Hedge Fund Database

ALPHA BETA GAMMA WEALTH MANAGEMENT

CAPITAL MARKET STRATEGIES LLC Legal Name

Adviser information for ALPHA BETA GAMMA WEALTH MANAGEMENT last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 328 $228.1M
Non-Discretionary 0 $0
Total 328 $228.1M

Clients

Type Number RAUM
Individuals 176 $36.8M
HNW Individuals 138 $161.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $5.0M
Charitable organizations <5 $13.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $11.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUMFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-110035
SEC ERA File Number 801-110035
SEC CIK Numbers 1810158
SEC CRD Numbers 286579
Legal Entity Identifier None

Principal Office

3801 PGA BLVD.
SUITE 600
PALM BEACH GARDENS
FL
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: (561) 207-6399, Fax: None

Websites

www.linkedin.com/company/abgwealth/ www.facebook.com/abgwealth/ www.youtube.com/channel/ucfjaqwse9sexaw-9rcrfxcg www.abgwealth.com

Chief Compliance Officer

STEPHANIE LYNN WEST
484 E CARMEL DR, #137
CARMEL
IN
United States
Tel: 317-796-1079
(Full email address available in API data)

Regulatory Contact

MATTHEW REYNOLDS
484 E CARMEL DR, #137
CARMEL
IN
United States
Tel: 312-399-4932
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LYMAN, CURTIS, LEE Individual – MANAGING MEMBER 11/2005 > 75%
West, Stephanie, Lynn Individual – CHIEF COMPLIANCE OFFICER 01/2023 < 5%

No. Employees, Historic

105020192020202120222023202420253 on 4/10/20193 on 3/6/20203 on 4/28/20203 on 6/19/20203 on 8/5/20203 on 9/28/20203 on 10/20/20203 on 11/20/20203 on 12/7/20204 on 1/12/20214 on 3/1/20214 on 3/3/20214 on 4/8/20214 on 1/6/20225 on 2/10/20225 on 4/29/20225 on 11/10/20225 on 12/7/20225 on 1/5/20235 on 2/8/20235 on 9/12/20235 on 3/12/20245 on 3/12/2024

RAUM, Historic

300M150M02019202020212022202320242025131393628 on 4/10/2019144663315 on 3/6/2020144663315 on 4/28/2020144663315 on 6/19/2020144663315 on 8/5/2020144663315 on 9/28/2020144663315 on 10/20/2020144663315 on 11/20/2020144663315 on 12/7/2020144663315 on 1/12/2021144663315 on 3/1/2021169865315 on 3/3/2021183672037 on 4/8/2021183672037 on 1/6/2022210741658 on 2/10/2022210741658 on 4/29/2022210741658 on 11/10/2022210741658 on 12/7/2022210741658 on 1/5/2023196841623 on 2/8/2023196841623 on 9/12/2023228098129 on 3/12/2024228098129 on 3/12/2024

No. Clients, Historic

40020002019202020212022202320242025136 on 4/10/2019116 on 3/6/2020116 on 4/28/2020116 on 6/19/2020116 on 8/5/2020116 on 9/28/2020116 on 10/20/2020116 on 11/20/2020116 on 12/7/2020116 on 1/12/2021116 on 3/1/2021146 on 3/3/2021157 on 4/8/2021157 on 1/6/2022147 on 2/10/2022147 on 4/29/2022147 on 11/10/2022147 on 12/7/2022147 on 1/5/2023154 on 2/8/2023154 on 9/12/2023327 on 3/12/2024327 on 3/12/2024

