LESKO SECURITIES, INC.
Adviser information for LESKO SECURITIES, INC. last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 12 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 11 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 2,097 | $474.0M |
| Total | 2,097 | $474.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 846 | $268.9M |
| HNW Individuals | 86 | $186.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $18.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 402.8M |
| Portfolio Manager | 402.8M |
| Both for Same | 402.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LESKO SECURITIES INC | LESKO SECURITIES, INC. |
Identifiers
| SEC RIA File Number | 801-110085 |
|---|---|
| SEC ERA File Number | 801-110085 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 10091 |
| Legal Entity Identifier | None |
Principal Office
400 PLAZA DRIVESTE A
VESTAL
NY
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 607-724-2421, Fax: 607-724-2467
Chief Compliance Officer
GREGORY LESKO
CEO
400 PLAZA DRIVE
STE A
VESTAL
NY
United States
Tel:
(607) 724-2421
Fax:
6077242467
G*****@*****************M
(Full email address available in API data)
Regulatory Contact
KAREN STEBBINS
OPERATIONS MANAGER
400 PLAZA DRIVE
STE A
VESTAL
NY
United States
Tel:
(607)724-2421
Fax:
(607)724-2467
K********@*****************M
(Full email address available in API data)
Industry Affiliates
| LESKO FINANCIAL SERVICES, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LESKO, GREGORY STEPHEN | Individual | – | ROSFP | 06/2008 | < 5% |
| LESKO FINANCIAL SERVICES, INC. | Domestic Entity | – | OWNER | 08/1997 | > 75% |
| STEBBINS, KAREN MARIE | Individual | – | OPERATIONS MANAGER | 12/2002 | < 5% |
| LESKO, GREGORY STEPHEN | Individual | – | CEO / CCO | 02/2004 | < 5% |
| LESKO, GREGORY STEPHEN | Individual | – | GENERAL SECURITIES PRINCIPAL | 05/2003 | < 5% |
| MCCLINTOCK, DAVID JAMES | Individual | – | CFO / FINOP | 11/2005 | < 5% |
| LESKO, GREGORY STEPHEN | Individual | – | MUNICIPAL SECURITIES PRINCIPAL | 12/2007 | < 5% |
| STEBBINS, KAREN MARIE | Individual | – | GENERAL SECURITIES PRINCIPAL | 02/2008 | < 5% |
| LESKO, GREGORY STEPHEN | Individual | LESKO FINANCIAL SERVICES, INC. | PRESIDENT | 02/2022 | |
| HARTUNG, ROBERT SCOTT | Individual | LESKO FINANCIAL SERVICES | VICE PRESIDENT | 02/2022 | |
| HAMPTON, WILLIAM CHARLES | Individual | LESKO FINANCIAL SERVICES | TREASURER | 02/2022 | |
| PICHURA, RICHARD JAMES | Individual | LESKO FINANCIAL SERVICES | SECRETARY | 02/2022 | |
| HARTUNG, ROBERT SCOTT | Individual | – | VICE PRESIDENT | 02/2022 | < 5% |
| HAMPTON, WILLIAM CHARLES | Individual | – | TREASURER | 02/2022 | < 5% |
| PICHURA, RICHARD JAMES | Individual | – | SECRETARY | 02/2022 | < 5% |
| LESKO, GREGORY STEPHEN | Individual | – | PRESIDENT | 02/2022 | < 5% |
| LALOVIC, NIKOLA | Individual | – | GENERAL SECURITIES PRINCIPAL | 11/2021 | < 5% |