CAPSTONE WEALTH ADVISORS, LLC
Adviser information for CAPSTONE WEALTH ADVISORS, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,355 | $720.9M |
| Non-Discretionary | 0 | $0 |
| Total | 3,355 | $720.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,185 | $307.7M |
| HNW Individuals | 217 | $408.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 7 | $4.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 39 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 178.7M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CAPSTONE WEALTH ADVISORS, LLC WRAP FEE PROGRAM | CAPSTONE WEALTH ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-110036 |
|---|---|
| SEC ERA File Number | 801-110036 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287670 |
| Legal Entity Identifier | None |
Principal Office
2005 MADRONA AVENUE SESALEM
OR
United States
Monday - Friday, 8 AM TO 4 PM
Tel: 503-967-1980, Fax: None
Websites
Chief Compliance Officer
ROBERT T. NORTON
MEMBER
2005 MADRONA AVENUE SE
SALEM
OR
United States
Tel:
503 967-1980
R**@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NORTON, ROBERT, TELFORD | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2017 | 50-75% |
| SKOGSTAD, RYAN, ALLEN | Individual | – | MEMBER AND INVESTMENT ADVISOR REPRESENTATIVE | 02/2017 | 50-75% |