Holdings

From latest 13F, filed July 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 621K 6K 0
ABBVIE INC COM 2M 11K 0
ACCENTURE PLC IRELAND SHS CLASS A 484K 2K 0
ADAMS DIVERSIFIED EQUITY FD COM 521K 24K 0
ADOBE INC COM 320K 576 0
ADVANCED MICRO DEVICES INC COM 682K 4K 0
ALPHABET INC CAP STK CL A 2M 11K 0
ALPHABET INC CAP STK CL C 2M 8K 0
AMAZON COM INC COM 2M 9K 0
AMERICAN EXPRESS CO COM 278K 1K 0
AMPLIFY ETF TR CWP ENHANCED DIV 371K 10K 0
APOLLO TACTICAL INCOME FD IN COM 316K 22K 0
APPLE INC COM 14M 68K 0
ARBOR REALTY TRUST INC COM 222K 15K 0
ARISTA NETWORKS INC COM 431K 1K 0
ARK ETF TR INNOVATION ETF 392K 9K 0
ARK ETF TR GENOMIC REV ETF 211K 9K 0
ASTRAZENECA PLC SPONSORED ADR 262K 3K 0
AXON ENTERPRISE INC COM 780K 3K 0
BANK AMERICA CORP 7.25%CNV PFD L 760K 635 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K 0
BHP GROUP LTD SPONSORED ADS 220K 4K 0
BNY MELLON STRATEGIC MUN BD COM 169K 28K 0
BNY MELLON STRATEGIC MUNS IN COM 151K 25K 0
BOOKING HOLDINGS INC COM 456K 115 0
BROADCOM INC COM 1M 738 0
CADENCE DESIGN SYSTEM INC COM 400K 1K 0
CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT 191K 17K 0
CAMECO CORP COM 887K 18K 0
CANADIAN NATL RY CO COM 473K 4K 0
CANADIAN PACIFIC KANSAS CITY COM 276K 4K 0
CARLISLE COS INC COM 302K 746 0
CATERPILLAR INC COM 217K 650 0
CHEVRON CORP NEW COM 595K 4K 0
COHEN & STEERS INFRASTRUCTUR COM 486K 22K 0
COLUMBIA SELIGM PREM TECH GR COM 369K 11K 0
CONOCOPHILLIPS COM 222K 2K 0
COSTCO WHSL CORP NEW COM 3M 3K 0
CREDIT SUISSE HIGH YIELD BD SH BEN INT 25K 12K 0
DANAHER CORPORATION COM 265K 1K 0
DIAMONDBACK ENERGY INC COM 544K 3K 0
DIREXION SHS ETF TR NAS100 EQL WGT 803K 9K 0
EA SERIES TRUST ASTORIA U S QUAL 495K 17K 0
EATON VANCE SHORT DURATION D COM 204K 19K 0
EATON VANCE TAX-MANAGED DIVE COM 158K 11K 0
ELI LILLY & CO COM 3M 3K 0
EMERSON ELEC CO COM 432K 4K 0
ENERGY TRANSFER L P COM UT LTD PTN 363K 22K 0
ETF OPPORTUNITIES TRUST APPLIED FINA VAL 2M 72K 0
EXXON MOBIL CORP COM 1M 9K 0
FEDERATED HERMES PREM MUNI I COM 297K 26K 0
FIRST BK WILLIAMSTOWN NEW JE COM 4M 347K 0
FIRST FNDTN INC COM 79K 12K 0
FIRST TR EXCH TRADED FD III MANAGD MUN ETF 250K 5K 0
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 355K 6K 0
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 434K 9K 0
FORTINET INC COM 441K 7K 0
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 107K 26K 0
GENERAL DYNAMICS CORP COM 377K 1K 0
GLOBAL NET LEASE INC COM NEW 115K 16K 0
GLOBAL X FDS NASDAQ 100 COVER 696K 39K 0
GOLDMAN SACHS BDC INC SHS 2M 108K 0
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 492K 5K 0
GOLDMAN SACHS PHYSICAL GOLD UNIT 332K 14K 0
GUGGENHEIM STRATEGIC OPPORTU COM SBI 502K 34K 0
HOME DEPOT INC COM 2M 6K 0
INTEL CORP COM 472K 15K 0
INTERNATIONAL BUSINESS MACHS COM 646K 4K 0
INTUITIVE SURGICAL INC COM NEW 519K 1K 0
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 4M 95K 0
INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 311K 3K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 3M 93K 0
