 EQL WGT | 6M | 72K | – |
| DIREXION SHS ETF TR | AUSPCE CMD STG | 2M | 67K | – |
| DISNEY WALT CO | COM | 1M | 13K | – |
| DOORDASH INC | CL A | 708K | 7K | – |
| DOVER CORP | COM | 476K | 3K | – |
| DOW INC | COM | 350K | 7K | – |
| DUKE ENERGY CORP NEW | COM NEW | 389K | 4K | – |
| EA SERIES TRUST | MARKETDESK FOCUS | 2M | 79K | – |
| EATON CORP PLC | SHS | 810K | 3K | – |
| EBAY INC. | COM | 289K | 5K | – |
| ECOLAB INC | COM | 281K | 1K | – |
| EDWARDS LIFESCIENCES CORP | COM | 272K | 3K | – |
| ELEVANCE HEALTH INC | COM | 617K | 1K | – |
| ELI LILLY & CO | COM | 453K | 500 | – |
| ELI LILLY & CO | COM | 5M | 5K | – |
| EMERSON ELEC CO | COM | 646K | 6K | – |
| ENBRIDGE INC | COM | 336K | 9K | – |
| EOG RES INC | COM | 237K | 2K | – |
| EQUINIX INC | COM | 617K | 815 | – |
| EXXON MOBIL CORP | COM | 3M | 23K | – |
| FEDEX CORP | COM | 349K | 1K | – |
| FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 6M | 349K | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 7M | 115K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 14M | 237K | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 1M | 22K | – |
| FISERV INC | COM | 599K | 4K | – |
| FORD MTR CO DEL | COM | 279K | 22K | – |
| FORTINET INC | COM | 370K | 6K | – |
| FRANKLIN TEMPLETON ETF TR | FRANKLIN INDIA | 251K | 6K | – |
| FREEPORT-MCMORAN INC | CL B | 454K | 9K | – |
| GALLAGHER ARTHUR J & CO | COM | 254K | 979 | – |
| GARTNER INC | COM | 324K | 722 | – |
| GE AEROSPACE | COM NEW | 754K | 5K | – |
| GENERAL DYNAMICS CORP | COM | 663K | 2K | – |
| GENERAL MLS INC | COM | 231K | 4K | – |
| GENERAL MTRS CO | COM | 436K | 9K | – |
| GIGACLOUD TECHNOLOGY INC | CLASS A ORD | 263K | 9K | – |
| GIGACLOUD TECHNOLOGY INC | CLASS A ORD | 61K | 2K | – |
| GILEAD SCIENCES INC | COM | 371K | 5K | – |
| GLOBAL X FDS | ARTIFICIAL ETF | 283K | 8K | – |
| GODADDY INC | CL A | 260K | 2K | – |
| GOLDMAN SACHS ETF TR | ACES ULTRA SHR | 18M | 363K | – |
| GOLDMAN SACHS ETF TR | HEDGE IND ETF | 6M | 56K | – |
| GOLDMAN SACHS GROUP INC | COM | 758K | 2K | – |
| GRAINGER W W INC | COM | 413K | 458 | – |
| HARTFORD FINL SVCS GROUP INC | COM | 202K | 2K | – |
| HCA HEALTHCARE INC | COM | 267K | 830 | – |
| HERSHEY CO | COM | 204K | 1K | – |
| HESS CORP | COM | 255K | 2K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 233K | 11K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 571K | 3K | – |
| HOME DEPOT INC | COM | 2M | 6K | – |
| HONEYWELL INTL INC | COM | 1M | 6K | – |
| HP INC | COM | 402K | 11K | – |
| HUBBELL INC | COM | 201K | 549 | – |
| HUBSPOT INC | COM | 239K | 405 | – |
| HUMANA INC | COM | 380K | 1K | – |
| ICICI BANK LIMITED | ADR | 252K | 9K | – |
| IDEXX LABS INC | COM | 341K | 699 | – |
| ILLINOIS TOOL WKS INC | COM | 201K | 848 | – |
| INGERSOLL RAND INC | COM | 268K | 3K | – |
| INSPIREMD INC | COM | 50K | 20K | – |
| INTEL CORP | COM | 607K | 20K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 368K | 3K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 808K | 5K | – |
| INTUIT | COM | 3M | 4K | – |
| INTUITIVE SURGICAL INC | COM NEW | 2M | 5K | – |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 2M | 136K | – |
| INVESCO EXCH TRADED FD TR II | S&P MDCP 400 REV | 332K | 3K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 6M | 88K | – |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 284K | 14K | – |
