STRATEGIC PLANNING, INC.
Adviser information for STRATEGIC PLANNING, INC. last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,051 | $283.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,051 | $283.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 344 | $158.8M |
| HNW Individuals | 322 | $124.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 283.6M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| STRATEGIC PLANNING WRAP FEE PROGRAM | STRATEGIC PLANNING, INC. |
Identifiers
| SEC RIA File Number | 801-110105 |
|---|---|
| SEC ERA File Number | 801-110105 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139648 |
| Legal Entity Identifier | None |
Principal Office
7730 OLENTANGY RIVER ROADCOLUMBUS
OH
United States
M-TH 7:30 AM - 4:30 PM; F 7:00 AM - 12:00 PM, 7:30 AM - 4:30 PM
Tel: 614-802-0170, Fax: 614-802-0171
Websites
Chief Compliance Officer
STANLEY R. EDGELL
PRESIDENT AND CCO
7730 OLENTANGY RIVER ROAD
COLUMBUS
OH
United States
Tel:
614-802-0170
Fax:
614-802-0171
S***@**********M
(Full email address available in API data)
Regulatory Contact
SEAN G. EDGELL
AGENT
7730 OLENTANGY RIVER ROAD
COLUMBUS
OH
United States
Tel:
614-802-0170
Fax:
614-802-0171
S***@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EDGELL, STANLEY, RAY | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 10/1999 | > 75% |
| EDGELL, SEAN, GAVIN | Individual | – | OPERATIONS | 01/2019 | < 5% |