THE ESTATE PLANNERS GROUP
THE ESTATE PLANNERS GROUP LLC Legal Name
Adviser information for THE ESTATE PLANNERS GROUP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 210 | $325.0M |
| Non-Discretionary | 10 | $3.6M |
| Total | 220 | $328.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 132 | $68.9M |
| HNW Individuals | 88 | $259.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $100,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshopsADVICE ON INSURANCE PRODUCTS |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-110033 |
|---|---|
| SEC ERA File Number | 801-110033 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 124418 |
| Legal Entity Identifier | None |
Principal Office
37 S. DELAWARE AVENUESUITE 1
YARDLEY
PA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 215-321-4410, Fax: 215-321-4405
Chief Compliance Officer
DAVID W. LOESSER
37 S. DELAWARE AVENUE
SUITE 1
YARDLEY
PA
United States
Tel:
215 321-4410
Fax:
215 321-4405
D***@*********T
(Full email address available in API data)
Regulatory Contact
KATHERINE KIRKNER
VP OPERATIONS
37 S. DELAWARE AVENUE
SUITE 1
YARDLEY
PA
United States
Tel:
215-321-4410
Fax:
215-321-4405
K********@*********T
(Full email address available in API data)
Industry Affiliates
| HAMILTON ASSET ADVISERS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOESSER, DAVID, WAYNE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2002 | > 75% |