| INVESCO EXCH TRADED FD TR II | S&P MIDCP LOW | 2M | 37K | – |
| INVESCO EXCH TRADED FD TR II | S&P INTL LOW | 1M | 46K | – |
| INVESCO EXCH TRADED FD TR II | S&P EMRNG MKTS | 2M | 85K | – |
| INVESCO EXCH TRD SLF IDX FD | INTL DEV DYNAMIC | 2M | 63K | – |
| INVESCO EXCH TRD SLF IDX FD | RUSL 2000 DYNM | 3M | 73K | – |
| INVESCO EXCH TRD SLF IDX FD | RUSL 1000 DYNM | 10M | 195K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 2M | 14K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 9M | 197K | – |
| INVESCO QQQ TR | UNIT SER 1 | 8M | 16K | – |
| INVESCO QQQ TR | UNIT SER 1 | 3M | 6K | – |
| ISHARES BITCOIN TR | SHS | 2M | 67K | – |
| ISHARES GOLD TR | ISHARES NEW | 2M | 56K | – |
| ISHARES INC | MSCI EMERG MRKT | 2M | 30K | – |
| ISHARES TR | CORE S&P SCP ETF | 300K | 3K | – |
| ISHARES TR | CORE US AGGBD ET | 284K | 3K | – |
| ISHARES TR | RUSSELL 3000 ETF | 966K | 3K | – |
| ISHARES TR | INTL EQTY FACTOR | 2M | 75K | – |
| ISHARES TR | EXPND TEC SC ETF | 9M | 99K | – |
| ISHARES TR | MSCI ACWI EX US | 710K | 13K | – |
| ISHARES TR | SHORT TREAS BD | 423K | 4K | – |
| ISHARES TR | MSCI USA QLT FCT | 5M | 31K | – |
| ISHARES TR | S&P 500 VAL ETF | 7M | 36K | – |
| ISHARES TR | BLACKROCK ULTRA | 18M | 362K | – |
| ISHARES TR | RUS 1000 ETF | 7M | 25K | – |
| ISHARES TR | EAFE GRWTH ETF | 3M | 34K | – |
| ISHARES TR | CORE S&P500 ETF | 7M | 13K | – |
| ISHARES TR | S&P 500 GRWT ETF | 8M | 87K | – |
| ISHARES TR | MSCI ACWI ETF | 865K | 8K | – |
| ISHARES TR | HIGH YLD SYSTM B | 2M | 36K | – |
| ISHARES TR | MSCI EAFE ETF | 657K | 8K | – |
| ISHARES TR | CORE HIGH DV ETF | 1M | 10K | – |
| ISHARES TR | RUS TP200 GR ETF | 1M | 7K | – |
| ISHARES TR | MSCI EAFE MIN VL | 2M | 30K | – |
| ISHARES TR | US INFRASTRUC | 349K | 8K | – |
| J P MORGAN EXCHANGE TRADED F | DIV RTN EM EQT | 3M | 48K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 22M | 434K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 3M | 58K | – |
| JOHNSON & JOHNSON | COM | 2M | 11K | – |
| JOHNSON CTLS INTL PLC | SHS | 434K | 7K | – |
| JPMORGAN CHASE & CO. | COM | 5M | 24K | – |
| JPMORGAN CHASE & CO. | COM | 1M | 6K | – |
| KEURIG DR PEPPER INC | COM | 595K | 18K | – |
| KIMBERLY-CLARK CORP | COM | 257K | 2K | – |
| KINDER MORGAN INC DEL | COM | 219K | 11K | – |
| KINETA INC | COM | 6K | 12K | – |
| KLA CORP | COM NEW | 695K | 843 | – |
| KRAFT HEINZ CO | COM | 444K | 14K | – |
| KROGER CO | COM | 228K | 5K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 270K | 1K | – |
| LAM RESEARCH CORP | COM | 754K | 707 | – |
| LINDE PLC | SHS | 2M | 4K | – |
| LITMAN GREGORY FDS TR | IMGP DBI MANAGED | 6M | 183K | – |
| LOCKHEED MARTIN CORP | COM | 554K | 1K | – |
| LOWES COS INC | COM | 1M | 6K | – |
| M & T BK CORP | COM | 202K | 1K | – |
| MARATHON PETE CORP | COM | 430K | 2K | – |
| MARKEL GROUP INC | COM | 337K | 214 | – |
| MARRIOTT INTL INC NEW | CL A | 340K | 1K | – |
| MARSH & MCLENNAN COS INC | COM | 635K | 3K | – |
| MARVELL TECHNOLOGY INC | COM | 964K | 14K | – |
| MASTERCARD INCORPORATED | CL A | 2M | 5K | – |
| MCDONALDS CORP | COM | 840K | 3K | – |
| MCKESSON CORP | COM | 761K | 1K | – |
| MEDTRONIC PLC | SHS | 396K | 5K | – |
| MERCK & CO INC | COM | 2M | 19K | – |
