SPRENG CAPITAL MANAGEMENT, INC.
Adviser information for SPRENG CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Ohio, United States |
Employees
Total Number of Employees | 4 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,541 | $219.7M |
Non-Discretionary | 0 | $0 |
Total | 1,541 | $219.7M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 804 | $122.8M |
HNW Individuals | 49 | $90.9M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 17 | $6.0M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMHourly charges |
Principal Office
201 SOUTH SANDUSKY AVENUEBUCYRUS
OH
United States
Monday - Friday, 8:30-4:30
Tel: 419-563-0084, Fax: 419-563-0234
Websites
Chief Compliance Officer
JAMES A. SPRENG
PRINCIPAL
201 SOUTH SANDUSKY AVENUE
BOX 47
BUCYRUS
OH
United States
Tel:
419-563-0084
Fax:
419-563-0234
J******@****************M
(Full email address available in API data)
Regulatory Contact
ANNE SPRENG-COLE
201 SOUTH SANDUSKY AVENUE
BOX 47
BUCYRUS
OH
United States
Tel:
419-563-0084
Fax:
419-563-0234
A****@****************M
(Full email address available in API data)
Industry Affiliates
THOMAS R. BROWN, CPA | Accountant or accounting firm |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SPRENG, JAMES, ALLEN | Individual | – | PRINCIPAL/CHIEF COMPLIANCE OFFICER | 09/1999 | > 75% |
BROWN, THOMAS, RYAN | Individual | – | PRINCIPAL/VICE PRESIDENT | 07/2010 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ADVANCED DRAIN SYS INC DEL | COM | 214K | 1K | – |
ADVISORSHARES TR | ADVISORSHS ETF | 565K | 9K | – |
ALPHABET INC | CAP STK CL C | 897K | 5K | – |
ALPHABET INC | CAP STK CL A | 991K | 5K | – |
ALTRIA GROUP INC | COM | 1M | 28K | – |
AMAZON COM INC | COM | 4M | 19K | – |
AMERICAN ELEC PWR CO INC | COM | 2M | 28K | – |
AMGEN INC | COM | 478K | 2K | – |
APPLE INC | COM | 9M | 43K | – |
BANK AMERICA CORP | COM | 277K | 7K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 6K | – |
BLACKROCK INC | COM | 912K | 1K | – |
CANADIAN NATL RY CO | COM | 207K | 2K | – |
CATERPILLAR INC | COM | 2M | 6K | – |
CEDAR FAIR L P | DEPOSITRY UNIT | 585K | 11K | – |
CINCINNATI FINL CORP | COM | 206K | 2K | – |
CISCO SYS INC | COM | 428K | 9K | – |
COCA COLA CO | COM | 794K | 12K | – |
CSX CORP | COM | 226K | 7K | – |
DEERE & CO | COM | 943K | 3K | – |
DISNEY WALT CO | COM | 814K | 8K | – |
ELI LILLY & CO | COM | 615K | 679 | – |
EXXON MOBIL CORP | COM | 561K | 5K | – |
FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 1M | 21K | – |
FIRSTENERGY CORP | COM | 272K | 7K | – |
GARTNER INC | COM | 680K | 2K | – |
HARTFORD FINL SVCS GROUP INC | COM | 234K | 2K | – |
HONEYWELL INTL INC | COM | 893K | 4K | – |
HUNTINGTON BANCSHARES INC | COM | 621K | 47K | – |
INTEL CORP | COM | 475K | 15K | – |
INVESCO QQQ TR | UNIT SER 1 | 291K | 607 | – |
ISHARES TR | CORE US AGGBD ET | 963K | 10K | – |
ISHARES TR | US AER DEF ETF | 1M | 8K | – |
ISHARES TR | 10-20 YR TRS ETF | 221K | 2K | – |
ISHARES TR | 1 3 YR TREAS BD | 2M | 29K | – |
ISHARES TR | TIPS BD ETF | 213K | 2K | – |
ISHARES TR | ISHARES SEMICDTR | 403K | 2K | – |
ISHARES TR | IBOXX INV CP ETF | 328K | 3K | – |
ISHARES TR | 7-10 YR TRSY BD | 4M | 45K | – |
ISHARES TR | S&P SML 600 GWT | 1M | 8K | – |
ISHARES TR | CORE S&P500 ETF | 43M | 78K | – |
JOHNSON & JOHNSON | COM | 2M | 13K | – |
JPMORGAN CHASE & CO. | COM | 3M | 16K | – |
KEYCORP | COM | 336K | 24K | – |
KROGER CO | COM | 434K | 9K | – |
MARATHON PETE CORP | COM | 1M | 6K | – |
MARTIN MARIETTA MATLS INC | COM | 407K | 751 | – |
MICROSOFT CORP | COM | 14M | 32K | – |
NISOURCE INC | COM | 254K | 9K | – |
NVIDIA CORPORATION | COM | 6M | 46K | – |
ORACLE CORP | COM | 227K | 2K | – |
PARK NATL CORP | COM | 374K | 3K | – |
PEPSICO INC | COM | 209K | 1K | – |
PFIZER INC | COM | 280K | 10K | – |
PHILIP MORRIS INTL INC | COM | 243K | 2K | – |
PROCTER AND GAMBLE CO | COM | 329K | 2K | – |
PROSHARES TR | S&P 500 DV ARIST | 2M | 18K | – |
REALTY INCOME CORP | COM | 248K | 5K | – |
RPM INTL INC | COM | 269K | 3K | – |
RTX CORPORATION | COM | 224K | 2K | – |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 1M | 20K | – |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 12M | 118K | – |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 7M | 118K | – |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 9M | 116K | – |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 431K | 6K | – |
SELECT SECTOR SPDR TR | ENERGY | 989K | 11K | – |
SELECT SECTOR SPDR TR | INDL | 5M | 39K | – |
SELECT SECTOR SPDR TR | FINANCIAL | 1M | 27K | – |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 2M | 22K | – |
SELECT SECTOR SPDR TR | TECHNOLOGY | 6M | 27K | – |
SOUTHERN CO | COM | 1M | 18K | – |
SPDR GOLD TR | GOLD SHS | 476K | 2K | – |
SYSCO CORP | COM | 299K | 4K | – |
THERMO FISHER SCIENTIFIC INC | COM | 698K | 1K | – |
UNION PAC CORP | COM | 1M | 6K | – |
VANGUARD INDEX FDS | SMALL CP ETF | 729K | 3K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 2M | 7K | – |
VANGUARD INDEX FDS | VALUE ETF | 2M | 11K | – |
VANGUARD INDEX FDS | MCAP GR IDXVIP | 658K | 3K | – |
VANGUARD INDEX FDS | GROWTH ETF | 5M | 13K | – |
VANGUARD INDEX FDS | REAL ESTATE ETF | 281K | 3K | – |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 213K | 3K | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 4M | 21K | – |
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 4M | 33K | – |
VANGUARD WORLD FD | FINANCIALS ETF | 521K | 5K | – |
VERIZON COMMUNICATIONS INC | COM | 2M | 38K | – |
VISA INC | COM CL A | 2M | 7K | – |
WALMART INC | COM | 2M | 30K | – |