HERITAGE FINANCIAL ADVISORS, LLC
Adviser information for HERITAGE FINANCIAL ADVISORS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 460 | $156.7M |
| Total | 460 | $156.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 186 | $38.2M |
| HNW Individuals | 26 | $64.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $54.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-110101 |
|---|---|
| SEC ERA File Number | 801-110101 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154955 |
| Legal Entity Identifier | None |
Principal Office
103 NORTH RIVER ROADSUITE A
WATERVILLE
OH
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 419-887-5887, Fax: 419-887-5897
Chief Compliance Officer
SASHA WRIGHT
CHIEF COMPLIANCE OFFICER
103 NORTH RIVER ROAD
SUITE A
WATERVILLE
OH
United States
Tel:
419-887-5887
Fax:
419-887-5897
S******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WRIGHT, SASHA, MARIE | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 08/2010 | < 5% |
| HERITAGE II, LLC | Domestic Entity | – | MEMBER | 08/2010 | 25-50% |
| S.M. WRIGHT, LLC | Domestic Entity | – | MEMBER | 08/2010 | 50-75% |
| WRIGHT, SASHA, MARIE | Individual | HERITAGE II, LLC | MANAGING MEMBER | 08/2010 | 25-50% |
| WRIGHT, SASHA, MARIE | Individual | S.M. WRIGHT, LLC | MANAGING MEMBER | 01/2008 | > 75% |