| META PLATFORMS INC | CL A | 26M | 51K | – |
| META PLATFORMS INC | CL A | 5M | 9K | – |
| META PLATFORMS INC | CL A | 6M | 11K | – |
| METLIFE INC | COM | 290K | 4K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 1M | 11K | – |
| MICRON TECHNOLOGY INC | COM | 928K | 7K | – |
| MICROSOFT CORP | COM | 447K | 1K | – |
| MICROSOFT CORP | COM | 29M | 65K | – |
| MODERNA INC | COM | 296K | 2K | – |
| MONDELEZ INTL INC | CL A | 490K | 7K | – |
| MONGODB INC | CL A | 493K | 2K | – |
| MONSTER BEVERAGE CORP NEW | COM | 253K | 5K | – |
| MOODYS CORP | COM | 282K | 670 | – |
| MORGAN STANLEY | COM NEW | 1M | 13K | – |
| MORGAN STANLEY | COM NEW | 778K | 8K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 434K | 1K | – |
| NETAPP INC | COM | 335K | 3K | – |
| NETFLIX INC | COM | 67K | 100 | – |
| NETFLIX INC | COM | 3M | 5K | – |
| NEWMONT CORP | COM | 207K | 5K | – |
| NEXTDOOR HOLDINGS INC | COM CL A | 89K | 32K | – |
| NEXTERA ENERGY INC | COM | 768K | 11K | – |
| NIKE INC | CL B | 655K | 9K | – |
| NORTHROP GRUMMAN CORP | COM | 238K | 547 | – |
| NOVAVAX INC | COM NEW | 203K | 16K | – |
| NOVO-NORDISK A S | ADR | 428K | 3K | – |
| NOVO-NORDISK A S | ADR | 1M | 8K | – |
| NU HLDGS LTD | ORD SHS CL A | 674K | 52K | – |
| NUVEEN N Y MUN VALUE FD | COM | 83K | 10K | – |
| NUVEEN NEW YORK AMT QLT MUNI | COM | 117K | 11K | – |
| NVIDIA CORPORATION | COM | 28M | 228K | – |
| NVIDIA CORPORATION | COM | 2M | 13K | – |
| NVIDIA CORPORATION | COM | 9M | 72K | – |
| NXP SEMICONDUCTORS N V | COM | 321K | 1K | – |
| OCCIDENTAL PETE CORP | COM | 281K | 4K | – |
| ON SEMICONDUCTOR CORP | COM | 462K | 7K | – |
| ORACLE CORP | COM | 1M | 10K | – |
| OREILLY AUTOMOTIVE INC | COM | 373K | 353 | – |
| OTIS WORLDWIDE CORP | COM | 203K | 2K | – |
| OWENS CORNING NEW | COM | 581K | 3K | – |
| PACCAR INC | COM | 278K | 3K | – |
| PALO ALTO NETWORKS INC | COM | 34K | 100 | – |
| PALO ALTO NETWORKS INC | COM | 3M | 8K | – |
| PARKER-HANNIFIN CORP | COM | 293K | 579 | – |
| PAYPAL HLDGS INC | COM | 477K | 8K | – |
| PEPSICO INC | COM | 1M | 8K | – |
| PFIZER INC | COM | 992K | 35K | – |
| PGIM ETF TR | PGIM ULTRA SH BD | 14M | 276K | – |
| PGIM GLOBAL HIGH YIELD FD FO | COM | 831K | 70K | – |
| PHILIP MORRIS INTL INC | COM | 2M | 21K | – |
| PHILLIPS 66 | COM | 253K | 2K | – |
| PIMCO CORPORATE & INCOME OPP | COM | 2M | 111K | – |
| PIMCO DYNAMIC INCOME FD | SHS | 202K | 11K | – |
| PIMCO ETF TR | ENHNCD LW DUR AC | 2M | 21K | – |
| PINTEREST INC | CL A | 266K | 6K | – |
| PNC FINL SVCS GROUP INC | COM | 334K | 2K | – |
| POWERSHARES ACTIVELY MANAGED | ULTRA SHRT DUR | 16M | 316K | – |
| POWERSHARES ACTIVELY MANAGED | INVSCO HY BD FCT | 1M | 57K | – |
| PROCTER AND GAMBLE CO | COM | 7M | 44K | – |
| PROGRESSIVE CORP | COM | 594K | 3K | – |
| PROLOGIS INC. | COM | 418K | 4K | – |
| PROSHARES TR | BITCOIN STRATE | 225K | 10K | – |
| PRUDENTIAL FINL INC | COM | 218K | 2K | – |
| QUALCOMM INC | COM | 2M | 11K | – |
| QUANTA SVCS INC | COM | 600K | 2K | – |
| QUEST DIAGNOSTICS INC | COM | 851K | 6K | – |
| REALTY INCOME CORP | COM | 262K | 5K | – |
| REGENERON PHARMACEUTICALS | COM | 705K | 671 | – |
| ROBINHOOD MKTS INC | COM CL A | 238K | 11K | – |
| ROBLOX CORP | CL A | 322K | 9K | – |
| ROPER TECHNOLOGIES INC | COM | 356K | 631 | – |
