Hedge Fund Database

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

Adviser information for MOUNTAIN CAPITAL INVESTMENT ADVISORS INC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 12
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 12

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,731 $608.0M
Non-Discretionary 0 $0
Total 2,731 $608.0M

Clients

Type Number RAUM
Individuals 741 $237.5M
HNW Individuals 202 $370.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-110107
SEC ERA File Number 801-110107
SEC CIK Numbers 1714506
SEC CRD Numbers 156660
Legal Entity Identifier None

Principal Office

12235 PECOS ST
SUITE 100
WESTMINSTER
CO
United States
Monday - Friday, 9-5
Tel: 720-500-0050, Fax: 720-554-8052

Websites

www.mountaincapital.us twitter.com/mcia_co www.linkedin.com/company/mountain-capital/about/ www.facebook.com/mountaincapitalinvestmentadvisors www.instagram.com/mountain_capital/

Chief Compliance Officer

BRIAN QUINT
2056 RODNEY DR
#11
LOS ANGELES
CA
United States
Tel: 720-500-0063
(Full email address available in API data)

Regulatory Contact

BRANDT BURNS
PRESIDENT
12235 PECOS ST
SUITE 100
WESTMINSTER
CO
United States
Tel: 720-500-0051
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BURNS, BRANDT, PHILLIP Individual – MANAGER 02/2011 25-50%
BURNS, MICHELLE, LEE Individual – SECRETARY 01/2015 25-50%
QUINT, BRIAN, JAY Individual – CHIEF COMPLIANCE OFFICER 01/2022 < 5%
TARRY, JORDAN, STUART Individual – FINANCIAL ADVISOR 01/2018 < 5%
Casas, Narvel, Isaia Individual – FINANCIAL ADVISOR 04/2020 < 5%
MERCHANT INVESTMENT MANAGEMENT, LLC Domestic Entity – PRIVATE PARTNERSHIP 01/2022 10-25%

No. Employees, Historic

201002020202120222023202420256 on 3/25/20206 on 4/13/20206 on 6/30/20206 on 7/20/20206 on 8/3/20206 on 9/18/202010 on 3/24/202112 on 3/18/202212 on 3/24/202312 on 3/11/202412 on 3/12/2024

RAUM, Historic

700M350M0202020212022202320242025226507110 on 3/25/2020248575871 on 4/13/2020248575871 on 6/30/2020248575871 on 7/20/2020248575871 on 8/3/2020248575871 on 9/18/2020326287433 on 3/24/2021403000000 on 3/18/2022440000000 on 3/24/2023608000000 on 3/11/2024608000000 on 3/12/2024

No. Clients, Historic

1,0005000202020212022202320242025475 on 3/25/2020485 on 4/13/2020485 on 6/30/2020485 on 7/20/2020485 on 8/3/2020485 on 9/18/2020582 on 3/24/2021697 on 3/18/2022755 on 3/24/2023943 on 3/11/2024943 on 3/12/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 226K 1K 0
ALPHABET INC CAP STK CL C 358K 2K 0
AMAZON COM INC COM 1M 6K 0
APPLE INC COM 5M 23K 0
BANK AMERICA CORP COM 260K 6K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 2K 0
COINBASE GLOBAL INC COM CL A 331K 1K 0
COSTCO WHSL CORP NEW COM 521K 614 0
ELI LILLY & CO COM 226K 238 0
ENDEAVOUR SILVER CORP COM 68K 14K 0
EXXON MOBIL CORP COM 342K 3K 0
FLAHERTY & CRUMRINE PFD SECS COM 991K 67K 0
FRONTIER GROUP HLDGS INC COM 629K 147K 0
FS KKR CAP CORP COM 366K 18K 0
GINKGO BIOWORKS HOLDINGS INC CL A SHS 8K 28K 0
GLOBAL X FDS GLBX SUPRINC ETF 103K 11K 0
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 249K 4K 0
INVESCO EXCHANGE TRADED FD T WATER RES ETF 319K 5K 0
ISHARES BITCOIN TR SHS 678K 19K 0
ISHARES TR GRWT ALLOCAT ETF 654K 11K 0
ISHARES TR GL CLEAN ENE ETF 451K 33K 0
ISHARES TR AGGRES ALLOC ETF 540K 7K 0
ISHARES TR S&P 500 GRWT ETF 303K 3K 0
ISHARES TR GLOBAL TECH ETF 313K 4K 0
ISHARES TR CORE S&P500 ETF 512K 907 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 7M 120K 0
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 5M 88K 0
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 31M 672K 0
JPMORGAN CHASE & CO. COM 262K 1K 0
META PLATFORMS INC CL A 270K 544 0
MICROSOFT CORP COM 2M 4K 0
NVIDIA CORPORATION COM 645K 5K 0
PIMCO ETF TR ENHAN SHRT MA AC 514K 5K 0
RXSIGHT INC COM 389K 8K 0
SELECT SECTOR SPDR TR TECHNOLOGY 201K 859 0
SOUTHWEST AIRLS CO COM 236K 9K 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 216K 6K 0
SPDR SER TR SPDR MSCI USA GE 316K 3K 0
SPROTT PHYSICAL SILVER TR TR UNIT 164K 16K 0
TESLA INC COM 8M 32K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 5M 9K 0
VANGUARD INDEX FDS SMALL CP ETF 23M 100K 0
VANGUARD INDEX FDS TOTAL STK MKT 617K 2K 0
VANGUARD INDEX FDS VALUE ETF 82M 495K 0
VANGUARD INDEX FDS GROWTH ETF 92M 239K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 32M 703K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 94M 2M 0
VANGUARD WHITEHALL FDS INTL HIGH ETF 2M 23K 0
VISA INC COM CL A 1M 5K 0