FINANCIAL PARTNERS, LLC
Adviser information for FINANCIAL PARTNERS, LLC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Mexico, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 391 | $121.4M |
| Non-Discretionary | 0 | $0 |
| Total | 391 | $121.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 125 | $33.0M |
| HNW Individuals | 50 | $88.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 39 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-110092 |
|---|---|
| SEC ERA File Number | 801-110092 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170002 |
| Legal Entity Identifier | None |
Principal Office
613 OLD SANTA FE TRAILSANTA FE
NM
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 505-795-7910, Fax: 505-795-7912
Websites
Chief Compliance Officer
SILAS MICHAEL PETERSON
MEMBER & IAR
613 OLD SANTA FE TRAIL
SANTA FE
NM
United States
Tel:
505-795-7910
Fax:
505-795-7912
S*********@********M
(Full email address available in API data)
Regulatory Contact
PETER MURPHY
MANAGING MEMBER & IAR
613 OLD SANTA FE TRAIL
SANTA FE
NM
United States
Tel:
505-395-9463
P*******@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MURPHY, PETER, DENIS | Individual | – | MANAGING MEMBER | 01/2022 | 50-75% |
| Peterson, Silas, Michael | Individual | – | CHIEF COMPLIANCE OFFICER & PARTNER | 07/2023 | 25-50% |