| ROSS STORES INC | COM | 225K | 2K | – |
| ROYAL CARIBBEAN GROUP | COM | 286K | 2K | – |
| RTX CORPORATION | COM | 1M | 14K | – |
| S&P GLOBAL INC | COM | 803K | 2K | – |
| SALESFORCE INC | COM | 2M | 9K | – |
| SALESFORCE INC | COM | 3M | 11K | – |
| SALESFORCE INC | COM | 1M | 4K | – |
| SAP SE | SPON ADR | 468K | 2K | – |
| SCHLUMBERGER LTD | COM STK | 261K | 6K | – |
| SCHWAB CHARLES CORP | COM | 549K | 7K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 972K | 15K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 1M | 27K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 4M | 40K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 255K | 2K | – |
| SELECT SECTOR SPDR TR | INDL | 459K | 4K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 272K | 7K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 7M | 84K | – |
| SELECT SECTOR SPDR TR | ENERGY | 381K | 4K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 942K | 6K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 279K | 7K | – |
| SEMPRA | COM | 600K | 8K | – |
| SERVICENOW INC | COM | 1M | 1K | – |
| SHELL PLC | SPON ADS | 342K | 5K | – |
| SHERWIN WILLIAMS CO | COM | 499K | 2K | – |
| SHOPIFY INC | CL A | 132K | 2K | – |
| SHOPIFY INC | CL A | 901K | 14K | – |
| SIMON PPTY GROUP INC NEW | COM | 391K | 3K | – |
| SKYWORKS SOLUTIONS INC | COM | 347K | 3K | – |
| SNAP INC | CL A | 291K | 18K | – |
| SNOWFLAKE INC | CL A | 270K | 2K | – |
| SNOWFLAKE INC | CL A | 542K | 4K | – |
| SOFI TECHNOLOGIES INC | COM | 96K | 15K | – |
| SOUNDHOUND AI INC | CLASS A COM | 16K | 4K | – |
| SOUNDHOUND AI INC | CLASS A COM | 112K | 28K | – |
| SOUTHERN CO | COM | 417K | 5K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 260K | 665 | – |
| SPDR INDEX SHS FDS | MSCI ACWI EXUS | 582K | 21K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 10M | 18K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 7M | 12K | – |
| SPDR SER TR | NYSE TECH ETF | 500K | 3K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 1M | 12K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 13M | 166K | – |
| SPDR SER TR | S&P 600 SMCP GRW | 635K | 7K | – |
| SSGA ACTIVE ETF TR | ULT SHT TRM BD | 18M | 451K | – |
| STARBUCKS CORP | COM | 495K | 6K | – |
| STRYKER CORPORATION | COM | 993K | 3K | – |
| SUPER MICRO COMPUTER INC | COM | 687K | 838 | – |
| SUPER MICRO COMPUTER INC | COM | 6M | 7K | – |
| SUPER MICRO COMPUTER INC | COM | 3M | 3K | – |
| SYMBOTIC INC | CLASS A COM | 211K | 6K | – |
| SYMBOTIC INC | CLASS A COM | 70K | 2K | – |
| SYMBOTIC INC | CLASS A COM | 95K | 3K | – |
| SYNOPSYS INC | COM | 935K | 2K | – |
| SYSCO CORP | COM | 460K | 6K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1M | 7K | – |
| TARGET CORP | COM | 657K | 4K | – |
| TE CONNECTIVITY LTD | SHS | 517K | 3K | – |
| TECK RESOURCES LTD | CL B | 540K | 11K | – |
| TESLA INC | COM | 198K | 1K | – |
| TESLA INC | COM | 8M | 39K | – |
| TESLA INC | COM | 3M | 16K | – |
| TEXAS INSTRS INC | COM | 916K | 5K | – |
| THE CIGNA GROUP | COM | 1M | 4K | – |
| THE TRADE DESK INC | COM CL A | 558K | 6K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 2M | 3K | – |
| TJX COS INC NEW | COM | 2M | 17K | – |
| T-MOBILE US INC | COM | 784K | 4K | – |
| TOTALENERGIES SE | SPONSORED ADS | 201K | 3K | – |
