Hedge Fund Database

CROSSINGBRIDGE ADVISORS, LLC

Adviser information for CROSSINGBRIDGE ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 8 $1.8B
Non-Discretionary 0 $0
Total 8 $1.8B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 7 $1.8B
Business development companies 0 $0
Pooled investment vehicles 1 $58.6M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 12

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehicles
Compensation % of AUM

Identifiers

SEC RIA File Number 801-110043
SEC ERA File Number 801-110043
SEC CIK Numbers 1770024
SEC CRD Numbers 286594
Legal Entity Identifier 5493008HASG58YXB1H67

Principal Office

427 BEDFORD ROAD, SUITE 220
PLEASANTVILLE
NY
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: (914) 741-1515, Fax: None

Websites

www.crossingbridge.com/ www.crossingbridgefunds.com www.crossingbridgeadvisors.com www.linkedin.com/company/crossingbridge-advisors-llc/ twitter.com/cbfunds

Chief Compliance Officer

JONATHAN BARKOE
CHIEF FINANCIAL OFFICER
427 BEDFORD ROAD
STE. 220
PLEASANTVILLE
NY
United States
Tel: (914) 741-1515
(Full email address available in API data)

Industry Affiliates

COHANZICK CAPITAL, L.P. Sponsor, GP, manager of pooled investment vehicles
COHANZICK MANAGEMENT LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SHERMAN, DAVID, K (MI ONLY) Individual – MANAGER 12/2016 < 5%
BARKOE, JONATHAN, SETH Individual – CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER 12/2016 < 5%
ENDI CORP. Domestic Entity – OWNER 08/2022 > 75%

No. Employees, Historic

2010020202021202220232024202512 on 3/27/202012 on 3/30/202113 on 3/30/202210 on 3/30/202311 on 3/28/2024

RAUM, Historic

2B1B0202020212022202320242025814220263 on 3/27/2020807142609 on 3/30/20211368679220 on 3/30/20221278242956 on 3/30/20231843385204 on 3/28/2024

No. Clients, Historic

10502020202120222023202420253 on 3/27/20203 on 3/30/20216 on 3/30/20226 on 3/30/20238 on 3/28/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
99 Acquisition Group Inc Common 391K 37K –
99 Acquisition Group Inc Warrant 1K 37K –
Agriculture & Natural Solutions Acquisition Corp Common 2M 150K –
Alchemy Investments Acquisition Corp 1 Common 3M 304K –
Ares Acquisition Corp II Common 3M 250K –
Bayview Acquisition Corp Common 1M 100K –
BERENSON ACQUISITION CORP I Common 0 89K –
BIOMARIN PHARMACEUTICAL 0.599 8/1/2024 Convertible Bond 16M – –
BITCOIN DEPOT INC Common 1M 602K –
Black Hawk Acquisition Corp Common 862K 85K –
Black Hawk Acquisition Corp Warrant 20K 17K –
BLACKLINE INC 0.125 8/1/2024 Convertible Bond 32M – –
Bowen Acquisition Corp Common 3M 331K –
Bukit Jalil Global Acquisition 1 Ltd Common 3M 250K –
CARTESIAN GROWTH CORP II- A Common 6M 532K –
CHEGG INC 0.125 3/15/2025 Convertible Bond 12M – –
Churchill Capital Corp IX Common 506K 50K –
CTO REALTY GROWTH INC Common 6M 333K –
Denali Capital Acquisition Corp Common 2M 190K –
Distoken Acquisition Corp Common 1M 97K –
ECHOSTAR CORP-A Common 267K 15K –
ESH Acquisition Corp Common 3M 301K –
Four Leaf Acquisition Corp Common 2M 200K –
GLOBAL LIGHTS ACQUISITION CO Common 1M 100K –
Golden Star Acquisition Corp Common 2M 200K –
Graf Global Corp Common 2M 150K –
Haymaker Acquisition Corp 4 Common 1M 125K –
Horizon Space Acquisition I Corp Common 2M 157K –
IB ACQUISITION CORP Common 4M 375K –
Inflection Point Acquisition Corp II Common 3M 310K –
Integrated Wellness Acquisition Corp Common 5K 399 –
Iron Horse Acquisitions Corp Common 755K 75K –
Iron Horse Acquisitions Corp Warrant 2K 50K –
JAZZ INVESTMENTS I LTD 1.5 8/15/2024 Convertible Bond 26M – –
JVSPAC Acquisition Corp Common 1M 105K –
JVSPAC ACQUISITION RIGHTS Rights 33K 110K –
Keen Vision Acquisition Corp Common 3M 312K –
LEAFLY HOLDINGS INC WRNT 11/7/2026 Warrant 3K 143K –
LEGATO MERGER CORP III Common 5M 486K –
LEGATO MERGER CORP III WRNT 3/28/2029 Warrant 29K 219K –
Lionheart Holdings Common 1M 100K –
Nabors Energy Transition Corp II Common 3M 320K –
Oak Woods Acquisition Corp Common 3M 255K –
POWERUP ACQUISITION COR-CL A FOUNDER WRNT 2/18/2027 Warrant 0 167K –
POWERUP ACQUISITION CORP SPONSOR SHARES Common 0 83K –
PROSHARES ULTRAPRO SHORT QQQ Common 259K 30K –
PROSOMNUS INC WRNT 4/20/2028 Warrant 1K 123K –
Quetta Acquisition Corp Common 300K 29K –
RF Acquisition Corp II Common 503K 50K –
Rigel Resource Acquisition Corp Common 3M 303K –
SDCL EDGE Acquisition Corp Common 1M 106K –
SMX Security Matters PLC Warrant 4 425 –
Spark I Acquisition Corp Common 776K 75K –
TMT Acquisition Corp Common 2M 151K –
TortoiseEcofin Acquisition Corp III Common 3M 290K –
TRAILBLAZER MERGER CORP I Common 3M 246K –
WARNER BROS DISCOVERY INC Common 372K 50K –