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 302K 8K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 474K 3K 0
INVESCO EXCHANGE TRADED FD T BIOTECHNOLOGY 245K 4K 0
INVESCO QQQ TR UNIT SER 1 2M 4K 0
ISHARES TR S&P SML 600 GWT 306K 2K 0
ISHARES TR CORE S&P500 ETF 787K 1K 0
ISHARES TR RUSSELL 2000 ETF 425K 2K 0
ISHARES TR U.S. TECH ETF 350K 2K 0
ISHARES TR ISHARES BIOTECH 374K 3K 0
ISHARES TR EXPND TEC SC ETF 427K 5K 0
ISHARES TR SELECT DIVID ETF 347K 3K 0
ISHARES TR ISHARES SEMICDTR 2M 7K 0
ISHARES TR CORE S&P TTL STK 3M 26K 0
ISHARES TR CORE DIV GRWTH 660K 11K 0
ISHARES TR CORE 1 5 YR USD 470K 10K 0
ISHARES TR FLTG RATE NT ETF 10M 195K 0
ISHARES TR MSCI USA MIN VOL 2M 18K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 900K 16K 0
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 362K 7K 0
JOHNSON & JOHNSON COM 1M 7K 0
JPMORGAN CHASE & CO COM 435K 2K 0
KLA CORP COM NEW 666K 808 0
KRANESHARES TRUST KRANESHARES CN 255K 20K 0
LINDE PLC SHS 240K 548 0
LOCKHEED MARTIN CORP COM 883K 2K 0
LOWES COS INC COM 585K 3K 0
LULULEMON ATHLETICA INC COM 227K 760 0
M & T BK CORP COM 499K 3K 0
MASTERCARD INCORPORATED CL A 439K 995 0
MERCK & CO INC COM 545K 4K 0
META PLATFORMS INC CL A 580K 1K 0
MICROSOFT CORP COM 14M 31K 0
NEUBERGER BERMAN MUN FD INC COM 314K 29K 0
NEXTERA ENERGY INC COM 1M 20K 0
NOVARTIS AG SPONSORED ADR 287K 3K 0
NOVO-NORDISK A S ADR 1M 10K 0
NUSHARES ETF TR NUVEEN ESG LRGCP 386K 5K 0
NVIDIA CORPORATION COM 19M 152K 0
NXP SEMICONDUCTORS N V COM 280K 1K 0
ORACLE CORP COM 405K 3K 0
OREILLY AUTOMOTIVE INC COM 245K 232 0
PALANTIR TECHNOLOGIES INC CL A 1M 48K 0
PEPSICO INC COM 516K 3K 0
PHILLIPS 66 COM 368K 3K 0
PIMCO ETF TR ENHAN SHRT MA AC 302K 3K 0
PIMCO ETF TR INTER MUN BD ACT 286K 5K 0
PIMCO ETF TR SHTRM MUN BD ACT 350K 7K 0
PROCTER AND GAMBLE CO COM 563K 3K 0
PROGRESSIVE CORP COM 283K 1K 0
PROSHARES TR LARGE CAP CRE 1M 21K 0
PROSHARES TR S&P 500 DV ARIST 328K 3K 0
PUBLIC SVC ENTERPRISE GRP IN COM 268K 4K 0
QUALCOMM INC COM 356K 2K 0
REDWOOD TRUST INC NOTE 5.625% 7/1 10K – 0
ROPER TECHNOLOGIES INC COM 220K 391 0
ROSS STORES INC COM 203K 1K 0
RTX CORPORATION COM 344K 3K 0
S&P GLOBAL INC COM 256K 575 0
SALESFORCE INC COM 213K 829 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 2M 20K 0
SELECT SECTOR SPDR TR ENERGY 968K 11K 0
SERVICENOW INC COM 815K 1K 0
SPDR GOLD TR GOLD SHS 263K 1K 0
SPDR SER TR BBG CONV SEC ETF 274K 4K 0
SPDR SER TR S&P SEMICNDCTR 273K 1K 0
SPDR SER TR SPDR S&P1500VL 209K 1K 0
STANDARD BIOTOOLS INC NOTE 2.750% 2/0 42K – 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 2M 11K 0
TESLA INC COM 251K 1K 0
TEXAS INSTRS INC COM 364K 2K 0
TEXTRON INC COM 692K 8K 0
THERMO FISHER SCIENTIFIC INC COM 662K 1K 0
UNION PAC CORP COM 560K 2K 0
UNITEDHEALTH GROUP INC COM 1M 2K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 754K 4K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 245K 2K 0
VERTEX PHARMACEUTICALS INC COM 484K 1K 0
WALMART INC COM 272K 4K 0
WISDOMTREE TR US QTLY DIV GRT 344K 4K 0
ZOETIS INC CL A 303K 2K 0