ACORN GROWTH COMPANIES, LLC
ACORN GROWTH COMPANIES, LC Legal Name
Adviser information for ACORN GROWTH COMPANIES, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $572.8M |
| Non-Discretionary | 2 | $1.4M |
| Total | 9 | $574.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $574.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesEBITDA FEE |
Identifiers
| SEC RIA File Number | 801-110106 |
|---|---|
| SEC ERA File Number | 801-110106 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164499 |
| Legal Entity Identifier | None |
Principal Office
621 N. ROBINSON AVENUESUITE 550
OKLAHOMA CITY
OK
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 405-737-2676, Fax: 405-732-4141
Chief Compliance Officer
JOHN BLEVINS
CHIEF COMPLIANCE OFFICER
621 N. ROBINSON AVENUE
SUITE 550
OKLAHOMA CITY
OK
United States
Tel:
405-737-2676
Fax:
405-732-4141
J*******@**********M
(Full email address available in API data)
Industry Affiliates
| ACORN AEROSPACE AND DEFENSE FUND V, GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ACORN GROWTH CAPITAL FUND IV, GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ACORN A2K INVESTOR, LLC | Private Equity Fund | $170.4M | $0.1M | 14 |
| ACORN AEROSPACE & DEFENSE FUND V, LP | Private Equity Fund | $140.1M | $1.0M | 95 |
| ACORN DIMO INVESTOR, LLC | Private Equity Fund | $4.8M | $0.0M | 21 |
| ACORN GROWTH CAPITAL FUND III, LLC | Private Equity Fund | $0.0M | $0.0M | 15 |
| ACORN GROWTH CAPITAL FUND IV, LP | Private Equity Fund | $129.4M | $1.0M | 60 |
| ACORN MEZZANINE FINANCING, LLC | Private Equity Fund | $1.4M | $0.3M | 8 |
| ACORN SOARING INVESTOR, LLC | Private Equity Fund | $107.3M | $0.1M | 15 |
| RAISBECK INVESTMENTS, LLC | Private Equity Fund | $5.0M | $1.0M | 2 |
| TSS CO-INVEST, LLC | Private Equity Fund | $7.3M | $0.0M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NAGEL, RICK, RONALD | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2005 | < 5% |
| DAVIS FAMILY TRUST | Domestic Entity | – | OWNER | 12/2000 | 10-25% |
| RICK RONALD NAGEL TRUST | Domestic Entity | – | OWNER | 01/2005 | > 75% |
| NAGEL, RICK, RONALD | Individual | RICK RONALD NAGEL TRUST | TRUSTEE | 01/2015 | > 75% |
| DAVIS, JEFF, GLENN | Individual | DAVIS FAMILY TRUST | CO-TRUSTEE | 12/2015 | 25-50% |
| BLEVINS, JOHN, HOWARD | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |
| WALKER, ANNA, JEANNE | Individual | – | CHIEF FINANCIAL OFFICER | 04/2023 | < 5% |