INVERDALE CAPITAL MANAGEMENT, LLC
Adviser information for INVERDALE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $75.9M |
| Non-Discretionary | 1 | $5.8M |
| Total | 14 | $81.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $39.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $42.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-110068 |
|---|---|
| SEC ERA File Number | 801-110068 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165861 |
| Legal Entity Identifier | None |
Principal Office
4550 TRAVIS STREETSUITE 550
DALLAS
TX
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 214.871.2900, Fax: None
Websites
Chief Compliance Officer
WILLIAM HARDY
CFO
4550 TRAVIS STREET
SUITE 550
DALLAS
TX
United States
Tel:
214.871.2902
W***@*******************M
(Full email address available in API data)
Regulatory Contact
RYAN SMALL
MANAGER
4550 TRAVIS STREET
SUITE 550
DALLAS
TX
United States
Tel:
214.871.2900
R***@*******************M
(Full email address available in API data)
Industry Affiliates
| INVERDALE STRATEGIC FUND GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| SUTHERLAND IMPACT FUND GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INVERDALE STRATEGIC FUND, LP | Hedge Fund | $40.1M | $1.0M | 10 |
| SUTHERLAND IMPACT FUND, LP | Hedge Fund | $2.7M | $1.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMALL, RYAN, MARTIN | Individual | – | MANAGER AND MEMBER | 10/2012 | 50-75% |
| Hardy, William, Guerdan | Individual | – | CHIEF FINANCIAL OFFICER AND CCO | 01/2017 | 25-50% |