RETURN ON LIFE WEALTH PARTNERS
PLANNED FINANCIAL SERVICES, LLC Legal Name
Adviser information for RETURN ON LIFE WEALTH PARTNERS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 727 | $295.9M |
| Non-Discretionary | 28 | $72.3M |
| Total | 755 | $368.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 192 | $100.4M |
| HNW Individuals | 66 | $195.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 28 | $72.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesFixed feesCommissions |
Identifiers
| SEC RIA File Number | 801-110086 |
|---|---|
| SEC ERA File Number | 801-110086 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112879 |
| Legal Entity Identifier | None |
Principal Office
7000 FITZWATER ROADSUITE 300
CLEVELAND
OH
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: 440-740-0130, Fax: 440-740-0339
Chief Compliance Officer
FRANK FANTOZZI
CHIEF COMPLIANCE OFFICER
7000 FITZWATER ROAD
SUITE 300
CLEVELAND
OH
United States
Tel:
440-740-0130
Fax:
440-740-0339
F****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Rogers, Joseph, Michael | Individual | – | CHIEF OPERATING OFFICER | 10/2023 | < 5% |
| FANTOZZI, FRANK | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 01/1994 | > 75% |