| TRANE TECHNOLOGIES PLC | SHS | 530K | 2K | – |
| TRANSDIGM GROUP INC | COM | 680K | 532 | – |
| TRAVELERS COMPANIES INC | COM | 232K | 1K | – |
| TRIMBLE INC | COM | 514K | 9K | – |
| TRUIST FINL CORP | COM | 212K | 5K | – |
| UBER TECHNOLOGIES INC | COM | 949K | 13K | – |
| ULTA BEAUTY INC | COM | 215K | 558 | – |
| UNION PAC CORP | COM | 638K | 3K | – |
| UNITED PARCEL SERVICE INC | CL B | 333K | 2K | – |
| UNITEDHEALTH GROUP INC | COM | 509K | 1K | – |
| UNITEDHEALTH GROUP INC | COM | 4M | 7K | – |
| US BANCORP DEL | COM NEW | 366K | 9K | – |
| VALE S A | SPONSORED ADS | 325K | 29K | – |
| VALE S A | SPONSORED ADS | 268K | 24K | – |
| VALERO ENERGY CORP | COM | 267K | 2K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 719K | 1K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 412K | 1K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 250K | 1K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 5M | 17K | – |
| VANGUARD INDEX FDS | VALUE ETF | 9M | 56K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 3M | 66K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 214K | 3K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 885K | 15K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 377K | 5K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 994K | 17K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 281K | 5K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 6M | 125K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 344K | 1K | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 382K | 3K | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 419K | 1K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 238K | 1K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 462K | 1K | – |
| VANGUARD WORLD FD | INF TECH ETF | 2M | 3K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 573K | 6K | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 776K | 4K | – |
| VENTYX BIOSCIENCES INC | COM | 26K | 11K | – |
| VERISK ANALYTICS INC | COM | 265K | 983 | – |
| VERIZON COMMUNICATIONS INC | COM | 911K | 22K | – |
| VERTEX PHARMACEUTICALS INC | COM | 1M | 3K | – |
| VIATRIS INC | COM | 314K | 30K | – |
| VISA INC | COM CL A | 4M | 15K | – |
| WALMART INC | COM | 2M | 28K | – |
| WASTE MGMT INC DEL | COM | 678K | 3K | – |
| WELLS FARGO CO NEW | COM | 2M | 37K | – |
| WELLTOWER INC | COM | 240K | 2K | – |
| WILLIAMS COS INC | COM | 208K | 5K | – |
| WISDOMTREE TR | US TOTAL DIVIDND | 225K | 3K | – |
| WISDOMTREE TR | FUTRE STRAT FD | 7M | 188K | – |
| WISDOMTREE TR | JAPN HEDGE EQT | 7M | 65K | – |
| WISDOMTREE TR | BLMBG US BULL | 2M | 89K | – |
| WISDOMTREE TR | US QUALITY GROW | 5M | 118K | – |
| WISDOMTREE TR | PUTWRITE STRAT | 5M | 136K | – |
| WISDOMTREE TR | INTL QULTY DIV | 1M | 28K | – |
| WISDOMTREE TR | INDIA HEDGED EQU | 6M | 144K | – |
| WISDOMTREE TR | HEDGED HI YLD BD | 2M | 76K | – |
| WISDOMTREE TR | EM EX ST-OWNED | 652K | 21K | – |
| WISDOMTREE TR | ITL HDG QTLY DIV | 639K | 14K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 18M | 355K | – |
| WYNN RESORTS LTD | COM | 274K | 3K | – |
| YUM BRANDS INC | COM | 265K | 2K | – |
| ZOETIS INC | CL A | 444K | 3K | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 321K | 5K | – |
| ZSCALER INC | COM | 245K | 1K | – |