SPRENG CAPITAL MANAGEMENT, INC.

Adviser information for SPRENG CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,541 $219.7M
Non-Discretionary 0 $0
Total 1,541 $219.7M

Clients

Type Number RAUM
Individuals 804 $122.8M
HNW Individuals 49 $90.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 17 $6.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-110082
SEC ERA File Number 801-110082
SEC CIK Numbers 1800913
SEC CRD Numbers 119902
Legal Entity Identifier None

Principal Office

201 SOUTH SANDUSKY AVENUE
BUCYRUS
OH
United States
Monday - Friday, 8:30-4:30
Tel: 419-563-0084, Fax: 419-563-0234

Chief Compliance Officer

JAMES A. SPRENG
PRINCIPAL
201 SOUTH SANDUSKY AVENUE
BOX 47
BUCYRUS
OH
United States
Tel: 419-563-0084
Fax: 419-563-0234
(Full email address available in API data)

Regulatory Contact

ANNE SPRENG-COLE
201 SOUTH SANDUSKY AVENUE
BOX 47
BUCYRUS
OH
United States
Tel: 419-563-0084
Fax: 419-563-0234
(Full email address available in API data)

Industry Affiliates

THOMAS R. BROWN, CPA Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SPRENG, JAMES, ALLEN Individual PRINCIPAL/CHIEF COMPLIANCE OFFICER 09/1999 > 75%
BROWN, THOMAS, RYAN Individual PRINCIPAL/VICE PRESIDENT 07/2010 10-25%

No. Employees, Historic

10502020202120222023202420254 on 3/19/20204 on 6/11/20204 on 3/16/20214 on 10/20/20213 on 3/23/20223 on 3/14/20233 on 3/20/20233 on 3/23/20233 on 3/28/20234 on 3/11/2024

RAUM, Historic

300M150M0202020212022202320242025175387805 on 3/19/2020175387805 on 6/11/2020193174653 on 3/16/2021193174653 on 10/20/2021238439460 on 3/23/2022201987320 on 3/14/2023201987320 on 3/20/2023201987320 on 3/23/2023201987320 on 3/28/2023219695484 on 3/11/2024

No. Clients, Historic

9004500202020212022202320242025691 on 3/19/2020691 on 6/11/2020737 on 3/16/2021737 on 10/20/2021822 on 3/23/2022850 on 3/14/2023850 on 3/20/2023850 on 3/23/2023850 on 3/28/2023870 on 3/11/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED DRAIN SYS INC DEL COM 214K 1K
ADVISORSHARES TR ADVISORSHS ETF 565K 9K
ALPHABET INC CAP STK CL C 897K 5K
ALPHABET INC CAP STK CL A 991K 5K
ALTRIA GROUP INC COM 1M 28K
AMAZON COM INC COM 4M 19K
AMERICAN ELEC PWR CO INC COM 2M 28K
AMGEN INC COM 478K 2K
APPLE INC COM 9M 43K
BANK AMERICA CORP COM 277K 7K
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 6K
BLACKROCK INC COM 912K 1K
CANADIAN NATL RY CO COM 207K 2K
CATERPILLAR INC COM 2M 6K
CEDAR FAIR L P DEPOSITRY UNIT 585K 11K
CINCINNATI FINL CORP COM 206K 2K
CISCO SYS INC COM 428K 9K
COCA COLA CO COM 794K 12K
CSX CORP COM 226K 7K
DEERE & CO COM 943K 3K
DISNEY WALT CO COM 814K 8K
ELI LILLY & CO COM 615K 679
EXXON MOBIL CORP COM 561K 5K
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 1M 21K
FIRSTENERGY CORP COM 272K 7K
GARTNER INC COM 680K 2K
HARTFORD FINL SVCS GROUP INC COM 234K 2K
HONEYWELL INTL INC COM 893K 4K
HUNTINGTON BANCSHARES INC COM 621K 47K
INTEL CORP COM 475K 15K
INVESCO QQQ TR UNIT SER 1 291K 607
ISHARES TR CORE US AGGBD ET 963K 10K
ISHARES TR US AER DEF ETF 1M 8K
ISHARES TR 10-20 YR TRS ETF 221K 2K
ISHARES TR 1 3 YR TREAS BD 2M 29K
ISHARES TR TIPS BD ETF 213K 2K
ISHARES TR ISHARES SEMICDTR 403K 2K
ISHARES TR IBOXX INV CP ETF 328K 3K
ISHARES TR 7-10 YR TRSY BD 4M 45K
ISHARES TR S&P SML 600 GWT 1M 8K
ISHARES TR CORE S&P500 ETF 43M 78K
JOHNSON & JOHNSON COM 2M 13K
JPMORGAN CHASE & CO. COM 3M 16K
KEYCORP COM 336K 24K
KROGER CO COM 434K 9K
MARATHON PETE CORP COM 1M 6K
MARTIN MARIETTA MATLS INC COM 407K 751
MICROSOFT CORP COM 14M 32K
NISOURCE INC COM 254K 9K
NVIDIA CORPORATION COM 6M 46K
ORACLE CORP COM 227K 2K
PARK NATL CORP COM 374K 3K
PEPSICO INC COM 209K 1K
PFIZER INC COM 280K 10K
PHILIP MORRIS INTL INC COM 243K 2K
PROCTER AND GAMBLE CO COM 329K 2K
PROSHARES TR S&P 500 DV ARIST 2M 18K
REALTY INCOME CORP COM 248K 5K
RPM INTL INC COM 269K 3K
RTX CORPORATION COM 224K 2K
SCHWAB STRATEGIC TR US LRG CAP ETF 1M 20K
SCHWAB STRATEGIC TR US LCAP GR ETF 12M 118K
SCHWAB STRATEGIC TR US BRD MKT ETF 7M 118K
SCHWAB STRATEGIC TR US DIVIDEND EQ 9M 116K
SELECT SECTOR SPDR TR SBI INT-UTILS 431K 6K
SELECT SECTOR SPDR TR ENERGY 989K 11K
SELECT SECTOR SPDR TR INDL 5M 39K
SELECT SECTOR SPDR TR FINANCIAL 1M 27K
SELECT SECTOR SPDR TR SBI CONS STPLS 2M 22K
SELECT SECTOR SPDR TR TECHNOLOGY 6M 27K
SOUTHERN CO COM 1M 18K
SPDR GOLD TR GOLD SHS 476K 2K
SYSCO CORP COM 299K 4K
THERMO FISHER SCIENTIFIC INC COM 698K 1K
UNION PAC CORP COM 1M 6K
VANGUARD INDEX FDS SMALL CP ETF 729K 3K
VANGUARD INDEX FDS TOTAL STK MKT 2M 7K
VANGUARD INDEX FDS VALUE ETF 2M 11K
VANGUARD INDEX FDS MCAP GR IDXVIP 658K 3K
VANGUARD INDEX FDS GROWTH ETF 5M 13K
VANGUARD INDEX FDS REAL ESTATE ETF 281K 3K
VANGUARD SCOTTSDALE FDS INT-TERM CORP 213K 3K
VANGUARD SPECIALIZED FUNDS DIV APP ETF 4M 21K
VANGUARD WHITEHALL FDS HIGH DIV YLD 4M 33K
VANGUARD WORLD FD FINANCIALS ETF 521K 5K
VERIZON COMMUNICATIONS INC COM 2M 38K
VISA INC COM CL A 2M 7K
WALMART INC COM 2M 30K