CAIM LLC
CATHERINE AVERY INVESTMENT MANAGEMENT LLC Legal Name
Adviser information for CAIM LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 318 | $105.4M |
| Non-Discretionary | 3 | $6.2M |
| Total | 321 | $111.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 42 | $56.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $55.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSUBADVISOR |
|---|---|
| Compensation | % of AUMSUBADVISOR FEES |
Identifiers
| SEC RIA File Number | 801-110097 |
|---|---|
| SEC ERA File Number | 801-110097 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 144946 |
| Legal Entity Identifier | None |
Principal Office
595 BAY ISLES ROADSUITE 210
LONGBOAT KEY
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 941-388-7249, Fax: None
Chief Compliance Officer
CATHERINE MANISCALCO AVERY
MANAGING MEMBER
595 BAY ISLES ROAD
SUITE 210
LONGBOAT KEY
FL
United States
Tel:
941-388-7249
C*****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MANISCALCO AVERY, CATHERINE, ANGELA | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 08/2007 | > 75% |