PLAN A WEALTH, LLC
Adviser information for PLAN A WEALTH, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nebraska, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,643 | $299.9M |
| Non-Discretionary | 39 | $26.9M |
| Total | 1,682 | $326.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 303 | $61.9M |
| HNW Individuals | 179 | $231.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 13 | $13.5M |
| Charitable organizations | <5 | $18.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-110113 |
|---|---|
| SEC ERA File Number | 801-110113 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287860 |
| Legal Entity Identifier | None |
Principal Office
7221 PLAZA COURTLINCOLN
NE
United States
Monday - Friday, BY APPOINTMENT
Tel: 402-975-8008, Fax: 402-975-8007
Chief Compliance Officer
BECKY WIEGAND
7221 PLAZA COURT
LINCOLN
NE
United States
Tel:
402-975-8008
B****@**********M
(Full email address available in API data)
Regulatory Contact
RONALD ANDERSON
FOUNDER & PRESIDENT
7221 PLAZA COURT
LINCOLN
NE
United States
Tel:
(402) 975-8008
R**@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WIEGAND, BECKY, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2019 | < 5% |
| ANDERSON, RONALD, WALLACE | Individual | – | MANAGING MEMBER | 03/2017 | > 75% |